Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q1 2015 13F Holders as of 31 Mar 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 3,729,724
- Share change
- +262,750
- Total reported value
- $52,104,033
- Price per share
- $13.97
- Number of holders
- 39
- Value change
- +$3,658,859
- Number of buys
- 21
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
941,622
|
$13,466,000 | — | 31 Dec 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
561,097
|
$8,025,000 | — | 31 Dec 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
289,085
|
$4,134,000 | — | 31 Dec 2014 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
253,290
|
$3,622,000 | — | 31 Dec 2014 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
225,585
|
$3,226,000 | — | 31 Dec 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
192,505
|
$2,753,000 | — | 31 Dec 2014 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
186,264
|
$2,664,000 | — | 31 Dec 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
179,401
|
$2,565,000 | — | 31 Dec 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
153,512
|
$2,195,000 | — | 31 Dec 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
127,748
|
$1,827,000 | — | 31 Dec 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
98,693
|
$1,411,000 | — | 31 Dec 2014 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
51,991
|
$743,000 | — | 31 Dec 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
42,772
|
$612,000 | — | 31 Dec 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
36,055
|
$516,000 | — | 31 Dec 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
32,149
|
$460,000 | — | 31 Dec 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
15,596
|
$223,000 | — | 31 Dec 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
15,405
|
$222,000 | — | 31 Dec 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
13,680
|
$196,000 | — | 31 Dec 2014 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
13,011
|
$186,000 | — | 31 Dec 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
10,000
|
$143,000 | — | 31 Dec 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
7,475
|
$106,000 | — | 31 Dec 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
6,001
|
$86,000 | — | 31 Dec 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
2,308
|
$33,000 | — | 31 Dec 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,222
|
$31,000 | — | 31 Dec 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$29,000 | — | 31 Dec 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 31 Dec 2014 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$24,000 | — | 31 Dec 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,437
|
$20,000 | — | 31 Dec 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,065
|
$15,000 | — | 31 Dec 2014 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
600
|
$9,000 | — | 31 Dec 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
575
|
$8,223 | — | 31 Dec 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
155
|
$2,000 | — | 31 Dec 2014 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q1 2015
As of 31 Mar 2015,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,729,724 shares.
The largest 10 holders included
Invesco Ltd., GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Parametric Portfolio Associates LLC, UBS Group AG, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, MARINER INVESTMENT GROUP LLC, Relative Value Partners, LLC, and SUSQUEHANNA INTERNATIONAL GROUP, LLP.
This page lists
39
institutional shareholders reporting positions in this security
for the Q1 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2015 vs Q4 2014 Across Filers
Q4 2014 holders
32
Q1 2015 holders
39
Holder diff
7
| Investor | Q4 2014 Shares | Q1 2015 Shares | Share Diff | Share Chg % | Q4 2014 Value $ | Q1 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.