What does CUSIP 6706EW100 represent in this 13F holders report?

CUSIP 6706EW100 is the security identifier for SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM used to aggregate holder disclosures.

How many institutions held SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in Q4 2018?

46 institutional investors reported SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM for Q4 2018. Use the holders table for investor-level position and value details.

Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)

CUSIP: 6706EW100

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / COM
Total 13F shares: 3,086,188
Share change: +49,028
Total reported value: $43,343,000
Price per share: $14.04
Number of holders: 46
Value change: +$426,989
Number of buys: 17
Number of sells: 23

Quarterly Holders Quick Answers

What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 6706EW100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
UBS Group AG	13F	Company	— class O/S missing	673,080	$11,382,000	—	30 Sep 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	475,335	$8,037,000	—	30 Sep 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	318,227	$5,381,000	—	30 Sep 2018	13F
MORGAN STANLEY	13F	Company	— class O/S missing	222,523	$3,763,000	—	30 Sep 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	161,650	$2,734,000	—	30 Sep 2018	13F
Invesco Ltd.	13F	Company	— class O/S missing	146,120	$2,471,000	—	30 Sep 2018	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	103,537	$1,753,000	—	30 Sep 2018	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	88,490	$1,496,000	—	30 Sep 2018	13F
Aviance Capital Partners, LLC	13F	Company	— class O/S missing	88,118	$1,490,000	—	30 Sep 2018	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	72,215	$1,221,000	—	30 Sep 2018	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	62,992	$1,065,000	—	30 Sep 2018	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	60,348	$1,020,000	—	30 Sep 2018	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	56,366	$953,000	—	30 Sep 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	49,979	$845,000	—	30 Sep 2018	13F
NewEdge Advisors, LLC	13F	Company	— class O/S missing	44,705	$756,000	—	30 Sep 2018	13F
DAVENPORT & Co LLC	13F	Company	— class O/S missing	44,545	$753,000	—	30 Sep 2018	13F
NINE MASTS CAPITAL Ltd	13F	Company	— class O/S missing	44,200	$747,000	—	30 Sep 2018	13F
LPL Financial LLC	13F	Company	— class O/S missing	40,991	$693,000	—	30 Sep 2018	13F
DOLIVER ADVISORS, LP	13F	Company	— class O/S missing	39,469	$667,000	—	30 Sep 2018	13F
Sheaff Brock Investment Advisors, LLC	13F	Company	— class O/S missing	36,398	$615,000	—	30 Sep 2018	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	20,682	$350,000	—	30 Sep 2018	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	20,538	$347,000	—	30 Sep 2018	13F
Quad Capital Management Advisors LLC	13F	Company	— class O/S missing	18,589	$314,000	—	30 Sep 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	17,611	$298,000	—	30 Sep 2018	13F
TWO SIGMA SECURITIES, LLC	13F	Company	— class O/S missing	13,404	$227,000	—	30 Sep 2018	13F
VICUS CAPITAL	13F	Company	— class O/S missing	13,365	$226,000	—	30 Sep 2018	13F
SUNTRUST BANKS INC	13F	Company	— class O/S missing	12,086	$187,000	—	30 Sep 2018	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	8,117	$137,000	—	30 Sep 2018	13F
FNY Investment Advisers, LLC	13F	Company	— class O/S missing	7,943	$134,000	—	30 Sep 2018	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	6,000	$102,000	—	30 Sep 2018	13F
Parisi Gray Wealth Management	13F	Company	— class O/S missing	5,000	$84,000	—	30 Sep 2018	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	4,099	$69,000	—	30 Sep 2018	13F
KWMG, LLC	13F	Company	— class O/S missing	3,287	$56,000	—	30 Sep 2018	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	— class O/S missing	3,072	$52,000	—	30 Sep 2018	13F
North Star Investment Management Corp.	13F	Company	— class O/S missing	3,000	$51,000	—	30 Sep 2018	13F
CITIGROUP INC	13F	Company	— class O/S missing	2,884	$49,000	—	30 Sep 2018	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	2,568	$43,000	—	30 Sep 2018	13F
SECURITY NATIONAL TRUST CO	13F	Company	— class O/S missing	1,675	$28,000	—	30 Sep 2018	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	1,370	$23,000	—	30 Sep 2018	13F
SeaCrest Wealth Management, LLC	13F	Company	— class O/S missing	1,200	$20,000	—	30 Sep 2018	13F
Camarda Financial Advisors, LLC	13F	Company	— class O/S missing	768	$13,000	—	30 Sep 2018	13F
First Command Bank	13F	Company	— class O/S missing	511	$9,000	—	30 Sep 2018	13F
First Command Financial Services, Inc.	13F	Company	— class O/S missing	511	$9,000	—	30 Sep 2018	13F
IFP Advisors, Inc	13F	Company	— class O/S missing	500	$8,000	—	30 Sep 2018	13F
JOYN Advisors, Inc.	13F	Company	— class O/S missing	250	$4,000	—	30 Sep 2018	13F

Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q4 2018

As of 31 Dec 2018, Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by 46 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,086,188 shares. The largest 10 holders included UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Invesco Ltd., MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, STIFEL FINANCIAL CORP, Aviance Capital Partners, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and WOLVERINE ASSET MANAGEMENT LLC. This page lists 46 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

Q4 2018 holders

Holder diff

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.