- Type / Class
- Equity / COM
- Total 13F shares
- 14,608,391
- Share change
- +1,291,723
- Total reported value
- $151,846,115
- Price per share
- $10.39
- Number of holders
- 93
- Value change
- +$13,394,978
- Number of buys
- 48
- Number of sells
- 35
Quarterly Holders Quick Answers
What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 67072T108:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,874,027
|
$19,584,000 | — | 30 Jun 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,566,000
|
$16,365,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,134,825
|
$11,859,000 | — | 30 Jun 2018 | |
| INVESCO SENIOR SECURED MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
808,700
|
$8,467,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
794,048
|
$8,298,000 | — | 30 Jun 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
755,220
|
$7,892,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
620,889
|
$6,489,000 | — | 30 Jun 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
537,025
|
$5,612,000 | — | 30 Jun 2018 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
471,794
|
$4,930,000 | — | 30 Jun 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
462,604
|
$4,834,000 | — | 30 Jun 2018 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
386,184
|
$4,036,000 | — | 30 Jun 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
377,602
|
$3,946,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
276,095
|
$2,884,000 | — | 30 Jun 2018 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
256,663
|
$2,682,000 | — | 30 Jun 2018 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
—
class O/S missing
|
182,280
|
$1,905,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
161,047
|
$1,670,000 | — | 30 Jun 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
150,484
|
$1,573,000 | — | 30 Jun 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
146,939
|
$1,535,000 | — | 30 Jun 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
144,600
|
$1,511,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
117,197
|
$1,225,000 | — | 30 Jun 2018 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
—
class O/S missing
|
106,100
|
$1,109,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
97,043
|
$1,014,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
93,823
|
$980,000 | — | 30 Jun 2018 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
90,147
|
$942,000 | — | 30 Jun 2018 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
87,712
|
$917,000 | — | 30 Jun 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
81,473
|
$851,000 | — | 30 Jun 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
73,182
|
$765,000 | — | 30 Jun 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
68,354
|
$714,000 | — | 30 Jun 2018 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
67,793
|
$708,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
61,384
|
$668,000 | — | 30 Jun 2018 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
60,573
|
$632,000 | — | 30 Jun 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
57,478
|
$601,000 | — | 30 Jun 2018 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
54,000
|
$564,000 | — | 30 Jun 2018 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
50,700
|
$530,000 | — | 30 Jun 2018 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
49,869
|
$521,000 | — | 30 Jun 2018 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
49,096
|
$513,000 | — | 30 Jun 2018 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
47,877
|
$500,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
44,261
|
$463,000 | — | 30 Jun 2018 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
39,475
|
$413,000 | — | 30 Jun 2018 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
39,188
|
$410,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
38,076
|
$398,000 | — | 30 Jun 2018 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
37,400
|
$391,000 | — | 30 Jun 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
35,764
|
$374,000 | — | 30 Jun 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
34,620
|
$360,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
33,704
|
$352,000 | — | 30 Jun 2018 | |
| CAHILL FINANCIAL ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
30,206
|
$316,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
25,266
|
$264,000 | — | 30 Jun 2018 | |
| WEALTHSOURCE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
23,967
|
$250,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
23,537
|
$245,000 | — | 30 Jun 2018 | |
| Transform Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
23,200
|
$242,000 | — | 30 Jun 2018 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q3 2018
As of 30 Sep 2018,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
93 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,608,391 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, MORGAN STANLEY, UBS Group AG, INVESCO SENIOR SECURED MANAGEMENT INC /ADV, Invesco Ltd., SIT INVESTMENT ASSOCIATES INC, GUGGENHEIM CAPITAL LLC, RESTRUCTURING CAPITAL ASSOCIATES LP, and Capital Investment Advisors, LLC.
This page lists
93
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
91
Q3 2018 holders
93
Holder diff
2
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.