Security key
6706EW100
Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX)
CUSIP: 6706EW100
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 138,016,115
- Total 13F shares
- 3,427,659
- Share change
- -58,480
- Total reported value
- $39,688,000
- Price per share
- $11.58
- Number of holders
- 51
- Value change
- -$852,777
- Number of buys
- 19
- Number of sells
- 21
Report period
Q1 2020
Institutions
51
Top holders
10
SPXX full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
Nuveen S&P 500 Dynamic Overwrite Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 6706EW100
Recent filing periods:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
0.53%
|
733,162
|
$12,075,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.37%
|
505,944
|
$8,333,000 | — | 31 Dec 2019 | |
| HOWARD WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.24%
|
326,028
|
$5,369,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
261,143
|
$4,301,000 | — | 31 Dec 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.16%
|
218,263
|
$3,595,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.15%
|
206,707
|
$3,404,000 | — | 31 Dec 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.14%
|
200,033
|
$3,295,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
103,496
|
$1,705,000 | — | 31 Dec 2019 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.07%
|
91,692
|
$1,510,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
83,393
|
$1,373,000 | — | 31 Dec 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
78,740
|
$1,297,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
68,466
|
$1,128,000 | — | 31 Dec 2019 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
0.05%
|
63,823
|
$1,051,000 | — | 31 Dec 2019 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.04%
|
58,974
|
$971,000 | — | 31 Dec 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.03%
|
45,980
|
$757,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.03%
|
42,435
|
$699,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
40,201
|
$662,000 | — | 31 Dec 2019 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
0.03%
|
34,595
|
$570,000 | — | 31 Dec 2019 | |
| RENAISSANCE INVESTMENT CONSULTANTS HOLDING COMPANY, LLC |
13F
|
Company |
0.02%
|
33,815
|
$557,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.02%
|
32,468
|
$534,000 | — | 31 Dec 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.02%
|
29,560
|
$487,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.02%
|
29,519
|
$486,000 | — | 31 Dec 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.02%
|
27,591
|
$454,000 | — | 31 Dec 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.02%
|
23,440
|
$386,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
20,279
|
$334,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.01%
|
16,465
|
$271,000 | — | 31 Dec 2019 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0.01%
|
13,769
|
$227,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
13,218
|
$218,000 | — | 31 Dec 2019 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.01%
|
12,614
|
$208,000 | — | 31 Dec 2019 | |
| Sunbelt Securities, Inc. |
13F
|
Company |
0.01%
|
12,500
|
$206,000 | — | 31 Dec 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.01%
|
10,117
|
$167,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
10,112
|
$166,000 | — | 31 Dec 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
9,839
|
$162,000 | — | 31 Dec 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
6,475
|
$106,000 | — | 31 Dec 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
6,000
|
$98,000 | — | 31 Dec 2019 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0%
|
2,638
|
$43,000 | — | 31 Dec 2019 | |
| LIBERTY WEALTH MANAGEMENT LLC |
13F
|
Company |
0%
|
2,066
|
$26,000 | — | 31 Dec 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
2,006
|
$33,000 | — | 31 Dec 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
2,000
|
$33,000 | — | 31 Dec 2019 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
0%
|
1,800
|
$30,000 | — | 31 Dec 2019 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
0%
|
1,675
|
$28,000 | — | 31 Dec 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
920
|
$15,000 | — | 31 Dec 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
667
|
$11,000 | — | 31 Dec 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
600
|
$10,000 | — | 31 Dec 2019 | |
| First Command Bank |
13F
|
Company |
0%
|
511
|
$8,000 | — | 31 Dec 2019 | |
| First Command Financial Services, Inc. |
13F
|
Company |
0%
|
511
|
$8,000 | — | 31 Dec 2019 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) as of Q1 2020
As of 31 Mar 2020,
Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,427,659 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Howard Wealth Management, LLC, Raymond James Financial Services Advisors, Inc., MORGAN STANLEY, Invesco Ltd., Shaker Financial Services, LLC, STIFEL FINANCIAL CORP, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and Private Advisor Group, LLC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
45
Q1 2020 holders
51
Holder diff
6
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.