Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 16,841,593
- Share change
- -212,174
- Total reported value
- $160,521,399
- Price per share
- $9.53
- Number of holders
- 98
- Value change
- -$2,046,372
- Number of buys
- 39
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,649,746
|
$15,772,000 | — | 31 Dec 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,608,004
|
$15,373,000 | — | 31 Dec 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,476,353
|
$14,114,000 | — | 31 Dec 2014 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,386,140
|
$13,251,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,024,567
|
$9,796,000 | — | 31 Dec 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
813,492
|
$7,777,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
755,835
|
$7,225,000 | — | 31 Dec 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
714,645
|
$6,832,000 | — | 31 Dec 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
525,044
|
$5,019,000 | — | 31 Dec 2014 | |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
13F
|
Company |
—
class O/S missing
|
513,958
|
$4,914,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
275,253
|
$2,631,000 | — | 31 Dec 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
264,805
|
$2,532,000 | — | 31 Dec 2014 | |
| Algebris Investments (UK) LLP |
13F
|
Company |
—
class O/S missing
|
260,000
|
$2,486,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
255,366
|
$2,441,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
253,050
|
$2,418,000 | — | 31 Dec 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
247,598
|
$2,367,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
209,386
|
$2,002,000 | — | 31 Dec 2014 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
208,900
|
$1,997,000 | — | 31 Dec 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
201,138
|
$1,923,000 | — | 31 Dec 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
198,182
|
$1,895,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
183,435
|
$1,754,000 | — | 31 Dec 2014 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
182,026
|
$1,720,000 | — | 31 Dec 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
177,935
|
$1,701,000 | — | 31 Dec 2014 | |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
13F
|
Company |
—
class O/S missing
|
132,083
|
$1,263,000 | — | 31 Dec 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
109,470
|
$1,047,000 | — | 31 Dec 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
103,564
|
$990,000 | — | 31 Dec 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
94,825
|
$906,000 | — | 31 Dec 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
92,200
|
$881,000 | — | 31 Dec 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
90,201
|
$864,000 | — | 31 Dec 2014 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
84,534
|
$808,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
84,261
|
$806,000 | — | 31 Dec 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
81,493
|
$779,000 | — | 31 Dec 2014 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
76,650
|
$733,000 | — | 31 Dec 2014 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$725,000 | — | 31 Dec 2014 | |
| Veritable, L.P. |
13F
|
Company |
—
class O/S missing
|
72,862
|
$697,000 | — | 31 Dec 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
63,469
|
$607,000 | — | 31 Dec 2014 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
54,275
|
$519,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
51,631
|
$493,592 | — | 31 Dec 2014 | |
| Allen Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
51,415
|
$492,000 | — | 31 Dec 2014 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
19,000
|
$426,000 | — | 31 Dec 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
43,212
|
$413,000 | — | 31 Dec 2014 | |
| Hurley Capital, LLC |
13F
|
Company |
—
class O/S missing
|
42,055
|
$402,000 | — | 31 Dec 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
35,901
|
$343,000 | — | 31 Dec 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
35,765
|
$342,000 | — | 31 Dec 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,686
|
$322,000 | — | 31 Dec 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
31,886
|
$304,822 | — | 31 Dec 2014 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
29,288
|
$276,772 | — | 31 Dec 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
26,936
|
$257,508 | — | 31 Dec 2014 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
23,239
|
$222,000 | — | 31 Dec 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
21,923
|
$210,000 | — | 31 Dec 2014 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q1 2015
As of 31 Mar 2015,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
98 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,841,593 shares.
The largest 10 holders included
MORGAN STANLEY, COHEN & STEERS CAPITAL MANAGEMENT INC, COHEN & STEERS INC, McGowan Group Asset Management, Inc., Invesco Ltd., WELLS FARGO & COMPANY/MN, Parametric Portfolio Associates LLC, UBS Group AG, RIVERNORTH CAPITAL MANAGEMENT, LLC, and TRUST & FIDUCIARY MANAGEMENT SERVICES INC.
This page lists
98
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
90
Q1 2015 holders
98
Holder diff
8
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.