Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 2,916,778
- Share change
- +220,274
- Total reported value
- $48,700,000
- Price per share
- $16.70
- Number of holders
- 40
- Value change
- +$3,652,813
- Number of buys
- 16
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
694,311
|
$11,880,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
410,266
|
$7,019,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
310,174
|
$5,307,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
253,690
|
$4,340,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
176,502
|
$3,020,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
130,590
|
$2,234,000 | — | 31 Mar 2018 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
110,645
|
$1,958,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
104,655
|
$1,791,000 | — | 31 Mar 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
90,120
|
$1,542,000 | — | 31 Mar 2018 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
80,610
|
$1,379,000 | — | 31 Mar 2018 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
40,363
|
$690,611 | — | 31 Mar 2018 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
40,093
|
$686,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
37,840
|
$647,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
30,949
|
$532,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
31,125
|
$528,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
29,198
|
$500,000 | — | 31 Mar 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
25,235
|
$431,000 | — | 31 Mar 2018 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
18,952
|
$324,000 | — | 31 Mar 2018 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,819
|
$239,000 | — | 31 Mar 2018 | |
| FinTrust Investment Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
13,769
|
$236,000 | — | 31 Mar 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
12,443
|
$213,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
12,424
|
$213,000 | — | 31 Mar 2018 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
11,630
|
$199,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
8,117
|
$139,000 | — | 31 Mar 2018 | |
| Parisi Gray Wealth Management |
13F
|
Company |
—
class O/S missing
|
5,000
|
$87,000 | — | 31 Mar 2018 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
3,933
|
$67,000 | — | 31 Mar 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
3,000
|
$51,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,805
|
$31,000 | — | 31 Mar 2018 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$29,000 | — | 31 Mar 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,370
|
$23,000 | — | 31 Mar 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,200
|
$21,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,155
|
$20,000 | — | 31 Mar 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
1,093
|
$18,000 | — | 31 Mar 2018 | |
| First Command Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
511
|
$9,000 | — | 31 Mar 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 31 Mar 2018 | |
| First Command Bank |
13F
|
Company |
—
class O/S missing
|
511
|
$8,743 | — | 31 Mar 2018 | |
| Jacobi Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
370
|
$6,000 | — | 31 Mar 2018 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q2 2018
As of 30 Jun 2018,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,916,778 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., BANK OF AMERICA CORP /DE/, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, Invesco Ltd., STIFEL FINANCIAL CORP, and NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO.
This page lists
40
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
37
Q2 2018 holders
40
Holder diff
3
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.