Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 3,304,302
- Share change
- +108,274
- Total reported value
- $61,460,000
- Price per share
- $18.60
- Number of holders
- 44
- Value change
- +$2,036,913
- Number of buys
- 18
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
476,086
|
$8,136,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
353,829
|
$6,047,000 | — | 30 Sep 2021 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
298,398
|
$5,099,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
269,897
|
$4,613,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
264,211
|
$4,515,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
261,230
|
$4,465,000 | — | 30 Sep 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
221,428
|
$3,784,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
109,536
|
$1,872,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
107,607
|
$1,839,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
74,273
|
$1,269,000 | — | 30 Sep 2021 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
73,556
|
$1,257,000 | — | 30 Sep 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
72,368
|
$1,237,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
66,443
|
$1,136,000 | — | 30 Sep 2021 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
62,549
|
$1,069,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
60,789
|
$1,039,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
54,725
|
$935,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
33,410
|
$571,000 | — | 30 Sep 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
33,159
|
$567,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
32,538
|
$556,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
31,082
|
$531,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
29,312
|
$501,000 | — | 30 Sep 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
22,945
|
$392,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
22,763
|
$389,000 | — | 30 Sep 2021 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,132
|
$344,000 | — | 30 Sep 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
17,600
|
$301,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
14,658
|
$251,000 | — | 30 Sep 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,384
|
$245,000 | — | 30 Sep 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
13,958
|
$239,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
13,356
|
$228,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
12,877
|
$220,000 | — | 30 Sep 2021 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
11,775
|
$201,000 | — | 30 Sep 2021 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
10,802
|
$185,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
7,913
|
$135,000 | — | 30 Sep 2021 | |
| Ellevest, Inc. |
13F
|
Company |
—
class O/S missing
|
2,500
|
$43,000 | — | 30 Sep 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$34,000 | — | 30 Sep 2021 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
1,988
|
$33,000 | — | 30 Sep 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
1,100
|
$18,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,092
|
$18,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
903
|
$15,000 | — | 30 Sep 2021 | |
| HERITAGE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
775
|
$13,000 | — | 30 Sep 2021 | |
| Arkadios Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
317
|
$5,000 | — | 30 Sep 2021 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
256
|
$4,000 | — | 30 Sep 2021 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
256
|
$4,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
—
class O/S missing
|
250
|
$4,000 | — | 30 Sep 2021 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q4 2021
As of 31 Dec 2021,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,304,302 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Invesco Ltd., MORGAN STANLEY, Howard Wealth Management, LLC, UBS Group AG, Raymond James Financial Services Advisors, Inc., Shaker Financial Services, LLC, LPL Financial LLC, Cambridge Investment Research Advisors, Inc., and Aviance Capital Partners, LLC.
This page lists
44
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
44
Q4 2021 holders
44
Holder diff
0
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.