Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 2,963,471
- Share change
- -147,955
- Total reported value
- $53,667,000
- Price per share
- $18.11
- Number of holders
- 46
- Value change
- -$2,455,825
- Number of buys
- 17
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
472,545
|
$7,811,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
317,097
|
$5,242,000 | — | 31 Mar 2021 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
302,230
|
$4,995,000 | — | 31 Mar 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
278,904
|
$4,610,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
272,362
|
$4,502,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
255,484
|
$4,223,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
99,030
|
$1,637,000 | — | 31 Mar 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
90,134
|
$1,490,000 | — | 31 Mar 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
89,874
|
$1,486,000 | — | 31 Mar 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
80,107
|
$1,324,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
68,191
|
$1,127,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
67,628
|
$1,118,000 | — | 31 Mar 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
63,283
|
$1,046,000 | — | 31 Mar 2021 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
60,691
|
$1,003,000 | — | 31 Mar 2021 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
58,871
|
$973,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
57,833
|
$956,000 | — | 31 Mar 2021 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
55,496
|
$917,000 | — | 31 Mar 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
49,932
|
$825,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
38,987
|
$645,000 | — | 31 Mar 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
34,859
|
$576,000 | — | 31 Mar 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
31,853
|
$540,000 | — | 31 Mar 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
30,136
|
$498,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
26,685
|
$441,000 | — | 31 Mar 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
22,945
|
$379,000 | — | 31 Mar 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
22,450
|
$371,000 | — | 31 Mar 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
20,232
|
$334,000 | — | 31 Mar 2021 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,132
|
$317,000 | — | 31 Mar 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
17,600
|
$291,000 | — | 31 Mar 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
13,708
|
$227,000 | — | 31 Mar 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
13,556
|
$224,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
12,260
|
$203,000 | — | 31 Mar 2021 | |
| Western Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
11,227
|
$186,000 | — | 31 Mar 2021 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
10,486
|
$173,000 | — | 31 Mar 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
10,071
|
$166,474 | — | 31 Mar 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
7,913
|
$132,000 | — | 31 Mar 2021 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
—
class O/S missing
|
5,790
|
$96,000 | — | 31 Mar 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,169
|
$52,000 | — | 31 Mar 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,300
|
$50,000 | — | 31 Mar 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$33,000 | — | 31 Mar 2021 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
1,988
|
$32,000 | — | 31 Mar 2021 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
1,825
|
$30,000 | — | 31 Mar 2021 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
—
class O/S missing
|
1,800
|
$30,000 | — | 31 Mar 2021 | |
| Sowell Financial Services LLC |
13F
|
Company |
—
class O/S missing
|
1,365
|
$23,000 | — | 31 Mar 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
1,100
|
$18,000 | — | 31 Mar 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,092
|
$18,000 | — | 31 Mar 2021 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
1,000
|
$17,000 | — | 31 Mar 2021 | |
| HERITAGE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
775
|
$13,000 | — | 31 Mar 2021 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
511
|
$8,000 | — | 31 Mar 2021 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
511
|
$8,000 | — | 31 Mar 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
—
class O/S missing
|
250
|
$4,000 | — | 31 Mar 2021 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q2 2021
As of 30 Jun 2021,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,963,471 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Howard Wealth Management, LLC, Raymond James Financial Services Advisors, Inc., UBS Group AG, Invesco Ltd., Cambridge Investment Research Advisors, Inc., LPL Financial LLC, Guggenheim Capital LLC, and Aviance Capital Partners, LLC.
This page lists
46
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
50
Q2 2021 holders
46
Holder diff
-4
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.