Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX)
CUSIP: 6706EW100
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 138,016,115
- Total 13F shares
- 4,045,548
- Share change
- +245,108
- Total reported value
- $51,164,000
- Price per share
- $12.64
- Number of holders
- 33
- Value change
- +$2,780,599
- Number of buys
- 13
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
0.59%
|
812,200
|
$11,111,000 | — | 30 Jun 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.47%
|
644,267
|
$8,814,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.32%
|
435,065
|
$5,952,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.22%
|
307,030
|
$4,200,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.19%
|
258,134
|
$3,531,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.17%
|
238,861
|
$3,268,000 | — | 30 Jun 2015 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.14%
|
192,152
|
$2,629,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.14%
|
187,981
|
$2,572,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.1%
|
137,373
|
$1,879,000 | — | 30 Jun 2015 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.07%
|
95,177
|
$1,305,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.07%
|
93,345
|
$1,277,000 | — | 30 Jun 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
67,520
|
$924,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
44,638
|
$610,000 | — | 30 Jun 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.03%
|
35,660
|
$488,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
34,993
|
$479,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.02%
|
27,991
|
$383,000 | — | 30 Jun 2015 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.02%
|
27,938
|
$382,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.02%
|
23,669
|
$324,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.02%
|
23,040
|
$315,000 | — | 30 Jun 2015 | |
| Cetera Advisors LLC |
13F
|
Company |
0.01%
|
17,055
|
$232,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
12,530
|
$171,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
11,673
|
$160,000 | — | 30 Jun 2015 | |
| VICUS CAPITAL |
13F
|
Company |
0.01%
|
11,015
|
$151,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.01%
|
10,310
|
$141,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
10,000
|
$136,000 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
7,475
|
$102,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
7,333
|
$100,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
6,501
|
$89,000 | — | 30 Jun 2015 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
5,000
|
$68,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
4,802
|
$65,000 | — | 30 Jun 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
2,000
|
$27,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
1,775
|
$24,282 | — | 30 Jun 2015 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,725
|
$24,000 | — | 30 Jun 2015 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
0%
|
1,675
|
$23,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,317
|
$18,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,065
|
$15,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
155
|
$2,000 | — | 30 Jun 2015 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) as of Q3 2015
As of 30 Sep 2015,
Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,045,548 shares.
The largest 10 holders included
PARAMETRIC PORTFOLIO ASSOCIATES LLC, Invesco Ltd., Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, Relative Value Partners Group, LLC, 1607 Capital Partners, LLC, and Aviance Capital Partners, LLC.
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
37
Q3 2015 holders
33
Holder diff
-4
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.