- Type / Class
- Equity / COM
- Total 13F shares
- 17,038,676
- Share change
- +2,645,128
- Total reported value
- $157,540,173
- Price per share
- $9.23
- Number of holders
- 97
- Value change
- +$24,269,863
- Number of buys
- 42
- Number of sells
- 47
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,934,803
|
$20,103,000 | — | 30 Sep 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,566,000
|
$16,271,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,153,005
|
$11,980,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
920,903
|
$9,568,000 | — | 30 Sep 2018 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$8,443,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
788,243
|
$8,190,000 | — | 30 Sep 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
627,988
|
$6,525,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
531,553
|
$5,523,000 | — | 30 Sep 2018 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
500,092
|
$5,196,000 | — | 30 Sep 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
483,248
|
$5,021,000 | — | 30 Sep 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
477,543
|
$4,962,000 | — | 30 Sep 2018 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
386,184
|
$4,036,000 | — | 30 Sep 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
322,747
|
$3,353,000 | — | 30 Sep 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
304,200
|
$3,161,000 | — | 30 Sep 2018 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
293,401
|
$3,048,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
257,059
|
$2,671,000 | — | 30 Sep 2018 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
230,030
|
$2,390,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
193,781
|
$2,010,000 | — | 30 Sep 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
160,889
|
$1,671,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
152,005
|
$1,579,000 | — | 30 Sep 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
151,515
|
$1,574,000 | — | 30 Sep 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
140,395
|
$1,459,000 | — | 30 Sep 2018 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
119,693
|
$1,244,000 | — | 30 Sep 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
114,234
|
$1,194,000 | — | 30 Sep 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
108,250
|
$1,125,000 | — | 30 Sep 2018 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
—
class O/S missing
|
105,100
|
$1,092,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
94,325
|
$980,000 | — | 30 Sep 2018 | |
| Wela Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
89,022
|
$925,000 | — | 30 Sep 2018 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
87,712
|
$911,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
84,078
|
$874,000 | — | 30 Sep 2018 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
78,092
|
$811,000 | — | 30 Sep 2018 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
71,857
|
$747,000 | — | 30 Sep 2018 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
70,890
|
$737,000 | — | 30 Sep 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
64,109
|
$666,000 | — | 30 Sep 2018 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
60,573
|
$629,000 | — | 30 Sep 2018 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
58,100
|
$604,000 | — | 30 Sep 2018 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
57,700
|
$600,000 | — | 30 Sep 2018 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
56,040
|
$582,000 | — | 30 Sep 2018 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$561,000 | — | 30 Sep 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
50,741
|
$527,000 | — | 30 Sep 2018 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
49,007
|
$509,000 | — | 30 Sep 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
48,296
|
$502,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
48,022
|
$499,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
40,484
|
$420,000 | — | 30 Sep 2018 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
39,475
|
$410,000 | — | 30 Sep 2018 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
39,229
|
$408,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
30,996
|
$322,000 | — | 30 Sep 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
29,133
|
$302,000 | — | 30 Sep 2018 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
26,470
|
$275,000 | — | 30 Sep 2018 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
24,200
|
$251,000 | — | 30 Sep 2018 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q4 2018
As of 31 Dec 2018,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
97 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,038,676 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, UBS Group AG, MORGAN STANLEY, Invesco Ltd., INVESCO SENIOR SECURED MANAGEMENT INC /ADV, GOLDMAN SACHS GROUP INC, and GUGGENHEIM CAPITAL LLC.
This page lists
97
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
93
Q4 2018 holders
97
Holder diff
4
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.