Security key
67113Y702
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 1,660,833
- Total 13F shares
- 77,081
- Share change
- +74,530
- Total reported value
- $258,221
- Price per share
- $3.35
- Number of holders
- 7
- Value change
- +$249,677
- Number of buys
- 6
- Number of sells
- 1
Report period
Q3 2025
Institutions
7
Top holders
7
NUWE full security history
Newer quarter: Q4 2025
Previous quarter: Q2 2025
Nuwellis, Inc. SEC filings
Nuwellis, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 67113Y702
Recent filing periods:
Top shareholders of NUWE - Nuwellis, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BIGGER CAPITAL FUND L P |
13D/G
|
Bigger Michael |
10%
|
478,000
|
$478,000 | $0 | 09 Jun 2025 | |
| John L. Erb |
13D/G
3/4/5
|
ERB JOHN L · CEO and President, Director, 10%+ Owner |
7.3%
|
1,666,767
|
$1,666,767 | $0 | 09 Jun 2025 | |
| INTRACOASTAL CAPITAL, LLC |
13D/G
|
Mitchell P. Kopin |
5%
|
251,087
|
$251,087 | $0 | 09 Jun 2025 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
1%
|
147,961
|
$32,611 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.53%
|
78,910
|
$17,360 | — | 30 Jun 2025 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.25%
|
37,721
|
$8,314 | — | 30 Jun 2025 | |
| XTX Topco Ltd |
13F
|
Company |
0.21%
|
31,841
|
$7,018 | — | 30 Jun 2025 | |
| SBI Securities Co., Ltd. |
13F
|
Company |
0.15%
|
2,551
|
$562 | — | 30 Jun 2025 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.12%
|
17,424
|
$3,840 | — | 30 Jun 2025 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.04%
|
5,525
|
$1,218 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
5,310
|
$1,170 | — | 30 Jun 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
40
|
$9 | — | 30 Jun 2025 | |
| George Montague |
3/4/5
|
CFO and Treasurer |
—
class O/S missing
|
40,054
|
— | — | 03 Mar 2022 | |
| Robert Benjamin Scott |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
18,643
|
— | — | 02 Sep 2023 | |
| Michael Kendrick McCormick |
3/4/5
|
Director |
—
class O/S missing
|
17,496
|
— | — | 20 May 2025 | |
| Steven Frank Brandt |
3/4/5
|
Director |
—
class O/S missing
|
15,806
|
— | — | 25 May 2022 | |
| Lynn L. Blake |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
12,417
|
— | — | 06 Jan 2023 | |
| Neil P. Ayotte |
3/4/5
|
SVP, Secretary, GC & CCO |
—
class O/S missing
|
8,640
|
— | — | 03 Mar 2023 | |
| Nestor Jaramillo Jr. |
3/4/5
|
President and CEO, Director |
—
class O/S missing
|
4,098
|
— | — | 15 Mar 2023 | |
| Jon W. Salveson |
3/4/5
|
Director |
—
class O/S missing
|
2,146
|
— | — | 19 May 2023 | |
| Warren S. Watson |
3/4/5
|
Director |
—
class O/S missing
|
2,146
|
— | — | 19 May 2023 |
Institutional Holders of Nuwellis, Inc. - Common Stock (NUWE) as of Q3 2025
As of 30 Sep 2025,
Nuwellis, Inc. - Common Stock (NUWE) was held by
7 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
77,081 shares.
The largest 7 holders included
DRW Securities, LLC, SABBY MANAGEMENT, LLC, UBS Group AG, CITIGROUP INC, Tower Research Capital LLC (TRC), SBI Securities Co., Ltd., and BANK OF AMERICA CORP /DE/.
This page lists
7
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
1
Q3 2025 holders
7
Holder diff
6
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.