SEC ownership of Nuwellis, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001506492.

Comparable stake leader

BIGGER CAPITAL FUND L P

Disclosed value leader

John L. Erb

Comparable rows

12/25

Latest evidence

30 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
12 of 25
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
BIGGER CAPITAL FUND L P
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
30 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001506492
Issuer location
Eden Prairie, MN

Ownership snapshot

Top shareholders of Nuwellis, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BIGGER CAPITAL FUND L P
Disclosed value leader
John L. Erb
Comparable rows
12/25
Latest evidence
30 Jun 2026
13D/G 3/4/5 13F Lead comparable stake: 10% 13 rows are not safely comparable across share classes. 13D/G row: BIGGER CAPITAL FUND L P Showing 1-8 of 25 holder rows.

Quick read

BIGGER CAPITAL FUND L P leads the comparable SEC ownership view at 10%.

12 of 25 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BIGGER CAPITAL FUND L P's linked filing trail.
Comparable ownership Top 5
BIGGER CAPITAL FUND L P 10%
John L. Erb 7.3%
ARMISTICE CAPITAL, LLC 7.1%
SABBY MANAGEMENT, LLC 5.4%
INTRACOASTAL CAPITAL, LLC 5%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 25 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BIGGER CAPITAL FUND L P
13D/G
Bigger Michael
10%
$478,000
478,000 shares
$0 09 Jun 2025
John L. Erb
13D/G 3/4/5
ERB JOHN L · CEO and President, Director, 10%+ Owner
7.3%
$1,666,767
1,666,767 shares
$0 09 Jun 2025
ARMISTICE CAPITAL, LLC
13F 13D/G
Company
7.1%
from 13D/G
$248,010
236,200 shares
31 Mar 2026
SABBY MANAGEMENT, LLC
13D/G
5.4%
$182,957
89,685 shares
$0 31 Dec 2025
INTRACOASTAL CAPITAL, LLC
13D/G
Mitchell P. Kopin
5%
$251,087
251,087 shares
$0 09 Jun 2025
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.7%
$46,384
44,176 shares
31 Mar 2026
Tower Research Capital LLC (TRC)
13F
Company
13F
0.31%
$5,448
5,189 shares
31 Mar 2026
CITIGROUP INC
13F
Company
13F
0.31%
$5,382
5,126 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 02 Aug 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-17 of 17 reporting-owner rows connected to Nuwellis, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
17
Largest Forms 3/4/5 holder
John L. Erb
Net 12M change
$0
Latest report
30 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
John L. Erb CEO and President, Director, 10%+ Owner $66,001 Mixed 27 Jun 2025
Katharyn Field Director Mixed 21 Jan 2026
Carisa Schultz Chief Financial Officer Mixed 28 Jan 2026
Jon W. Salveson Director Mixed 19 May 2023
Gregory D. Waller Director Mixed 28 Apr 2026
Warren S. Watson Director Mixed 19 May 2023
Lynn L. Blake Chief Financial Officer Mixed 06 Jan 2023
Steven Frank Brandt Director Mixed 25 May 2022
Neil P. Ayotte SVP, Secretary, GC & CCO Mixed 03 Mar 2023
George Montague CFO and Treasurer Mixed 03 Mar 2022
Nestor Jaramillo Jr. President and CEO, Director Mixed 15 Mar 2023
Michael Kendrick McCormick President and CEO, Director Mixed 30 Jun 2026
Robert Benjamin Scott Chief Financial Officer Mixed 02 Sep 2023
Archelle Georgiou Feldshon Director Mixed 28 Apr 2026
David McDonald Director Mixed 28 Apr 2026
Mika Grasso Director Mixed 21 Jan 2026
Martin J. Emerson Director Mixed 28 Apr 2026

Recent insider transactions for Nuwellis, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Gregory D. Waller NUWE Nonstatutory Stock Option (right to buy) Award 6,744 6,744 28 Apr 2026 Direct
Martin J. Emerson NUWE Nonstatutory Stock Option (right to buy) Award 6,744 6,744 28 Apr 2026 Direct
Archelle Georgiou Feldshon NUWE Nonstatutory Stock Option (right to buy) Award 6,744 6,744 28 Apr 2026 Direct
David McDonald NUWE Nonstatutory Stock Option (right to buy) Award 6,744 6,744 28 Apr 2026 Direct
* marks a reported price that did not pass the local price check.
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