Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 2,870,312
- Share change
- -101,160
- Total reported value
- $44,894,001
- Price per share
- $15.64
- Number of holders
- 37
- Value change
- -$1,564,991
- Number of buys
- 10
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
757,675
|
$11,638,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
387,870
|
$5,958,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
312,933
|
$4,807,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
273,705
|
$4,204,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
254,665
|
$3,912,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
181,785
|
$2,792,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
91,415
|
$1,404,000 | — | 30 Jun 2017 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
90,186
|
$1,385,000 | — | 30 Jun 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
84,275
|
$1,294,000 | — | 30 Jun 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
71,907
|
$1,104,000 | — | 30 Jun 2017 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
—
class O/S missing
|
48,583
|
$746,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
46,262
|
$710,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
42,967
|
$660,000 | — | 30 Jun 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
40,357
|
$620,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
36,445
|
$560,000 | — | 30 Jun 2017 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
35,008
|
$537,723 | — | 30 Jun 2017 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
27,685
|
$423,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
25,866
|
$397,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
24,882
|
$382,000 | — | 30 Jun 2017 | |
| VICUS CAPITAL |
13F
|
Company |
—
class O/S missing
|
22,199
|
$341,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
22,035
|
$339,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
20,816
|
$320,000 | — | 30 Jun 2017 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,678
|
$224,133 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
10,556
|
$162,000 | — | 30 Jun 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
8,617
|
$132,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
4,467
|
$69,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
4,000
|
$61,000 | — | 30 Jun 2017 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
3,933
|
$60,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
3,000
|
$46,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
2,100
|
$32,000 | — | 30 Jun 2017 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$26,000 | — | 30 Jun 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
1,235
|
$18,000 | — | 30 Jun 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
1,110
|
$17,000 | — | 30 Jun 2017 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
1,093
|
$16,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
600
|
$9,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
500
|
$8,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
384
|
$6,000 | — | 30 Jun 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
234
|
$4,000 | — | 30 Jun 2017 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2017
As of 30 Sep 2017,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,870,312 shares.
The largest 10 holders included
UBS Group AG, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Invesco Ltd., MORGAN STANLEY, Advisors Asset Management, Inc., NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, BANK OF AMERICA CORP /DE/, Aviance Capital Partners, LLC, and AMERIPRISE FINANCIAL INC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
38
Q3 2017 holders
37
Holder diff
-1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.