Security key
67072T108
- Type / Class
- Equity / COM
- Total 13F shares
- 41,000,445
- Share change
- +22,833,838
- Total reported value
- $336,683,874
- Price per share
- $8.21
- Number of holders
- 171
- Value change
- +$187,667,467
- Number of buys
- 150
- Number of sells
- 17
Report period
Q3 2023
Institutions
171
Top holders
10
JFR full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
2,355,859
|
$18,587,726 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,688,025
|
$13,318,516 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,292,309
|
$10,196,318 | — | 30 Jun 2023 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,275,855
|
$10,066,000 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,052,146
|
$8,301,432 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,012,548
|
$7,989,004 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
936,291
|
$7,387,338 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
696,704
|
$5,497,000 | — | 30 Jun 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
541,306
|
$4,270,908 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
504,036
|
$3,976,844 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
499,015
|
$3,937,228 | — | 30 Jun 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
450,000
|
$3,551,000 | — | 30 Jun 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
416,551
|
$3,286,587 | — | 30 Jun 2023 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
402,215
|
$3,177,499 | — | 30 Jun 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
396,358
|
$3,127,265 | — | 30 Jun 2023 | |
| Byrne Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
392,552
|
$3,097,000 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
369,403
|
$2,914,731 | — | 30 Jun 2023 | |
| RFG Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
241,776
|
$1,907,616 | — | 30 Jun 2023 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
227,413
|
$1,794,286 | — | 30 Jun 2023 | |
| Kades & Cheifetz LLC |
13F
|
Company |
—
class O/S missing
|
200,264
|
$1,580,085 | — | 30 Jun 2023 | |
| INVESTMENT MANAGEMENT ASSOCIATES INC /ADV |
13F
|
Company |
—
class O/S missing
|
163,466
|
$1,289,747 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
161,231
|
$1,272,125 | — | 30 Jun 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
155,800
|
$1,229,262 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
151,365
|
$1,194,000 | — | 30 Jun 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
150,143
|
$1,185,000 | — | 30 Jun 2023 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
135,554
|
$1,070,000 | — | 30 Jun 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
115,841
|
$913,985 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
114,017
|
$899,590 | — | 30 Jun 2023 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
110,754
|
$873,847 | — | 30 Jun 2023 | |
| Congress Park Capital LLC |
13F
|
Company |
—
class O/S missing
|
110,000
|
$867,900 | — | 30 Jun 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
—
class O/S missing
|
106,006
|
$836,387 | — | 30 Jun 2023 | |
| Gallagher Fiduciary Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
95,073
|
$750,126 | — | 30 Jun 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
89,261
|
$704,269 | — | 30 Jun 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
84,844
|
$669,419 | — | 30 Jun 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
77,335
|
$610,173 | — | 30 Jun 2023 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
74,726
|
$589,588 | — | 30 Jun 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
69,962
|
$552,000 | — | 30 Jun 2023 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
69,819
|
$550,874 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
68,471
|
$540,000 | — | 30 Jun 2023 | |
| Seelaus Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
59,781
|
$472,000 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
58,185
|
$459,082 | — | 30 Jun 2023 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$426,060 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
50,401
|
$401,123 | — | 30 Jun 2023 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
50,202
|
$396,094 | — | 30 Jun 2023 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
46,523
|
$367,066 | — | 30 Jun 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
43,328
|
$341,862 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
40,667
|
$321,000 | — | 30 Jun 2023 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
40,638
|
$320,631 | — | 30 Jun 2023 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
37,087
|
$292,616 | — | 30 Jun 2023 | |
| Glass Jacobson Investment Advisors llc |
13F
|
Company |
—
class O/S missing
|
35,260
|
$278,202 | — | 30 Jun 2023 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2023
As of 30 Sep 2023,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
171 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
41,000,445 shares.
The largest 10 holders included
MORGAN STANLEY, LPL Financial LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Penserra Capital Management LLC, OAKTREE CAPITAL MANAGEMENT LP, Advisors Asset Management, Inc., and Saba Capital Management, L.P..
This page lists
171
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
100
Q3 2023 holders
171
Holder diff
71
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.