Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 2,709,643
- Share change
- +37,330
- Total reported value
- $46,427,354
- Price per share
- $17.11
- Number of holders
- 37
- Value change
- +$638,010
- Number of buys
- 15
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
664,572
|
$11,504,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
414,151
|
$7,169,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
311,794
|
$5,397,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
246,075
|
$4,260,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
239,547
|
$4,147,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
111,611
|
$1,932,000 | — | 31 Dec 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
98,823
|
$1,711,000 | — | 31 Dec 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
86,284
|
$1,494,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
83,330
|
$1,442,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
76,114
|
$1,318,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
42,899
|
$742,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
41,070
|
$711,000 | — | 31 Dec 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
40,671
|
$704,000 | — | 31 Dec 2017 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
37,565
|
$650,250 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
31,430
|
$544,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
27,256
|
$472,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
25,235
|
$437,000 | — | 31 Dec 2017 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
20,462
|
$354,000 | — | 31 Dec 2017 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,580
|
$239,000 | — | 31 Dec 2017 | |
| FinTrust Investment Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
13,769
|
$238,000 | — | 31 Dec 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,964
|
$190,000 | — | 31 Dec 2017 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
8,117
|
$141,000 | — | 31 Dec 2017 | |
| Parisi Gray Wealth Management |
13F
|
Company |
—
class O/S missing
|
5,000
|
$88,000 | — | 31 Dec 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
3,933
|
$68,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,155
|
$55,000 | — | 31 Dec 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
3,000
|
$52,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
3,000
|
$52,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
2,705
|
$46,000 | — | 31 Dec 2017 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$29,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,235
|
$21,000 | — | 31 Dec 2017 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,200
|
$21,000 | — | 31 Dec 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
1,093
|
$18,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 31 Dec 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
364
|
$6,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
134
|
$2,000 | — | 31 Dec 2017 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q1 2018
As of 31 Mar 2018,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,709,643 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., MORGAN STANLEY, Invesco Ltd., ROYAL BANK OF CANADA, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, and Aviance Capital Partners, LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
35
Q1 2018 holders
37
Holder diff
2
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.