Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)

CUSIP: 6706EW100

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class
Equity / COM
Total 13F shares
3,086,188
Share change
+49,028
Total reported value
$43,343,000
Price per share
$14.04
Number of holders
46
Value change
+$426,989
Number of buys
17
Number of sells
23

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Quarterly Holders Quick Answers

What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
UBS Group AG
13F
Company
class O/S missing
673,080
$11,382,000 30 Sep 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
475,335
$8,037,000 30 Sep 2018
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
318,227
$5,381,000 30 Sep 2018
13F
MORGAN STANLEY
13F
Company
class O/S missing
222,523
$3,763,000 30 Sep 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
161,650
$2,734,000 30 Sep 2018
13F
Invesco Ltd.
13F
Company
class O/S missing
146,120
$2,471,000 30 Sep 2018
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
103,537
$1,753,000 30 Sep 2018
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
88,490
$1,496,000 30 Sep 2018
13F
Aviance Capital Partners, LLC
13F
Company
class O/S missing
88,118
$1,490,000 30 Sep 2018
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
72,215
$1,221,000 30 Sep 2018
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
class O/S missing
62,992
$1,065,000 30 Sep 2018
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
60,348
$1,020,000 30 Sep 2018
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
56,366
$953,000 30 Sep 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
49,979
$845,000 30 Sep 2018
13F
NewEdge Advisors, LLC
13F
Company
class O/S missing
44,705
$756,000 30 Sep 2018
13F
DAVENPORT & Co LLC
13F
Company
class O/S missing
44,545
$753,000 30 Sep 2018
13F
NINE MASTS CAPITAL Ltd
13F
Company
class O/S missing
44,200
$747,000 30 Sep 2018
13F
LPL Financial LLC
13F
Company
class O/S missing
40,991
$693,000 30 Sep 2018
13F
DOLIVER ADVISORS, LP
13F
Company
class O/S missing
39,469
$667,000 30 Sep 2018
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
36,398
$615,000 30 Sep 2018
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
20,682
$350,000 30 Sep 2018
13F
Private Advisor Group, LLC
13F
Company
class O/S missing
20,538
$347,000 30 Sep 2018
13F
Quad Capital Management Advisors LLC
13F
Company
class O/S missing
18,589
$314,000 30 Sep 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
17,611
$298,000 30 Sep 2018
13F
TWO SIGMA SECURITIES, LLC
13F
Company
class O/S missing
13,404
$227,000 30 Sep 2018
13F
VICUS CAPITAL
13F
Company
class O/S missing
13,365
$226,000 30 Sep 2018
13F
SUNTRUST BANKS INC
13F
Company
class O/S missing
12,086
$187,000 30 Sep 2018
13F
Stratos Wealth Partners, LTD.
13F
Company
class O/S missing
8,117
$137,000 30 Sep 2018
13F
FNY Investment Advisers, LLC
13F
Company
class O/S missing
7,943
$134,000 30 Sep 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
6,000
$102,000 30 Sep 2018
13F
Parisi Gray Wealth Management
13F
Company
class O/S missing
5,000
$84,000 30 Sep 2018
13F
Advisor Group, Inc.
13F
Company
class O/S missing
4,099
$69,000 30 Sep 2018
13F
KWMG, LLC
13F
Company
class O/S missing
3,287
$56,000 30 Sep 2018
13F
BENJAMIN F. EDWARDS & COMPANY, INC.
13F
Company
class O/S missing
3,072
$52,000 30 Sep 2018
13F
North Star Investment Management Corp.
13F
Company
class O/S missing
3,000
$51,000 30 Sep 2018
13F
CITIGROUP INC
13F
Company
class O/S missing
2,884
$49,000 30 Sep 2018
13F
Steward Partners Investment Advisory, LLC
13F
Company
class O/S missing
2,568
$43,000 30 Sep 2018
13F
SECURITY NATIONAL TRUST CO
13F
Company
class O/S missing
1,675
$28,000 30 Sep 2018
13F
Geneos Wealth Management Inc.
13F
Company
class O/S missing
1,370
$23,000 30 Sep 2018
13F
SeaCrest Wealth Management, LLC
13F
Company
class O/S missing
1,200
$20,000 30 Sep 2018
13F
Camarda Financial Advisors, LLC
13F
Company
class O/S missing
768
$13,000 30 Sep 2018
13F
First Command Bank
13F
Company
class O/S missing
511
$9,000 30 Sep 2018
13F
First Command Financial Services, Inc.
13F
Company
class O/S missing
511
$9,000 30 Sep 2018
13F
IFP Advisors, Inc
13F
Company
class O/S missing
500
$8,000 30 Sep 2018
13F
JOYN Advisors, Inc.
13F
Company
class O/S missing
250
$4,000 30 Sep 2018
13F

Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q4 2018

As of 31 Dec 2018, Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by 46 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,086,188 shares. The largest 10 holders included UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Invesco Ltd., MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, STIFEL FINANCIAL CORP, Aviance Capital Partners, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and WOLVERINE ASSET MANAGEMENT LLC. This page lists 46 institutional shareholders reporting positions in this security for the Q4 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders
45
Q4 2018 holders
46
Holder diff
1
Investor Q3 2018 Shares Q4 2018 Shares Share Diff Share Chg % Q3 2018 Value $ Q4 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.