What does CUSIP 6706EW100 represent in this 13F holders report?

CUSIP 6706EW100 is the security identifier for SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common used to aggregate holder disclosures.

How many institutions held SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common in Q4 2018?

46 institutional investors reported SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common for Q4 2018. Use the holders table for investor-level position and value details.

Nuveen S&P 500 Dynamic Overwrite Fund - Common (SPXX)

CUSIP: 6706EW100

Q4 2018 13F Holders as of 31 Dec 2018

Security type / class: Equity / Common
Shares outstanding: 137,551,818
Total 13F shares: 3,086,188
Share change: +49,028
Total reported value: $43,343,000
Reported price per share: $14.04
Number of holders: 46
Value change: +$426,989
Number of buys: 17
Number of sells: 23

Security key

6706EW100

Report period

Q4 2018

Institutions

Top holders

SPXX full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2019 Previous quarter: Q3 2018 Nuveen S&P 500 Dynamic Overwrite Fund SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 6706EW100

Newer quarter: Q1 2019 Previous quarter: Q3 2018

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

UBS Group AG

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2018

13F Lead comparable stake: 0.49% Showing first 8 of 45 holder rows. Open remaining rows

Rank 1 holder

UBS Group AG

13F

Ownership: 0.49%
Position: $11.38M

13F

Rank 2 holder

WELLS FARGO & COMPANY/MN

13F

Ownership: 0.35%
Position: $8.04M

13F

Rank 3 holder

Raymond James Financial Services Advisors, Inc.

13F

Ownership: 0.23%
Position: $5.38M

13F

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
UBS Group AG	13F Company 13F	0.49%	$11,382,000 673,080 shares	—	30 Sep 2018
WELLS FARGO & COMPANY/MN	13F Company 13F	0.35%	$8,037,000 475,335 shares	—	30 Sep 2018
Raymond James Financial Services Advisors, Inc.	13F Company 13F	0.23%	$5,381,000 318,227 shares	—	30 Sep 2018
MORGAN STANLEY	13F Company 13F	0.16%	$3,763,000 222,523 shares	—	30 Sep 2018
RAYMOND JAMES & ASSOCIATES	13F Company 13F	0.12%	$2,734,000 161,650 shares	—	30 Sep 2018
Invesco Ltd.	13F Company 13F	0.11%	$2,471,000 146,120 shares	—	30 Sep 2018
STIFEL FINANCIAL CORP	13F Company 13F	0.08%	$1,753,000 103,537 shares	—	30 Sep 2018
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F Company 13F	0.06%	$1,496,000 88,490 shares	—	30 Sep 2018

Show 37 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Aviance Capital Partners, LLC	13F Company 13F	0.06%	$1,490,000 88,118 shares	—	30 Sep 2018
ROYAL BANK OF CANADA	13F Company 13F	0.05%	$1,221,000 72,215 shares	—	30 Sep 2018
WOLVERINE ASSET MANAGEMENT LLC	13F Company 13F	0.05%	$1,065,000 62,992 shares	—	30 Sep 2018
Advisors Asset Management, Inc.	13F Company 13F	0.04%	$1,020,000 60,348 shares	—	30 Sep 2018
Shaker Financial Services, LLC	13F Company 13F	0.04%	$953,000 56,366 shares	—	30 Sep 2018
BANK OF AMERICA CORP /DE/	13F Company 13F	0.04%	$845,000 49,979 shares	—	30 Sep 2018
NewEdge Advisors, LLC	13F Company 13F	0.03%	$756,000 44,705 shares	—	30 Sep 2018
DAVENPORT & Co LLC	13F Company 13F	0.03%	$753,000 44,545 shares	—	30 Sep 2018
NINE MASTS CAPITAL Ltd	13F Company 13F	0.03%	$747,000 44,200 shares	—	30 Sep 2018
LPL Financial LLC	13F Company 13F	0.03%	$693,000 40,991 shares	—	30 Sep 2018
DOLIVER ADVISORS, LP	13F Company 13F	0.03%	$667,000 39,469 shares	—	30 Sep 2018
Sheaff Brock Investment Advisors, LLC	13F Company 13F	0.03%	$615,000 36,398 shares	—	30 Sep 2018
AMERIPRISE FINANCIAL INC	13F Company 13F	0.02%	$350,000 20,682 shares	—	30 Sep 2018
Private Advisor Group, LLC	13F Company 13F	0.01%	$347,000 20,538 shares	—	30 Sep 2018
Quad Capital Management Advisors LLC	13F Company 13F	0.01%	$314,000 18,589 shares	—	30 Sep 2018
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	0.01%	$298,000 17,611 shares	—	30 Sep 2018
TWO SIGMA SECURITIES, LLC	13F Company 13F	0.01%	$227,000 13,404 shares	—	30 Sep 2018
VICUS CAPITAL	13F Company 13F	0.01%	$226,000 13,365 shares	—	30 Sep 2018
SUNTRUST BANKS INC	13F Company 13F	0.01%	$187,000 12,086 shares	—	30 Sep 2018
Stratos Wealth Partners, LTD.	13F Company 13F	0.01%	$137,000 8,117 shares	—	30 Sep 2018
FNY Investment Advisers, LLC	13F Company 13F	0.01%	$134,000 7,943 shares	—	30 Sep 2018
PNC FINANCIAL SERVICES GROUP, INC.	13F Company 13F	0%	$102,000 6,000 shares	—	30 Sep 2018
Parisi Gray Wealth Management	13F Company 13F	0%	$84,000 5,000 shares	—	30 Sep 2018
Advisor Group, Inc.	13F Company 13F	0%	$69,000 4,099 shares	—	30 Sep 2018
KWMG, LLC	13F Company 13F	0%	$56,000 3,287 shares	—	30 Sep 2018
BENJAMIN F. EDWARDS & COMPANY, INC.	13F Company 13F	0%	$52,000 3,072 shares	—	30 Sep 2018
North Star Investment Management Corp.	13F Company 13F	0%	$51,000 3,000 shares	—	30 Sep 2018
CITIGROUP INC	13F Company 13F	0%	$49,000 2,884 shares	—	30 Sep 2018
Steward Partners Investment Advisory, LLC	13F Company 13F	0%	$43,000 2,568 shares	—	30 Sep 2018
SECURITY NATIONAL TRUST CO	13F Company 13F	0%	$28,000 1,675 shares	—	30 Sep 2018
Geneos Wealth Management Inc.	13F Company 13F	0%	$23,000 1,370 shares	—	30 Sep 2018
SeaCrest Wealth Management, LLC	13F Company 13F	0%	$20,000 1,200 shares	—	30 Sep 2018
Camarda Financial Advisors, LLC	13F Company 13F	0%	$13,000 768 shares	—	30 Sep 2018
First Command Bank	13F Company 13F	0%	$9,000 511 shares	—	30 Sep 2018
First Command Financial Services, Inc.	13F Company 13F	0%	$9,000 511 shares	—	30 Sep 2018
IFP Advisors, Inc	13F Company 13F	0%	$8,000 500 shares	—	30 Sep 2018
JOYN Advisors, Inc.	13F Company 13F	0%	$4,000 250 shares	—	30 Sep 2018

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

3,086,188

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 value	Q4 2018 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend