Security key
67072T108
- Security type / class
- Equity / COM
- Total 13F shares
- 18,835,018
- Total 13F value
- $183,048,302
- Share change
- -225,527
- SEC-reported price per share
- $9.72
- Number of holders
- 96
- Value change
- -$2,215,203
- Number of buys
- 42
- Number of sells
- 41
Report period
Q3 2019
Institutions
96
Top holders
10
JFR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2019
Previous quarter: Q2 2019
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Ownership snapshot
Top reported holders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
UBS Group AG
Disclosed value leader
UBS Group AG
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F
Highest disclosed value: $16,999,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
UBS Group AG has the largest disclosed position value at $17M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS Group AG's linked filing trail.
Disclosed position value
Top 5
UBS Group AG
$17M
RIVERNORTH CAPITAL MANAGEMENT, LLC
$15.91M
WELLS FARGO & COMPANY/MN
$13.59M
BANK OF AMERICA CORP /DE/
$13.02M
MORGAN STANLEY
$10.77M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$16,999,000
1,725,780 shares
|
— | 30 Jun 2019 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$15,912,000
1,615,433 shares
|
— | 30 Jun 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$13,586,000
1,379,241 shares
|
— | 30 Jun 2019 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$13,024,000
1,322,244 shares
|
— | 30 Jun 2019 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$10,773,000
1,093,736 shares
|
— | 30 Jun 2019 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$10,722,000
1,088,557 shares
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
96
Shares
18,835,018
Rows available
96
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
98
Q3 2019 holders
96
Holder diff
-2
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend