NUVEEN FLOATING RATE INCOME FUND - COM (JFR)

CUSIP: 67072T108

Q2 2023 13F Holders as of 30 Jun 2023

Type / Class
Equity / COM
Total 13F shares
18,184,460
Share change
-259,454
Total reported value
$143,485,442
Price per share
$7.89
Number of holders
100
Value change
-$2,464,292
Number of buys
47
Number of sells
44

Quarterly Holders Quick Answers

What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.

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Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
LPL Financial LLC
13F
Company
class O/S missing
2,242,165
$18,385,750 31 Mar 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
1,655,133
$13,572,091 31 Mar 2023
13F
Penserra Capital Management LLC
13F
Company
class O/S missing
1,196,326
$9,809,000 31 Mar 2023
13F
MORGAN STANLEY
13F
Company
class O/S missing
1,188,107
$9,742,478 31 Mar 2023
13F
Invesco Ltd.
13F
Company
class O/S missing
1,112,266
$9,120,581 31 Mar 2023
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
1,071,883
$8,789,441 31 Mar 2023
13F
OAKTREE CAPITAL MANAGEMENT LP
13F
Company
class O/S missing
991,759
$8,132,423 31 Mar 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
946,630
$7,762,367 31 Mar 2023
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
684,341
$5,611,000 31 Mar 2023
13F
UBS Group AG
13F
Company
class O/S missing
519,533
$4,260,171 31 Mar 2023
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
504,036
$4,133,095 31 Mar 2023
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
470,381
$3,857,124 31 Mar 2023
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
450,000
$3,690,000 31 Mar 2023
13F
Byrne Asset Management LLC
13F
Company
class O/S missing
394,647
$3,236,000 31 Mar 2023
13F
Baird Financial Group, Inc.
13F
Company
class O/S missing
394,382
$3,233,932 31 Mar 2023
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
356,535
$2,910,709 31 Mar 2023
13F
NATIXIS
13F
Company
class O/S missing
324,622
$2,687,870 31 Mar 2023
13F
RFG Advisory, LLC
13F
Company
class O/S missing
249,788
$2,048,260 31 Mar 2023
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
242,488
$1,988,000 31 Mar 2023
13F
Capital Investment Advisors, LLC
13F
Company
class O/S missing
230,455
$1,889,732 31 Mar 2023
13F
Kades & Cheifetz LLC
13F
Company
class O/S missing
198,457
$1,627,343 31 Mar 2023
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
173,307
$1,421,000 31 Mar 2023
13F
INVESTMENT MANAGEMENT ASSOCIATES INC /ADV
13F
Company
class O/S missing
163,466
$1,340,421 31 Mar 2023
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
class O/S missing
149,892
$1,229,114 31 Mar 2023
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
class O/S missing
142,911
$1,172,000 31 Mar 2023
13F
PARK AVENUE SECURITIES LLC
13F
Company
class O/S missing
132,966
$1,090,000 31 Mar 2023
13F
MELFA WEALTH MANAGEMENT, INC.
13F
Company
class O/S missing
113,534
$930,980 31 Mar 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
113,431
$930,149 31 Mar 2023
13F
Gallagher Fiduciary Advisors, LLC
13F
Company
class O/S missing
100,617
$825,061 31 Mar 2023
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
88,002
$721,616 31 Mar 2023
13F
Seelaus Asset Management LLC
13F
Company
class O/S missing
85,381
$712,000 31 Mar 2023
13F
Congress Park Capital LLC
13F
Company
class O/S missing
85,000
$697,000 31 Mar 2023
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
83,903
$688,003 31 Mar 2023
13F
FIRST TRUST ADVISORS LP
13F
Company
class O/S missing
74,780
$613,196 31 Mar 2023
13F
CIBC WORLD MARKET INC.
13F
Company
class O/S missing
70,000
$574,000 31 Mar 2023
13F
Edgemoor Investment Advisors, Inc.
13F
Company
class O/S missing
69,819
$572,518 31 Mar 2023
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
68,890
$565,000 31 Mar 2023
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
class O/S missing
64,532
$529,000 31 Mar 2023
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
57,147
$469,000 31 Mar 2023
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
57,547
$459,527 31 Mar 2023
13F
CONNING INC.
13F
Company
class O/S missing
54,000
$442,800 31 Mar 2023
13F
Lindbrook Capital, LLC
13F
Company
class O/S missing
50,554
$414,543 31 Mar 2023
13F
Samalin Investment Counsel, LLC
13F
Company
class O/S missing
50,341
$412,798 31 Mar 2023
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
48,431
$397,000 31 Mar 2023
13F
Cetera Advisors LLC
13F
Company
class O/S missing
47,523
$389,689 31 Mar 2023
13F
Advisory Services Network, LLC
13F
Company
class O/S missing
44,649
$366,123 31 Mar 2023
13F
Cerity Partners LLC
13F
Company
class O/S missing
44,283
$363,121 31 Mar 2023
13F
1607 Capital Partners, LLC
13F
Company
class O/S missing
40,382
$331,132 31 Mar 2023
13F
VIRTUS ADVISERS, LLC
13F
Company
class O/S missing
36,606
$300,169 31 Mar 2023
13F
WEDBUSH SECURITIES INC
13F
Company
class O/S missing
33,000
$271,000 31 Mar 2023
13F

Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q2 2023

As of 30 Jun 2023, NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by 100 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 18,184,460 shares. The largest 10 holders included LPL Financial LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Penserra Capital Management LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, Royal Bank of Canada, Rockefeller Capital Management L.P., and GOLDMAN SACHS GROUP INC. This page lists 100 institutional shareholders reporting positions in this security for the Q2 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2023 vs Q1 2023 Across Filers

Q1 2023 holders
97
Q2 2023 holders
100
Holder diff
3
Investor Q1 2023 Shares Q2 2023 Shares Share Diff Share Chg % Q1 2023 Value $ Q2 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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