Nuveen S&P 500 Dynamic Overwrite Fund - Common (SPXX)

CUSIP: 6706EW100

Q3 2014 13F Holders as of 30 Sep 2014

Security identity
Shares outstanding
137,551,818
Holder snapshot
Share change
-40,982
Reported price per share
$14.06
Number of holders
37
Value change
-$589,480
Number of buys
15
Number of sells
12

Security key

6706EW100

Report period

Q3 2014

Institutions

37

Top holders

10

Ownership snapshot

Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Invesco Ltd.
13D/G signal
Evidence rows
35
Latest as of
30 Jun 2014
13F Lead comparable stake: 0.61% Showing first 8 of 35 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
Invesco Ltd.
13F
Company
13F
0.61%
$12,164,000
840,604 shares
30 Jun 2014
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.39%
$7,790,000
538,344 shares
30 Jun 2014
Advisors Asset Management, Inc.
13F
Company
13F
0.31%
$6,232,000
430,669 shares
30 Jun 2014
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.2%
$3,903,000
269,733 shares
30 Jun 2014
UBS AG
13F
Company
13F
0.15%
$2,979,000
205,863 shares
30 Jun 2014
Relative Value Partners, LLC
13F
Company
13F
0.14%
$2,717,000
187,770 shares
30 Jun 2014
WELLS FARGO & COMPANY/MN
13F
Company
13F
0.13%
$2,635,000
182,053 shares
30 Jun 2014
MORGAN STANLEY
13F
Company
13F
0.1%
$1,948,000
134,615 shares
30 Jun 2014
Show 27 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
Aviance Capital Partners, LLC
13F
Company
13F
0.06%
$1,278,000
88,318 shares
30 Jun 2014
Shaker Financial Services, LLC
13F
Company
13F
0.05%
$1,030,000
71,157 shares
30 Jun 2014
LPL Financial LLC
13F
Company
13F
0.03%
$650,000
44,942 shares
30 Jun 2014
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
13F
0.03%
$627,000
43,308 shares
30 Jun 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
0.02%
$421,000
29,106 shares
30 Jun 2014
TFS CAPITAL LLC
13F
Company
13F
0.02%
$357,000
24,652 shares
30 Jun 2014
ROBINSON CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.01%
$262,000
18,376 shares
30 Jun 2014
Cetera Advisors LLC
13F
Company
13F
0.01%
$217,000
14,855 shares
30 Jun 2014
AMERIPRISE FINANCIAL INC
13F
Company
13F
0.01%
$212,000
14,673 shares
30 Jun 2014
DOLIVER ADVISORS, LP
13F
Company
13F
0.01%
$210,000
14,498 shares
30 Jun 2014
Independence Trust CO
13F
Company
13F
0.01%
$188,000
13,011 shares
30 Jun 2014
DEUTSCHE BANK AG\
13F
Company
13F
0.01%
$144,000
10,000 shares
30 Jun 2014
Carroll Financial Associates, Inc.
13F
Company
13F
0.01%
$116,000
8,000 shares
30 Jun 2014
D.A. DAVIDSON & CO.
13F
Company
13F
0.01%
$109,000
7,580 shares
30 Jun 2014
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
0%
$87,000
6,001 shares
30 Jun 2014
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
13F
0%
$45,000
3,085 shares
30 Jun 2014
North Star Investment Management Corp.
13F
Company
13F
0%
$29,000
2,000 shares
30 Jun 2014
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
13F
0%
$28,000
2,000 shares
30 Jun 2014
SECURITY NATIONAL TRUST CO
13F
Company
13F
0%
$24,000
1,675 shares
30 Jun 2014
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
13F
0%
$22,790
1,575 shares
30 Jun 2014
US BANCORP \DE\
13F
Company
13F
0%
$21,000
1,430 shares
30 Jun 2014
ROYAL BANK OF CANADA
13F
Company
13F
0%
$18,000
1,251 shares
30 Jun 2014
MSI Financial Services Inc
13F
Company
13F
0%
$15,000
1,065 shares
30 Jun 2014
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0%
$15,000
1,008 shares
30 Jun 2014
WFG Advisors, LP
13F
Company
13F
0%
$12,000
840 shares
30 Jun 2014
Creative Planning
13F
Company
13F
0%
$9,000
600 shares
30 Jun 2014
CITIGROUP INC
13F
Company
13F
0%
$2,000
155 shares
30 Jun 2014
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
37
Shares
3,271,847
Rows loaded
37
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders
35
Q3 2014 holders
37
Holder diff
2
Investor Q2 2014 Shares Q3 2014 Shares Share Diff Share Chg % Q2 2014 value Q3 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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