Nuveen Preferred & Income Opportunities Fund - COM (JPC)
CUSIP: 67073B106
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 15,366,180
- Share change
- -372,217
- Total reported value
- $146,884,752
- Price per share
- $9.56
- Number of holders
- 90
- Value change
- -$3,367,233
- Number of buys
- 37
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 67073B106?
CUSIP 67073B106 identifies JPC - Nuveen Preferred & Income Opportunities Fund - COM in SEC institutional holdings data.
Need full ownership history?
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67073B106:
Top shareholders of JPC - Nuveen Preferred & Income Opportunities Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
1,612,418
|
$14,834,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,582,289
|
$14,557,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,355,314
|
$12,468,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,009,176
|
$9,284,000 | — | 30 Sep 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
782,787
|
$7,202,000 | — | 30 Sep 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
756,826
|
$6,963,000 | — | 30 Sep 2014 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
712,445
|
$6,554,000 | — | 30 Sep 2014 | |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
13F
|
Company |
—
class O/S missing
|
535,705
|
$4,929,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
446,861
|
$4,109,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
306,712
|
$2,822,000 | — | 30 Sep 2014 | |
| Algebris Investments (UK) LLP |
13F
|
Company |
—
class O/S missing
|
260,000
|
$2,392,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
251,545
|
$2,314,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
247,515
|
$2,277,000 | — | 30 Sep 2014 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
230,157
|
$2,117,000 | — | 30 Sep 2014 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
220,483
|
$2,028,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
214,476
|
$1,973,000 | — | 30 Sep 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
186,740
|
$1,718,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
186,461
|
$1,716,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
149,205
|
$1,373,000 | — | 30 Sep 2014 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
131,080
|
$1,206,000 | — | 30 Sep 2014 | |
| DIXON HUBARD FEINOUR & BROWN INC/VA |
13F
|
Company |
—
class O/S missing
|
124,250
|
$1,143,000 | — | 30 Sep 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
120,167
|
$1,106,000 | — | 30 Sep 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
119,081
|
$1,096,000 | — | 30 Sep 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
116,833
|
$1,075,000 | — | 30 Sep 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
103,323
|
$951,000 | — | 30 Sep 2014 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
101,066
|
$931,000 | — | 30 Sep 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
96,933
|
$892,000 | — | 30 Sep 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
96,623
|
$889,000 | — | 30 Sep 2014 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
95,198
|
$875,000 | — | 30 Sep 2014 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
91,875
|
$845,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
87,428
|
$804,000 | — | 30 Sep 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
87,047
|
$801,000 | — | 30 Sep 2014 | |
| Cutter & CO Brokerage, Inc. |
13F
|
Company |
—
class O/S missing
|
77,969
|
$717,000 | — | 30 Sep 2014 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
76,650
|
$705,000 | — | 30 Sep 2014 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
75,800
|
$697,000 | — | 30 Sep 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
72,589
|
$668,000 | — | 30 Sep 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
70,875
|
$652,000 | — | 30 Sep 2014 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$644,000 | — | 30 Sep 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
67,796
|
$624,000 | — | 30 Sep 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
63,469
|
$584,000 | — | 30 Sep 2014 | |
| NOESIS CAPITAL MANGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
56,275
|
$518,000 | — | 30 Sep 2014 | |
| Eos Management, L.P. |
13F
|
Company |
—
class O/S missing
|
51,832
|
$477,000 | — | 30 Sep 2014 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
20,000
|
$457,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
47,826
|
$439,999 | — | 30 Sep 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
41,484
|
$382,000 | — | 30 Sep 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,623
|
$355,000 | — | 30 Sep 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,686
|
$310,000 | — | 30 Sep 2014 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
31,662
|
$291,292 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
30,601
|
$282,000 | — | 30 Sep 2014 | |
| ANCHOR CAPITAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
30,000
|
$276,000 | — | 30 Sep 2014 |
Institutional Holders of Nuveen Preferred & Income Opportunities Fund - COM (JPC) as of Q4 2014
As of 31 Dec 2014,
Nuveen Preferred & Income Opportunities Fund - COM (JPC) was held by
90 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,366,180 shares.
The largest 10 holders included
MORGAN STANLEY, COHEN & STEERS INC, Invesco Ltd., McGowan Group Asset Management, Inc., WELLS FARGO & COMPANY/MN, Parametric Portfolio Associates LLC, UBS Group AG, RIVERNORTH CAPITAL MANAGEMENT, LLC, Advisors Asset Management, Inc., and TRUST & FIDUCIARY MANAGEMENT SERVICES INC.
This page lists
90
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
93
Q4 2014 holders
90
Holder diff
-3
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.