Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)

CUSIP: 6706EW100

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class
Equity / COM
Total 13F shares
3,214,812
Share change
+80,946
Total reported value
$46,516,790
Price per share
$14.47
Number of holders
35
Value change
+$1,168,032
Number of buys
14
Number of sells
12

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Quarterly Holders Quick Answers

What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.

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Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Invesco Ltd.
13F
Company
class O/S missing
698,315
$9,895,000 31 Mar 2014
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
562,276
$7,967,000 31 Mar 2014
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
521,853
$7,395,000 31 Mar 2014
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
259,818
$3,682,000 31 Mar 2014
13F
Relative Value Partners, LLC
13F
Company
class O/S missing
193,811
$2,746,000 31 Mar 2014
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
190,946
$2,705,000 31 Mar 2014
13F
UBS AG
13F
Company
class O/S missing
187,262
$2,654,000 31 Mar 2014
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
class O/S missing
114,280
$1,619,000 31 Mar 2014
13F
MORGAN STANLEY
13F
Company
class O/S missing
103,603
$1,468,000 31 Mar 2014
13F
Aviance Capital Partners, LLC
13F
Company
class O/S missing
89,850
$1,277,846 31 Mar 2014
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
50,718
$719,000 31 Mar 2014
13F
LPL Financial LLC
13F
Company
class O/S missing
44,572
$632,000 31 Mar 2014
13F
DOLIVER ADVISORS, LP
13F
Company
class O/S missing
19,852
$281,000 31 Mar 2014
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
13,794
$195,000 31 Mar 2014
13F
Cetera Advisors LLC
13F
Company
class O/S missing
13,070
$185,000 31 Mar 2014
13F
Independence Trust CO
13F
Company
class O/S missing
13,011
$184,000 31 Mar 2014
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
12,053
$171,000 31 Mar 2014
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
8,180
$116,000 31 Mar 2014
13F
Carroll Financial Associates, Inc.
13F
Company
class O/S missing
8,000
$113,000 31 Mar 2014
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
7,580
$107,000 31 Mar 2014
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
6,001
$85,000 31 Mar 2014
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
class O/S missing
3,005
$42,581 31 Mar 2014
13F
BANK OF MONTREAL /CAN/
13F
Company
class O/S missing
2,000
$28,000 31 Mar 2014
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
2,000
$28,000 31 Mar 2014
13F
SECURITY NATIONAL TRUST CO
13F
Company
class O/S missing
1,675
$24,000 31 Mar 2014
13F
US BANCORP \DE\
13F
Company
class O/S missing
1,430
$20,000 31 Mar 2014
13F
MSI Financial Services Inc
13F
Company
class O/S missing
1,065
$15,000 31 Mar 2014
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
1,008
$14,000 31 Mar 2014
13F
North Star Investment Management Corp.
13F
Company
class O/S missing
1,000
$14,000 31 Mar 2014
13F
Creative Planning
13F
Company
class O/S missing
859
$12,000 31 Mar 2014
13F
WFG Advisors, LP
13F
Company
class O/S missing
824
$12,000 31 Mar 2014
13F
CITIGROUP INC
13F
Company
class O/S missing
155
$2,000 31 Mar 2014
13F

Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q2 2014

As of 30 Jun 2014, Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by 35 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,214,812 shares. The largest 10 holders included Invesco Ltd., GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, UBS AG, Relative Value Partners, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Aviance Capital Partners, LLC, and Shaker Financial Services, LLC. This page lists 35 institutional shareholders reporting positions in this security for the Q2 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders
32
Q2 2014 holders
35
Holder diff
3
Investor Q1 2014 Shares Q2 2014 Shares Share Diff Share Chg % Q1 2014 Value $ Q2 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.