Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / Common
-
Shares outstanding
-
36,401,404
-
Number of holders
-
51
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Total 13F shares, excl. options
-
7,277,550
-
Shares change
-
-369,195
-
Total reported value, excl. options
-
$104,852,000
-
Value change
-
-$5,340,619
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Number of buys
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17
-
Number of sells
-
-25
-
Price
-
$14.42
Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q3 2016
55 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q3 2016.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 51 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 7,277,550 shares
of 36,401,404 outstanding shares and own 19.99% of the company stock.
Largest 10 shareholders include PARAMETRIC PORTFOLIO ASSOCIATES LLC (926,881 shares), Karpus Management, Inc. (651,632 shares), WELLS FARGO & COMPANY/MN (621,135 shares), UBS Group AG (562,525 shares), Invesco Ltd. (559,692 shares), Advisors Asset Management, Inc. (548,817 shares), GUGGENHEIM CAPITAL LLC (295,928 shares), BANK OF AMERICA CORP /DE/ (247,862 shares), LADENBURG THALMANN FINANCIAL SERVICES INC (245,307 shares), and LPL Financial LLC (230,274 shares).
This table shows the top 51 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.