Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 3,181,026
- Share change
- +228,801
- Total reported value
- $54,359,000
- Price per share
- $17.09
- Number of holders
- 44
- Value change
- +$3,848,423
- Number of buys
- 20
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
470,289
|
$8,517,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
325,664
|
$5,898,000 | — | 30 Jun 2021 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
301,068
|
$5,452,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
262,211
|
$4,749,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
255,308
|
$4,624,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
241,567
|
$4,375,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
109,535
|
$1,984,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
100,546
|
$1,821,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
78,357
|
$1,419,000 | — | 30 Jun 2021 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
72,445
|
$1,312,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
66,963
|
$1,213,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
64,403
|
$1,166,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
64,055
|
$1,160,000 | — | 30 Jun 2021 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
58,847
|
$1,066,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
57,715
|
$1,045,000 | — | 30 Jun 2021 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
54,302
|
$983,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
51,734
|
$937,000 | — | 30 Jun 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
34,198
|
$619,000 | — | 30 Jun 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
31,118
|
$564,000 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
30,936
|
$560,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
30,235
|
$548,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
27,795
|
$503,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
22,945
|
$416,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
21,338
|
$386,000 | — | 30 Jun 2021 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,132
|
$346,000 | — | 30 Jun 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
18,383
|
$333,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
14,236
|
$258,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
13,556
|
$245,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
11,707
|
$212,000 | — | 30 Jun 2021 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
11,246
|
$203,000 | — | 30 Jun 2021 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
10,802
|
$196,000 | — | 30 Jun 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
7,913
|
$143,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
5,164
|
$94,000 | — | 30 Jun 2021 | |
| Parisi Gray Wealth Management |
13F
|
Company |
—
class O/S missing
|
5,075
|
$92,000 | — | 30 Jun 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$36,000 | — | 30 Jun 2021 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
1,988
|
$36,000 | — | 30 Jun 2021 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
—
class O/S missing
|
1,800
|
$33,000 | — | 30 Jun 2021 | |
| Arkadios Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
1,243
|
$22,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
1,100
|
$19,000 | — | 30 Jun 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,092
|
$19,000 | — | 30 Jun 2021 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
1,000
|
$18,000 | — | 30 Jun 2021 | |
| HERITAGE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
775
|
$14,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
667
|
$12,000 | — | 30 Jun 2021 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
384
|
$7,000 | — | 30 Jun 2021 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
384
|
$7,000 | — | 30 Jun 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
—
class O/S missing
|
250
|
$5,000 | — | 30 Jun 2021 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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