Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX)

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class
Equity / Common
Shares outstanding
36,401,404
Number of holders
53
Total 13F shares, excl. options
7,671,779
Shares change
-56,826
Total reported value, excl. options
$111,450,000
Value change
-$754,906
Number of buys
17
Number of sells
-33
Price
$14.53

Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q2 2016

60 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q2 2016.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 53 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 7,671,779 shares of 36,401,404 outstanding shares and own 21.08% of the company stock.
Largest 10 shareholders include Parametric Portfolio Associates LLC (973,837 shares), Karpus Management, Inc. (939,295 shares), WELLS FARGO & COMPANY/MN (811,665 shares), Advisors Asset Management, Inc. (563,718 shares), Invesco Ltd. (530,996 shares), UBS Group AG (465,285 shares), GUGGENHEIM CAPITAL LLC (279,529 shares), LADENBURG THALMANN FINANCIAL SERVICES INC (244,807 shares), BANK OF AMERICA CORP /DE/ (238,065 shares), and RAYMOND JAMES & ASSOCIATES (219,356 shares).
This table shows the top 53 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.