Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 15,737,005
- Share change
- +1,459,271
- Total reported value
- $163,693,298
- Price per share
- $10.40
- Number of holders
- 115
- Value change
- +$15,754,088
- Number of buys
- 72
- Number of sells
- 40
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,361,483
|
$13,356,000 | — | 31 Mar 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,219,386
|
$11,962,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,151,721
|
$11,298,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,086,999
|
$10,663,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,024,493
|
$10,050,000 | — | 31 Mar 2017 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
781,251
|
$7,664,000 | — | 31 Mar 2017 | |
| Jacobus Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
561,707
|
$5,510,000 | — | 31 Mar 2017 | |
| AEGON ASSET MANAGEMENT UK PLC |
13F
|
Company |
—
class O/S missing
|
517,001
|
$5,087,290 | — | 31 Mar 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
464,709
|
$4,559,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
459,107
|
$4,559,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
426,336
|
$4,182,000 | — | 31 Mar 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
316,278
|
$3,103,000 | — | 31 Mar 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
284,711
|
$2,793,000 | — | 31 Mar 2017 | |
| SMITHBRIDGE ASSET MANAGEMENT INC/DE |
13F
|
Company |
—
class O/S missing
|
273,500
|
$2,683,000 | — | 31 Mar 2017 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
268,550
|
$2,634,000 | — | 31 Mar 2017 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
232,892
|
$2,285,000 | — | 31 Mar 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
177,109
|
$1,737,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
168,390
|
$1,652,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
166,147
|
$1,630,000 | — | 31 Mar 2017 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
152,700
|
$1,498,000 | — | 31 Mar 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
140,644
|
$1,380,000 | — | 31 Mar 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
136,203
|
$1,343,000 | — | 31 Mar 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
136,211
|
$1,336,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
132,998
|
$1,305,000 | — | 31 Mar 2017 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
121,108
|
$1,187,000 | — | 31 Mar 2017 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
116,416
|
$1,142,000 | — | 31 Mar 2017 | |
| Gerber Kawasaki Wealth & Investment Management |
13F
|
Company |
—
class O/S missing
|
114,766
|
$1,130,000 | — | 31 Mar 2017 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
108,800
|
$1,067,000 | — | 31 Mar 2017 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
106,253
|
$1,042,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
103,110
|
$1,020,000 | — | 31 Mar 2017 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
100,000
|
$981,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
91,713
|
$900,000 | — | 31 Mar 2017 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
89,618
|
$879,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
76,999
|
$756,000 | — | 31 Mar 2017 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$744,000 | — | 31 Mar 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
73,065
|
$723,000 | — | 31 Mar 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
69,911
|
$686,000 | — | 31 Mar 2017 | |
| Starfire Investment Advisers, Inc. |
13F
|
Company |
—
class O/S missing
|
67,115
|
$666,451 | — | 31 Mar 2017 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
62,192
|
$610,000 | — | 31 Mar 2017 | |
| JANUS HENDERSON INVESTORS US LLC |
13F
|
Company |
—
class O/S missing
|
54,893
|
$539,000 | — | 31 Mar 2017 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
53,915
|
$529,000 | — | 31 Mar 2017 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
53,550
|
$525,000 | — | 31 Mar 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
48,102
|
$472,000 | — | 31 Mar 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
46,875
|
$460,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
43,784
|
$429,000 | — | 31 Mar 2017 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
43,500
|
$427,000 | — | 31 Mar 2017 | |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH |
13F
|
Company |
—
class O/S missing
|
42,810
|
$420,000 | — | 31 Mar 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
41,928
|
$411,000 | — | 31 Mar 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
39,919
|
$392,000 | — | 31 Mar 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
35,727
|
$350,000 | — | 31 Mar 2017 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q2 2017
As of 30 Jun 2017,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
115 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,737,005 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, UBS Group AG, Invesco Ltd., COHEN & STEERS INC, Jacobus Wealth Management, Inc., KAMES CAPITAL plc, BANK OF AMERICA CORP /DE/, Private Advisor Group, LLC, and FIRST FOUNDATION ADVISORS.
This page lists
115
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
117
Q2 2017 holders
115
Holder diff
-2
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.