Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 3,214,812
- Share change
- +80,946
- Total reported value
- $46,516,790
- Price per share
- $14.47
- Number of holders
- 35
- Value change
- +$1,168,032
- Number of buys
- 14
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
698,315
|
$9,895,000 | — | 31 Mar 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
562,276
|
$7,967,000 | — | 31 Mar 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
521,853
|
$7,395,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
259,818
|
$3,682,000 | — | 31 Mar 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
193,811
|
$2,746,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
190,946
|
$2,705,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
187,262
|
$2,654,000 | — | 31 Mar 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
114,280
|
$1,619,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
103,603
|
$1,468,000 | — | 31 Mar 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
89,850
|
$1,277,846 | — | 31 Mar 2014 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
50,718
|
$719,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
44,572
|
$632,000 | — | 31 Mar 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
19,852
|
$281,000 | — | 31 Mar 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
13,794
|
$195,000 | — | 31 Mar 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
13,070
|
$185,000 | — | 31 Mar 2014 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
13,011
|
$184,000 | — | 31 Mar 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
12,053
|
$171,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
8,180
|
$116,000 | — | 31 Mar 2014 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
8,000
|
$113,000 | — | 31 Mar 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
7,580
|
$107,000 | — | 31 Mar 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
6,001
|
$85,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
3,005
|
$42,581 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 31 Mar 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 31 Mar 2014 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$24,000 | — | 31 Mar 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,430
|
$20,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,065
|
$15,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
1,008
|
$14,000 | — | 31 Mar 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$14,000 | — | 31 Mar 2014 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
859
|
$12,000 | — | 31 Mar 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
824
|
$12,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
155
|
$2,000 | — | 31 Mar 2014 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q2 2014
As of 30 Jun 2014,
Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,214,812 shares.
The largest 10 holders included
Invesco Ltd., GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, UBS AG, Relative Value Partners, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Aviance Capital Partners, LLC, and Shaker Financial Services, LLC.
This page lists
35
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
32
Q2 2014 holders
35
Holder diff
3
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.