Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / COM
- Total 13F shares
- 3,384,944
- Share change
- -61,347
- Total reported value
- $45,087,000
- Price per share
- $13.32
- Number of holders
- 56
- Value change
- -$795,448
- Number of buys
- 29
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
421,976
|
$5,418,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
345,537
|
$4,437,000 | — | 30 Jun 2020 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
324,405
|
$4,165,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
291,841
|
$3,747,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
278,734
|
$3,579,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
264,772
|
$3,400,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
213,792
|
$2,745,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
166,976
|
$2,143,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
101,894
|
$1,308,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
89,901
|
$1,154,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
84,908
|
$1,090,000 | — | 30 Jun 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
83,888
|
$1,077,000 | — | 30 Jun 2020 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
67,732
|
$869,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
63,053
|
$810,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
62,229
|
$799,000 | — | 30 Jun 2020 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
61,414
|
$789,000 | — | 30 Jun 2020 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
56,851
|
$730,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
45,886
|
$589,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
45,398
|
$583,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
36,349
|
$467,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
32,144
|
$412,000 | — | 30 Jun 2020 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
31,291
|
$402,000 | — | 30 Jun 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
30,573
|
$393,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
27,909
|
$358,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
27,379
|
$358,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
27,248
|
$349,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
16,840
|
$216,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
16,525
|
$212,000 | — | 30 Jun 2020 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
16,030
|
$206,000 | — | 30 Jun 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
14,613
|
$188,000 | — | 30 Jun 2020 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,769
|
$177,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
12,578
|
$161,000 | — | 30 Jun 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,148
|
$130,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
10,045
|
$129,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
6,475
|
$83,000 | — | 30 Jun 2020 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
—
class O/S missing
|
6,447
|
$83,000 | — | 30 Jun 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
6,000
|
$78,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
5,786
|
$74,000 | — | 30 Jun 2020 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
2,051
|
$26,000 | — | 30 Jun 2020 | |
| AlphaMark Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
2,000
|
$26,000 | — | 30 Jun 2020 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$26,000 | — | 30 Jun 2020 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
—
class O/S missing
|
1,800
|
$23,000 | — | 30 Jun 2020 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$22,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
1,100
|
$14,000 | — | 30 Jun 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
1,000
|
$13,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
920
|
$11,000 | — | 30 Jun 2020 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
511
|
$7,000 | — | 30 Jun 2020 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
511
|
$7,000 | — | 30 Jun 2020 | |
| Truvestments Capital LLC |
13F
|
Company |
—
class O/S missing
|
128
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2020
As of 30 Sep 2020,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
56 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,384,944 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, Howard Wealth Management, LLC, UBS Group AG, MORGAN STANLEY, Raymond James Financial Services Advisors, Inc., Invesco Ltd., WOLVERINE ASSET MANAGEMENT LLC, Shaker Financial Services, LLC, LPL Financial LLC, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
56
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
48
Q3 2020 holders
56
Holder diff
8
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.