Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX)
CUSIP: 6706EW100
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 138,016,115
- Total 13F shares
- 3,484,184
- Share change
- +165,888
- Total reported value
- $57,381,000
- Price per share
- $16.47
- Number of holders
- 45
- Value change
- +$2,801,003
- Number of buys
- 21
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
0.5%
|
690,105
|
$10,628,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.34%
|
472,258
|
$7,273,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.18%
|
249,416
|
$3,841,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.18%
|
242,032
|
$3,728,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.15%
|
211,046
|
$3,250,000 | — | 30 Sep 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.15%
|
206,018
|
$3,173,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
92,080
|
$1,420,000 | — | 30 Sep 2019 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.06%
|
82,107
|
$1,264,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
78,490
|
$1,209,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
77,806
|
$1,198,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
68,753
|
$1,059,000 | — | 30 Sep 2019 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
0.05%
|
64,089
|
$987,000 | — | 30 Sep 2019 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.04%
|
52,701
|
$833,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
41,634
|
$641,000 | — | 30 Sep 2019 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.03%
|
35,556
|
$547,000 | — | 30 Sep 2019 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
0.03%
|
34,595
|
$533,000 | — | 30 Sep 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.02%
|
32,244
|
$497,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.02%
|
27,421
|
$422,000 | — | 30 Sep 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.02%
|
22,685
|
$349,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.02%
|
20,982
|
$323,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
20,608
|
$318,000 | — | 30 Sep 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.01%
|
16,393
|
$252,000 | — | 30 Sep 2019 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.01%
|
14,140
|
$218,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
14,055
|
$216,000 | — | 30 Sep 2019 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0.01%
|
13,769
|
$212,000 | — | 30 Sep 2019 | |
| Sunbelt Securities, Inc. |
13F
|
Company |
0.01%
|
12,500
|
$192,000 | — | 30 Sep 2019 | |
| SUNTRUST BANKS INC |
13F
|
Company |
0.01%
|
12,414
|
$192,000 | — | 30 Sep 2019 | |
| VICUS CAPITAL |
13F
|
Company |
0.01%
|
12,042
|
$185,000 | — | 30 Sep 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.01%
|
10,117
|
$156,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
8,783
|
$135,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
6,689
|
$103,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
6,475
|
$99,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
6,000
|
$92,000 | — | 30 Sep 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
3,000
|
$46,000 | — | 30 Sep 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
1,919
|
$30,000 | — | 30 Sep 2019 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
0%
|
1,800
|
$28,000 | — | 30 Sep 2019 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
0%
|
1,675
|
$26,000 | — | 30 Sep 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
1,290
|
$19,000 | — | 30 Sep 2019 | |
| LIBERTY WEALTH MANAGEMENT LLC |
13F
|
Company |
0%
|
1,205
|
$19,000 | — | 30 Sep 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
920
|
$14,000 | — | 30 Sep 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
600
|
$9,000 | — | 30 Sep 2019 | |
| First Command Bank |
13F
|
Company |
0%
|
511
|
$8,000 | — | 30 Sep 2019 | |
| First Command Financial Services, Inc. |
13F
|
Company |
0%
|
511
|
$8,000 | — | 30 Sep 2019 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) as of Q4 2019
As of 31 Dec 2019,
Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,484,184 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Howard Wealth Management, LLC, Raymond James Financial Services Advisors, Inc., Private Advisor Group, LLC, MORGAN STANLEY, Invesco Ltd., STIFEL FINANCIAL CORP, Aviance Capital Partners, LLC, and LPL Financial LLC.
This page lists
45
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
43
Q4 2019 holders
45
Holder diff
2
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.