Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX)
CUSIP: 6706EW100
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 138,016,115
- Total 13F shares
- 2,672,313
- Share change
- -204,199
- Total reported value
- $46,263,250
- Price per share
- $17.31
- Number of holders
- 35
- Value change
- -$3,376,634
- Number of buys
- 14
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
0.55%
|
762,315
|
$11,923,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.29%
|
404,725
|
$6,330,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.21%
|
287,010
|
$4,489,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.2%
|
274,447
|
$4,292,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.17%
|
240,570
|
$3,763,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.08%
|
115,206
|
$1,802,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.08%
|
111,271
|
$1,740,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.07%
|
93,945
|
$1,469,000 | — | 30 Sep 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.06%
|
87,850
|
$1,374,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
65,612
|
$1,026,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
64,805
|
$1,014,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.04%
|
55,880
|
$874,000 | — | 30 Sep 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.03%
|
39,399
|
$616,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
37,629
|
$588,000 | — | 30 Sep 2017 | |
| DAVENPORT & Co LLC |
13F
|
Company |
0.02%
|
34,463
|
$539,001 | — | 30 Sep 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.02%
|
26,965
|
$423,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.02%
|
25,583
|
$400,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
25,235
|
$395,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.02%
|
24,810
|
$388,000 | — | 30 Sep 2017 | |
| VICUS CAPITAL |
13F
|
Company |
0.02%
|
22,199
|
$347,000 | — | 30 Sep 2017 | |
| FinTrust Investment Advisory Services, LLC |
13F
|
Company |
0.01%
|
13,769
|
$215,000 | — | 30 Sep 2017 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.01%
|
12,878
|
$202,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.01%
|
10,850
|
$170,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.01%
|
10,606
|
$166,000 | — | 30 Sep 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0%
|
3,933
|
$62,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
3,667
|
$57,000 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
3,000
|
$47,000 | — | 30 Sep 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
3,000
|
$47,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
2,100
|
$33,000 | — | 30 Sep 2017 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
0%
|
1,675
|
$26,000 | — | 30 Sep 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
1,235
|
$19,000 | — | 30 Sep 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0%
|
1,110
|
$17,000 | — | 30 Sep 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
1,093
|
$17,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
500
|
$8,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
384
|
$6,000 | — | 30 Sep 2017 | |
| Jacobi Capital Management LLC |
13F
|
Company |
0%
|
359
|
$6,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0%
|
234
|
$4,000 | — | 30 Sep 2017 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) as of Q4 2017
As of 31 Dec 2017,
Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,672,313 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., MORGAN STANLEY, Invesco Ltd., Advisors Asset Management, Inc., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, Aviance Capital Partners, LLC, BANK OF AMERICA CORP /DE/, and ROYAL BANK OF CANADA.
This page lists
35
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
37
Q4 2017 holders
35
Holder diff
-2
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.