Security key
67072T108
- Security type / class
- Equity / COM
- Total 13F shares
- 41,000,445
- Total 13F value
- $336,683,874
- Share change
- +22,833,838
- SEC-reported price per share
- $8.21
- Number of holders
- 171
- Value change
- +$187,667,467
- Number of buys
- 150
- Number of sells
- 17
Report period
Q3 2023
Institutions
171
Top holders
10
JFR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Ownership snapshot
Top reported holders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LPL Financial LLC
Disclosed value leader
LPL Financial LLC
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F
Highest disclosed value: $18,587,726
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
LPL Financial LLC has the largest disclosed position value at $18.59M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LPL Financial LLC's linked filing trail.
Disclosed position value
Top 5
LPL Financial LLC
$18.59M
WELLS FARGO & COMPANY/MN
$13.32M
MORGAN STANLEY
$10.2M
Penserra Capital Management LLC
$10.07M
Invesco Ltd.
$8.3M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$18,587,726
2,355,859 shares
|
— | 30 Jun 2023 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$13,318,516
1,688,025 shares
|
— | 30 Jun 2023 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$10,196,318
1,292,309 shares
|
— | 30 Jun 2023 |
| Penserra Capital Management LLC |
13F
Company
|
—
class O/S missing
|
$10,066,000
1,275,855 shares
|
— | 30 Jun 2023 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$8,301,432
1,052,146 shares
|
— | 30 Jun 2023 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$7,989,004
1,012,548 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
171
Shares
41,000,445
Rows available
171
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2026 Across Filers
Q2 2026 holders
173
Q3 2023 holders
171
Holder diff
-2
| Investor | Q2 2026 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend