Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 3,800,440
- Share change
- +82,858
- Total reported value
- $51,991,282
- Price per share
- $13.68
- Number of holders
- 37
- Value change
- +$1,108,014
- Number of buys
- 17
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
876,857
|
$12,250,000 | — | 31 Mar 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
581,286
|
$8,121,000 | — | 31 Mar 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
322,340
|
$4,503,000 | — | 31 Mar 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
287,138
|
$4,011,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
235,758
|
$3,294,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
196,973
|
$2,752,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
193,102
|
$2,698,000 | — | 31 Mar 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
169,949
|
$2,374,000 | — | 31 Mar 2015 | |
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
162,045
|
$2,264,000 | — | 31 Mar 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
160,555
|
$2,243,000 | — | 31 Mar 2015 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
99,899
|
$1,398,000 | — | 31 Mar 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
60,568
|
$846,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
45,752
|
$638,000 | — | 31 Mar 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
44,849
|
$627,000 | — | 31 Mar 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
40,667
|
$568,000 | — | 31 Mar 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
35,748
|
$499,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
32,667
|
$456,000 | — | 31 Mar 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
24,869
|
$347,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
23,475
|
$328,000 | — | 31 Mar 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
17,102
|
$238,000 | — | 31 Mar 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
16,805
|
$234,000 | — | 31 Mar 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
13,573
|
$190,000 | — | 31 Mar 2015 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
12,615
|
$176,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
12,335
|
$172,000 | — | 31 Mar 2015 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
11,563
|
$162,000 | — | 31 Mar 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
10,000
|
$139,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
9,495
|
$133,000 | — | 31 Mar 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
7,475
|
$104,000 | — | 31 Mar 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
6,001
|
$84,000 | — | 31 Mar 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
—
class O/S missing
|
5,000
|
$70,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
4,508
|
$63,000 | — | 31 Mar 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 31 Mar 2015 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
1,685
|
$24,000 | — | 31 Mar 2015 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$23,000 | — | 31 Mar 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,065
|
$15,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,000
|
$14,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
575
|
$8,033 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
600
|
$8,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
155
|
$2,000 | — | 31 Mar 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
96
|
$1,000 | — | 31 Mar 2015 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q2 2015
As of 30 Jun 2015,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,800,440 shares.
The largest 10 holders included
Invesco Ltd., Parametric Portfolio Associates LLC, GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, Advisors Asset Management, Inc., UBS Group AG, MARINER INVESTMENT GROUP LLC, WELLS FARGO & COMPANY/MN, Relative Value Partners Group, LLC, and Aviance Capital Partners, LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
39
Q2 2015 holders
37
Holder diff
-2
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.