Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)
CUSIP: 6706EW100
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 3,271,847
- Share change
- -40,982
- Total reported value
- $45,994,145
- Price per share
- $14.06
- Number of holders
- 37
- Value change
- -$589,480
- Number of buys
- 15
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 6706EW100:
Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
840,604
|
$12,164,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
538,344
|
$7,790,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
430,669
|
$6,232,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
269,733
|
$3,903,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
205,863
|
$2,979,000 | — | 30 Jun 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
187,770
|
$2,717,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
182,053
|
$2,635,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
134,615
|
$1,948,000 | — | 30 Jun 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
88,318
|
$1,278,000 | — | 30 Jun 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
71,157
|
$1,030,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
44,942
|
$650,000 | — | 30 Jun 2014 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
43,308
|
$627,000 | — | 30 Jun 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
29,106
|
$421,000 | — | 30 Jun 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
24,652
|
$357,000 | — | 30 Jun 2014 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
18,376
|
$262,000 | — | 30 Jun 2014 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
14,855
|
$217,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
14,673
|
$212,000 | — | 30 Jun 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
14,498
|
$210,000 | — | 30 Jun 2014 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
13,011
|
$188,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
10,000
|
$144,000 | — | 30 Jun 2014 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
8,000
|
$116,000 | — | 30 Jun 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
7,580
|
$109,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
6,001
|
$87,000 | — | 30 Jun 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,085
|
$45,000 | — | 30 Jun 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$29,000 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 30 Jun 2014 | |
| SECURITY NATIONAL TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,675
|
$24,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
1,575
|
$22,790 | — | 30 Jun 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,430
|
$21,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,251
|
$18,000 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,065
|
$15,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
1,008
|
$15,000 | — | 30 Jun 2014 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
840
|
$12,000 | — | 30 Jun 2014 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
600
|
$9,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
155
|
$2,000 | — | 30 Jun 2014 |
Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.