- Type / Class
- Equity / COM
- Total 13F shares
- 18,437,369
- Share change
- -573,059
- Total reported value
- $149,571,941
- Price per share
- $8.11
- Number of holders
- 89
- Value change
- -$4,675,083
- Number of buys
- 35
- Number of sells
- 34
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
2,328,218
|
$19,417,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,958,192
|
$16,332,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,448,017
|
$12,076,000 | — | 30 Jun 2022 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,070,345
|
$8,926,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,063,610
|
$8,871,000 | — | 30 Jun 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
1,006,124
|
$8,391,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
948,396
|
$7,910,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
834,676
|
$6,962,000 | — | 30 Jun 2022 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
773,368
|
$6,449,000 | — | 30 Jun 2022 | |
| OAKTREE CAPITAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
725,061
|
$6,047,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
630,600
|
$5,259,000 | — | 30 Jun 2022 | |
| Byrne Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
535,619
|
$4,467,000 | — | 30 Jun 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
504,947
|
$4,211,000 | — | 30 Jun 2022 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
430,000
|
$3,586,000 | — | 30 Jun 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
391,652
|
$3,274,000 | — | 30 Jun 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
381,407
|
$3,181,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
371,169
|
$3,096,000 | — | 30 Jun 2022 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
306,204
|
$2,558,000 | — | 30 Jun 2022 | |
| RFG Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
259,460
|
$2,304,000 | — | 30 Jun 2022 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
241,534
|
$2,014,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
240,774
|
$2,008,000 | — | 30 Jun 2022 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
194,113
|
$1,619,000 | — | 30 Jun 2022 | |
| INVESTMENT MANAGEMENT ASSOCIATES INC /ADV |
13F
|
Company |
—
class O/S missing
|
163,466
|
$1,445,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
145,278
|
$1,212,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
119,818
|
$999,000 | — | 30 Jun 2022 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
111,801
|
$938,000 | — | 30 Jun 2022 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
110,672
|
$923,000 | — | 30 Jun 2022 | |
| Seelaus Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
90,056
|
$751,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
76,722
|
$640,000 | — | 30 Jun 2022 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
75,725
|
$632,000 | — | 30 Jun 2022 | |
| Lindbrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
74,288
|
$620,000 | — | 30 Jun 2022 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
69,819
|
$582,000 | — | 30 Jun 2022 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
69,080
|
$576,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
65,200
|
$544,000 | — | 30 Jun 2022 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
60,186
|
$502,000 | — | 30 Jun 2022 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
55,675
|
$464,000 | — | 30 Jun 2022 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
54,625
|
$456,000 | — | 30 Jun 2022 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$450,000 | — | 30 Jun 2022 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
46,930
|
$391,000 | — | 30 Jun 2022 | |
| Lloyd Park, LLC |
13F
|
Company |
—
class O/S missing
|
46,217
|
$388,000 | — | 30 Jun 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
45,549
|
$380,000 | — | 30 Jun 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
45,360
|
$378,000 | — | 30 Jun 2022 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
38,600
|
$322,000 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
38,343
|
$320,000 | — | 30 Jun 2022 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
36,892
|
$308,000 | — | 30 Jun 2022 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
33,194
|
$277,000 | — | 30 Jun 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,121
|
$276,000 | — | 30 Jun 2022 | |
| Lumature Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
33,000
|
$275,000 | — | 30 Jun 2022 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
32,153
|
$268,000 | — | 30 Jun 2022 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
32,000
|
$267,000 | — | 30 Jun 2022 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2022
As of 30 Sep 2022,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
89 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,437,369 shares.
The largest 10 holders included
LPL Financial LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Invesco Ltd., OAKTREE CAPITAL MANAGEMENT LP, UBS Group AG, ROYAL BANK OF CANADA, and Penserra Capital Management LLC.
This page lists
89
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
93
Q3 2022 holders
89
Holder diff
-4
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.