- Type / Class
- Equity / COM
- Total 13F shares
- 19,022,701
- Share change
- +948,610
- Total reported value
- $187,267,471
- Price per share
- $9.85
- Number of holders
- 98
- Value change
- +$9,340,514
- Number of buys
- 46
- Number of sells
- 39
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,795,712
|
$17,293,000 | — | 31 Mar 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,617,481
|
$15,576,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,375,453
|
$13,246,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,315,593
|
$12,669,000 | — | 31 Mar 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,028,428
|
$9,904,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,011,165
|
$9,738,000 | — | 31 Mar 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
953,739
|
$9,185,000 | — | 31 Mar 2019 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
826,713
|
$7,962,000 | — | 31 Mar 2019 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$7,901,000 | — | 31 Mar 2019 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
773,368
|
$7,448,000 | — | 31 Mar 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
667,553
|
$6,429,000 | — | 31 Mar 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
576,382
|
$5,551,000 | — | 31 Mar 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
564,149
|
$5,433,000 | — | 31 Mar 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
496,512
|
$4,781,000 | — | 31 Mar 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
475,877
|
$4,583,000 | — | 31 Mar 2019 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
374,996
|
$3,611,000 | — | 31 Mar 2019 | |
| Lindbrook Capital, LLC |
13F
|
Company |
—
class O/S missing
|
322,180
|
$3,102,000 | — | 31 Mar 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
302,788
|
$2,916,000 | — | 31 Mar 2019 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
210,632
|
$2,028,000 | — | 31 Mar 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
195,199
|
$1,880,000 | — | 31 Mar 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
146,791
|
$1,414,000 | — | 31 Mar 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
122,607
|
$1,181,000 | — | 31 Mar 2019 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
103,600
|
$998,000 | — | 31 Mar 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
103,598
|
$998,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
100,935
|
$972,000 | — | 31 Mar 2019 | |
| Q Global Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
95,646
|
$921,000 | — | 31 Mar 2019 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
85,312
|
$822,000 | — | 31 Mar 2019 | |
| Osborn Williams & Donohoe LLC |
13F
|
Company |
—
class O/S missing
|
70,000
|
$695,000 | — | 31 Mar 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
71,112
|
$685,000 | — | 31 Mar 2019 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
70,890
|
$683,000 | — | 31 Mar 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
68,443
|
$659,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
64,784
|
$624,000 | — | 31 Mar 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
63,495
|
$611,000 | — | 31 Mar 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
62,176
|
$599,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
59,227
|
$570,000 | — | 31 Mar 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
56,399
|
$546,000 | — | 31 Mar 2019 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
55,630
|
$536,000 | — | 31 Mar 2019 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$520,000 | — | 31 Mar 2019 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
52,750
|
$508,000 | — | 31 Mar 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
50,465
|
$486,000 | — | 31 Mar 2019 | |
| Intrinsic Edge Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
50,000
|
$482,000 | — | 31 Mar 2019 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
49,295
|
$475,000 | — | 31 Mar 2019 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
48,100
|
$463,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
45,086
|
$435,000 | — | 31 Mar 2019 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
44,210
|
$426,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
39,661
|
$382,000 | — | 31 Mar 2019 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
—
class O/S missing
|
39,648
|
$382,000 | — | 31 Mar 2019 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
37,572
|
$362,000 | — | 31 Mar 2019 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
37,525
|
$361,000 | — | 31 Mar 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
34,275
|
$330,000 | — | 31 Mar 2019 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q2 2019
As of 30 Jun 2019,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
98 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,022,701 shares.
The largest 10 holders included
UBS Group AG, RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, LPL Financial LLC, JPMORGAN CHASE & CO, Invesco Ltd., INVESCO SENIOR SECURED MANAGEMENT INC /ADV, and EATON VANCE MANAGEMENT.
This page lists
98
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
97
Q2 2019 holders
98
Holder diff
1
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.