Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / COM
- Total 13F shares
- 2,969,434
- Share change
- +20,017
- Total reported value
- $45,752,000
- Price per share
- $15.40
- Number of holders
- 43
- Value change
- +$289,605
- Number of buys
- 14
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
656,838
|
$10,378,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
459,318
|
$7,257,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
275,133
|
$4,347,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
255,577
|
$4,038,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
221,939
|
$3,507,000 | — | 30 Jun 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
183,468
|
$2,899,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
106,648
|
$1,685,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
82,466
|
$1,303,000 | — | 30 Jun 2019 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
82,060
|
$1,297,000 | — | 30 Jun 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
77,145
|
$1,219,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
68,804
|
$1,087,000 | — | 30 Jun 2019 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
64,555
|
$1,020,000 | — | 30 Jun 2019 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
52,701
|
$833,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
40,653
|
$642,000 | — | 30 Jun 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,434
|
$528,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
28,884
|
$456,000 | — | 30 Jun 2019 | |
| IBEX WEALTH ADVISORS |
13F
|
Company |
—
class O/S missing
|
28,448
|
$449,000 | — | 30 Jun 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
25,668
|
$406,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
23,363
|
$369,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
22,785
|
$360,000 | — | 30 Jun 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
21,660
|
$342,000 | — | 30 Jun 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
16,919
|
$267,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
15,089
|
$238,000 | — | 30 Jun 2019 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,325
|
$226,000 | — | 30 Jun 2019 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,769
|
$218,000 | — | 30 Jun 2019 | |
| Resource Management, LLC |
13F
|
Company |
—
class O/S missing
|
12,402
|
$196,000 | — | 30 Jun 2019 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
12,414
|
$192,000 | — | 30 Jun 2019 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
12,042
|
$190,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
7,883
|
$124,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
6,614
|
$105,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
6,475
|
$102,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
6,000
|
$94,000 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
3,191
|
$50,000 | — | 30 Jun 2019 | |
| Oakworth Capital, Inc. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$32,000 | — | 30 Jun 2019 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
—
class O/S missing
|
1,800
|
$28,000 | — | 30 Jun 2019 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$26,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,230
|
$19,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
1,215
|
$19,000 | — | 30 Jun 2019 | |
| LIBERTY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,205
|
$19,000 | — | 30 Jun 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
600
|
$9,000 | — | 30 Jun 2019 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
511
|
$8,000 | — | 30 Jun 2019 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
511
|
$8,000 | — | 30 Jun 2019 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2019
As of 30 Sep 2019,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,969,434 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Invesco Ltd., MORGAN STANLEY, Private Advisor Group, LLC, STIFEL FINANCIAL CORP, Aviance Capital Partners, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and LPL Financial LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
42
Q3 2019 holders
43
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.