Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 2,998,318
- Share change
- +81,540
- Total reported value
- $50,682,000
- Price per share
- $16.91
- Number of holders
- 45
- Value change
- +$1,377,912
- Number of buys
- 24
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
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- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
634,119
|
$10,590,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
453,373
|
$7,571,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
314,339
|
$5,249,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
233,213
|
$3,895,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
219,715
|
$3,669,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
157,253
|
$2,626,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
132,570
|
$2,214,000 | — | 30 Jun 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
119,871
|
$2,001,000 | — | 30 Jun 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
103,970
|
$1,738,000 | — | 30 Jun 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
87,961
|
$1,469,000 | — | 30 Jun 2018 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
82,682
|
$1,380,000 | — | 30 Jun 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
73,131
|
$1,221,000 | — | 30 Jun 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
50,600
|
$845,000 | — | 30 Jun 2018 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
42,580
|
$711,000 | — | 30 Jun 2018 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
37,355
|
$624,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
36,537
|
$610,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
28,633
|
$478,000 | — | 30 Jun 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
20,608
|
$344,000 | — | 30 Jun 2018 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
16,755
|
$280,000 | — | 30 Jun 2018 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,815
|
$233,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
12,424
|
$213,000 | — | 30 Jun 2018 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
12,086
|
$187,000 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
6,000
|
$100,000 | — | 30 Jun 2018 | |
| Parisi Gray Wealth Management |
13F
|
Company |
—
class O/S missing
|
5,000
|
$83,000 | — | 30 Jun 2018 | |
| KWMG, LLC |
13F
|
Company |
—
class O/S missing
|
3,287
|
$55,000 | — | 30 Jun 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
3,072
|
$51,000 | — | 30 Jun 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
3,000
|
$50,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,864
|
$31,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,805
|
$30,000 | — | 30 Jun 2018 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$28,000 | — | 30 Jun 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,370
|
$22,000 | — | 30 Jun 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,200
|
$20,000 | — | 30 Jun 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
1,093
|
$18,000 | — | 30 Jun 2018 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
760
|
$13,000 | — | 30 Jun 2018 | |
| Jacobi Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
660
|
$11,000 | — | 30 Jun 2018 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
630
|
$10,000 | — | 30 Jun 2018 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
511
|
$9,000 | — | 30 Jun 2018 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
511
|
$9,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
500
|
$8,000 | — | 30 Jun 2018 | |
| JOYN Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
250
|
$4,000 | — | 30 Jun 2018 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2018
As of 30 Sep 2018,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,998,318 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Invesco Ltd., STIFEL FINANCIAL CORP, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Aviance Capital Partners, LLC, and ROYAL BANK OF CANADA.
This page lists
45
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
40
Q3 2018 holders
45
Holder diff
5
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.