NUVEEN FLOATING RATE INCOME FUND - COM (JFR)

CUSIP: 67072T108

Q3 2023 13F Holders as of 30 Sep 2023

Share change
+22,833,838
SEC-reported price per share
$8.21
Number of holders
171
Value change
+$187,667,467
Number of buys
150
Number of sells
17

Security key

67072T108

Report period

Q3 2023

Institutions

171

Top holders

10

Ownership snapshot

Top reported holders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
LPL Financial LLC
Disclosed value leader
LPL Financial LLC
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F Highest disclosed value: $18,587,726 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

LPL Financial LLC has the largest disclosed position value at $18.59M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens LPL Financial LLC's linked filing trail.
Disclosed position value Top 5
LPL Financial LLC $18.59M
WELLS FARGO & COMPANY/MN $13.32M
MORGAN STANLEY $10.2M
Penserra Capital Management LLC $10.07M
Invesco Ltd. $8.3M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
LPL Financial LLC
13F
Company
13F
class O/S missing
$18,587,726
2,355,859 shares
30 Jun 2023
WELLS FARGO & COMPANY/MN
13F
Company
13F
class O/S missing
$13,318,516
1,688,025 shares
30 Jun 2023
MORGAN STANLEY
13F
Company
13F
class O/S missing
$10,196,318
1,292,309 shares
30 Jun 2023
Penserra Capital Management LLC
13F
Company
13F
class O/S missing
$10,066,000
1,275,855 shares
30 Jun 2023
Invesco Ltd.
13F
Company
13F
class O/S missing
$8,301,432
1,052,146 shares
30 Jun 2023
GUGGENHEIM CAPITAL LLC
13F
Company
13F
class O/S missing
$7,989,004
1,012,548 shares
30 Jun 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
171
Shares
41,000,445
Rows available
171
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q1 2026 Across Filers

Q1 2026 holders
186
Q3 2023 holders
171
Holder diff
-15
Investor Q1 2026 Shares Q3 2023 Shares Share Diff Share Chg % Q1 2026 value Q3 2023 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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