- Type / Class
- Equity / COM
- Total 13F shares
- 24,274,313
- Share change
- +769,577
- Total reported value
- $201,826,000
- Price per share
- $8.31
- Number of holders
- 89
- Value change
- +$6,755,547
- Number of buys
- 31
- Number of sells
- 43
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
5,237,500
|
$41,376,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,711,694
|
$13,522,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,533,377
|
$12,114,000 | — | 30 Jun 2020 | |
| Lindbrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,343,656
|
$10,615,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,298,388
|
$10,257,000 | — | 30 Jun 2020 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,081,186
|
$8,541,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
960,193
|
$7,586,000 | — | 30 Jun 2020 | |
| OAKTREE CAPITAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
934,302
|
$7,380,000 | — | 30 Jun 2020 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$6,389,000 | — | 30 Jun 2020 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
773,368
|
$6,110,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
714,917
|
$5,648,000 | — | 30 Jun 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
659,150
|
$5,207,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
558,421
|
$4,412,000 | — | 30 Jun 2020 | |
| Vivaldi Capital Management LP |
13F
|
Company |
—
class O/S missing
|
528,948
|
$4,337,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
514,817
|
$4,068,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
437,553
|
$3,457,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
340,141
|
$2,687,000 | — | 30 Jun 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
305,380
|
$2,413,000 | — | 30 Jun 2020 | |
| Next Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
271,702
|
$2,146,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
259,083
|
$2,047,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
257,507
|
$2,034,000 | — | 30 Jun 2020 | |
| RFG Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
245,255
|
$1,938,000 | — | 30 Jun 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
197,625
|
$1,536,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
186,631
|
$1,474,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
117,500
|
$928,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
108,891
|
$860,000 | — | 30 Jun 2020 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
108,331
|
$856,000 | — | 30 Jun 2020 | |
| Wela Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
100,531
|
$794,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
100,293
|
$792,000 | — | 30 Jun 2020 | |
| Seelaus Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
96,180
|
$760,000 | — | 30 Jun 2020 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
92,495
|
$731,000 | — | 30 Jun 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
91,152
|
$720,000 | — | 30 Jun 2020 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
85,663
|
$677,000 | — | 30 Jun 2020 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
82,862
|
$655,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
77,438
|
$612,000 | — | 30 Jun 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
70,554
|
$557,000 | — | 30 Jun 2020 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
70,009
|
$553,000 | — | 30 Jun 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
65,295
|
$516,000 | — | 30 Jun 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
62,995
|
$498,000 | — | 30 Jun 2020 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
62,934
|
$497,000 | — | 30 Jun 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
55,360
|
$437,000 | — | 30 Jun 2020 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$427,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
49,117
|
$388,000 | — | 30 Jun 2020 | |
| Main Management LLC |
13F
|
Company |
—
class O/S missing
|
46,000
|
$363,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
41,663
|
$329,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
41,527
|
$328,000 | — | 30 Jun 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
41,495
|
$328,000 | — | 30 Jun 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
39,475
|
$312,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
38,698
|
$306,000 | — | 30 Jun 2020 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
36,710
|
$290,000 | — | 30 Jun 2020 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2020
As of 30 Sep 2020,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
89 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,274,313 shares.
The largest 10 holders included
Saba Capital Management, L.P., BANK OF AMERICA CORP /DE/, LPL Financial LLC, WELLS FARGO & COMPANY/MN, Lindbrook Capital, LLC, Penserra Capital Management LLC, MORGAN STANLEY, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, EATON VANCE MANAGEMENT, and Capital Investment Advisors, LLC.
This page lists
89
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
90
Q3 2020 holders
89
Holder diff
-1
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.