- Type / Class
- Equity / COM
- Total 13F shares
- 25,352,891
- Share change
- +730,300
- Total reported value
- $221,643,000
- Price per share
- $8.74
- Number of holders
- 102
- Value change
- +$6,690,523
- Number of buys
- 42
- Number of sells
- 40
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
6,681,845
|
$55,526,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,828,077
|
$15,191,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,496,633
|
$12,437,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,364,354
|
$11,338,000 | — | 30 Sep 2020 | |
| Lindbrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
1,342,795
|
$11,159,000 | — | 30 Sep 2020 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
1,146,221
|
$9,525,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
978,052
|
$8,127,000 | — | 30 Sep 2020 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$6,777,000 | — | 30 Sep 2020 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
773,368
|
$6,473,000 | — | 30 Sep 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
707,810
|
$5,882,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
581,110
|
$4,829,000 | — | 30 Sep 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
509,953
|
$4,238,000 | — | 30 Sep 2020 | |
| Vivaldi Capital Management LP |
13F
|
Company |
—
class O/S missing
|
470,603
|
$3,920,000 | — | 30 Sep 2020 | |
| OAKTREE CAPITAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
459,633
|
$3,819,000 | — | 30 Sep 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
437,553
|
$3,636,000 | — | 30 Sep 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
311,616
|
$2,590,000 | — | 30 Sep 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
286,668
|
$2,382,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
284,176
|
$2,362,000 | — | 30 Sep 2020 | |
| Next Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
271,702
|
$2,258,000 | — | 30 Sep 2020 | |
| RFG Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
262,337
|
$2,180,000 | — | 30 Sep 2020 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
236,650
|
$1,967,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
235,062
|
$1,953,000 | — | 30 Sep 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
218,377
|
$1,815,000 | — | 30 Sep 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
202,168
|
$1,680,000 | — | 30 Sep 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
145,845
|
$1,212,000 | — | 30 Sep 2020 | |
| Wela Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
117,193
|
$974,000 | — | 30 Sep 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
109,400
|
$916,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
107,841
|
$896,000 | — | 30 Sep 2020 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
104,369
|
$867,000 | — | 30 Sep 2020 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
100,000
|
$831,000 | — | 30 Sep 2020 | |
| Seelaus Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
95,180
|
$791,000 | — | 30 Sep 2020 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
92,495
|
$768,000 | — | 30 Sep 2020 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
91,152
|
$763,000 | — | 30 Sep 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
83,522
|
$694,000 | — | 30 Sep 2020 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
—
class O/S missing
|
82,985
|
$690,000 | — | 30 Sep 2020 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
82,862
|
$689,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
73,336
|
$609,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
70,249
|
$584,000 | — | 30 Sep 2020 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
68,718
|
$554,000 | — | 30 Sep 2020 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
61,457
|
$511,000 | — | 30 Sep 2020 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$449,000 | — | 30 Sep 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
47,417
|
$394,000 | — | 30 Sep 2020 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
43,168
|
$359,000 | — | 30 Sep 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
41,495
|
$345,000 | — | 30 Sep 2020 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
41,000
|
$341,000 | — | 30 Sep 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
40,925
|
$340,000 | — | 30 Sep 2020 | |
| Main Management LLC |
13F
|
Company |
—
class O/S missing
|
40,000
|
$332,000 | — | 30 Sep 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
37,700
|
$313,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
36,631
|
$304,000 | — | 30 Sep 2020 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
34,210
|
$284,000 | — | 30 Sep 2020 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q4 2020
As of 31 Dec 2020,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
102 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,352,891 shares.
The largest 10 holders included
Saba Capital Management, L.P., BANK OF AMERICA CORP /DE/, LPL Financial LLC, WELLS FARGO & COMPANY/MN, Lindbrook Capital, LLC, Penserra Capital Management LLC, MORGAN STANLEY, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, EATON VANCE MANAGEMENT, and Capital Investment Advisors, LLC.
This page lists
102
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
89
Q4 2020 holders
102
Holder diff
13
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.