Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)

CUSIP: 6706EW100

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class
Equity / COM
Total 13F shares
3,181,026
Share change
+228,801
Total reported value
$54,359,000
Price per share
$17.09
Number of holders
44
Value change
+$3,848,423
Number of buys
20
Number of sells
20

Quarterly Holders Quick Answers

What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
470,289
$8,517,000 30 Jun 2021
13F
MORGAN STANLEY
13F
Company
class O/S missing
325,664
$5,898,000 30 Jun 2021
13F
HOWARD WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
301,068
$5,452,000 30 Jun 2021
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
262,211
$4,749,000 30 Jun 2021
13F
UBS Group AG
13F
Company
class O/S missing
255,308
$4,624,000 30 Jun 2021
13F
Invesco Ltd.
13F
Company
class O/S missing
241,567
$4,375,000 30 Jun 2021
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
109,535
$1,984,000 30 Jun 2021
13F
LPL Financial LLC
13F
Company
class O/S missing
100,546
$1,821,000 30 Jun 2021
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
78,357
$1,419,000 30 Jun 2021
13F
Aviance Capital Partners, LLC
13F
Company
class O/S missing
72,445
$1,312,000 30 Jun 2021
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
66,963
$1,213,000 30 Jun 2021
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
64,403
$1,166,000 30 Jun 2021
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
64,055
$1,160,000 30 Jun 2021
13F
DAVENPORT & Co LLC
13F
Company
class O/S missing
58,847
$1,066,000 30 Jun 2021
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
57,715
$1,045,000 30 Jun 2021
13F
Shulman DeMeo Asset Management LLC
13F
Company
class O/S missing
54,302
$983,000 30 Jun 2021
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
51,734
$937,000 30 Jun 2021
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
34,198
$619,000 30 Jun 2021
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
31,118
$564,000 30 Jun 2021
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
30,936
$560,000 30 Jun 2021
13F
OSAIC HOLDINGS, INC.
13F
Company
class O/S missing
30,235
$548,000 30 Jun 2021
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
27,795
$503,000 30 Jun 2021
13F
TRUIST FINANCIAL CORP
13F
Company
class O/S missing
22,945
$416,000 30 Jun 2021
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
21,338
$386,000 30 Jun 2021
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
19,132
$346,000 30 Jun 2021
13F
Sigma Planning Corp
13F
Company
class O/S missing
18,383
$333,000 30 Jun 2021
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
14,236
$258,000 30 Jun 2021
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
13,556
$245,000 30 Jun 2021
13F
Steward Partners Investment Advisory, LLC
13F
Company
class O/S missing
11,707
$212,000 30 Jun 2021
13F
Western Wealth Management, LLC
13F
Company
class O/S missing
11,246
$203,000 30 Jun 2021
13F
IBEX WEALTH ADVISORS
13F
Company
class O/S missing
10,802
$196,000 30 Jun 2021
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
7,913
$143,000 30 Jun 2021
13F
CITIGROUP INC
13F
Company
class O/S missing
5,164
$94,000 30 Jun 2021
13F
Parisi Gray Wealth Management
13F
Company
class O/S missing
5,075
$92,000 30 Jun 2021
13F
North Star Investment Management Corp.
13F
Company
class O/S missing
2,000
$36,000 30 Jun 2021
13F
Carroll Financial Associates, Inc.
13F
Company
class O/S missing
1,988
$36,000 30 Jun 2021
13F
Pinnacle Bancorp, Inc.
13F
Company
class O/S missing
1,800
$33,000 30 Jun 2021
13F
Arkadios Wealth Advisors
13F
Company
class O/S missing
1,243
$22,000 30 Jun 2021
13F
Rockefeller Capital Management L.P.
13F
Company
class O/S missing
1,100
$19,000 30 Jun 2021
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
1,092
$19,000 30 Jun 2021
13F
FIFTH THIRD BANCORP
13F
Company
class O/S missing
1,000
$18,000 30 Jun 2021
13F
HERITAGE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
775
$14,000 30 Jun 2021
13F
Advisory Services Network, LLC
13F
Company
class O/S missing
667
$12,000 30 Jun 2021
13F
First Command Bank
13F
Company
class O/S missing
384
$7,000 30 Jun 2021
13F
First Command Financial Services, Inc.
13F
Company
class O/S missing
384
$7,000 30 Jun 2021
13F
HARBOUR INVESTMENTS, INC.
13F
Company
class O/S missing
250
$5,000 30 Jun 2021
13F

Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2021

As of 30 Sep 2021, Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by 44 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,181,026 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Howard Wealth Management, LLC, UBS Group AG, Raymond James Financial Services Advisors, Inc., Invesco Ltd., Shaker Financial Services, LLC, Cambridge Investment Research Advisors, Inc., LPL Financial LLC, and GUGGENHEIM CAPITAL LLC. This page lists 44 institutional shareholders reporting positions in this security for the Q3 2021 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
46
Q3 2021 holders
44
Holder diff
-2
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 Value $ Q3 2021 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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