Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 3,432,904
- Share change
- +5,245
- Total reported value
- $44,083,000
- Price per share
- $12.84
- Number of holders
- 48
- Value change
- +$235,455
- Number of buys
- 23
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
630,653
|
$7,303,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
408,327
|
$4,728,000 | — | 31 Mar 2020 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
330,849
|
$3,831,000 | — | 31 Mar 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
272,585
|
$3,157,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
205,014
|
$2,374,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
199,894
|
$2,315,000 | — | 31 Mar 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
119,943
|
$1,389,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
98,544
|
$1,141,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
97,345
|
$1,127,000 | — | 31 Mar 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
90,136
|
$1,044,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
84,853
|
$983,000 | — | 31 Mar 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
84,552
|
$979,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
82,006
|
$950,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
64,292
|
$745,000 | — | 31 Mar 2020 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
61,904
|
$717,000 | — | 31 Mar 2020 | |
| Ionic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
58,063
|
$672,000 | — | 31 Mar 2020 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
57,151
|
$662,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
55,967
|
$648,000 | — | 31 Mar 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
46,495
|
$538,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
40,086
|
$464,000 | — | 31 Mar 2020 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
34,737
|
$402,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
31,844
|
$369,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
31,141
|
$360,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
29,618
|
$342,000 | — | 31 Mar 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
25,591
|
$296,000 | — | 31 Mar 2020 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
22,095
|
$255,000 | — | 31 Mar 2020 | |
| RENAISSANCE INVESTMENT CONSULTANTS HOLDING COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
20,903
|
$242,000 | — | 31 Mar 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
17,109
|
$198,000 | — | 31 Mar 2020 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,769
|
$159,000 | — | 31 Mar 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
12,538
|
$145,000 | — | 31 Mar 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
12,500
|
$145,000 | — | 31 Mar 2020 | |
| XML Financial, LLC |
13F
|
Company |
—
class O/S missing
|
11,480
|
$133,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
10,839
|
$126,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,740
|
$124,000 | — | 31 Mar 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,148
|
$118,000 | — | 31 Mar 2020 | |
| Parallel Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
9,730
|
$112,000 | — | 31 Mar 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
6,475
|
$74,000 | — | 31 Mar 2020 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
—
class O/S missing
|
6,313
|
$73,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
6,000
|
$70,000 | — | 31 Mar 2020 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
2,435
|
$28,000 | — | 31 Mar 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
2,006
|
$23,000 | — | 31 Mar 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$23,000 | — | 31 Mar 2020 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
—
class O/S missing
|
1,800
|
$21,000 | — | 31 Mar 2020 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$19,000 | — | 31 Mar 2020 | |
| LIBERTY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,205
|
$14,000 | — | 31 Mar 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
1,100
|
$13,000 | — | 31 Mar 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
920
|
$10,000 | — | 31 Mar 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
667
|
$8,000 | — | 31 Mar 2020 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
600
|
$7,000 | — | 31 Mar 2020 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
511
|
$6,000 | — | 31 Mar 2020 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q2 2020
As of 30 Jun 2020,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,432,904 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, UBS Group AG, Howard Wealth Management, LLC, Shaker Financial Services, LLC, Raymond James Financial Services Advisors, Inc., Invesco Ltd., MORGAN STANLEY, WOLVERINE ASSET MANAGEMENT LLC, LPL Financial LLC, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
48
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
51
Q2 2020 holders
48
Holder diff
-3
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.