Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX)

CUSIP: 6706EW100

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class
Equity / COM
Total 13F shares
3,271,847
Share change
-40,982
Total reported value
$45,994,145
Price per share
$14.06
Number of holders
37
Value change
-$589,480
Number of buys
15
Number of sells
12

Quarterly Holders Quick Answers

What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Invesco Ltd.
13F
Company
class O/S missing
840,604
$12,164,000 30 Jun 2014
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
538,344
$7,790,000 30 Jun 2014
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
430,669
$6,232,000 30 Jun 2014
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
269,733
$3,903,000 30 Jun 2014
13F
UBS AG
13F
Company
class O/S missing
205,863
$2,979,000 30 Jun 2014
13F
Relative Value Partners, LLC
13F
Company
class O/S missing
187,770
$2,717,000 30 Jun 2014
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
182,053
$2,635,000 30 Jun 2014
13F
MORGAN STANLEY
13F
Company
class O/S missing
134,615
$1,948,000 30 Jun 2014
13F
Aviance Capital Partners, LLC
13F
Company
class O/S missing
88,318
$1,278,000 30 Jun 2014
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
71,157
$1,030,000 30 Jun 2014
13F
LPL Financial LLC
13F
Company
class O/S missing
44,942
$650,000 30 Jun 2014
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
class O/S missing
43,308
$627,000 30 Jun 2014
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
class O/S missing
29,106
$421,000 30 Jun 2014
13F
TFS CAPITAL LLC
13F
Company
class O/S missing
24,652
$357,000 30 Jun 2014
13F
ROBINSON CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
18,376
$262,000 30 Jun 2014
13F
Cetera Advisors LLC
13F
Company
class O/S missing
14,855
$217,000 30 Jun 2014
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
14,673
$212,000 30 Jun 2014
13F
DOLIVER ADVISORS, LP
13F
Company
class O/S missing
14,498
$210,000 30 Jun 2014
13F
Independence Trust CO
13F
Company
class O/S missing
13,011
$188,000 30 Jun 2014
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
10,000
$144,000 30 Jun 2014
13F
Carroll Financial Associates, Inc.
13F
Company
class O/S missing
8,000
$116,000 30 Jun 2014
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
7,580
$109,000 30 Jun 2014
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
class O/S missing
6,001
$87,000 30 Jun 2014
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
3,085
$45,000 30 Jun 2014
13F
North Star Investment Management Corp.
13F
Company
class O/S missing
2,000
$29,000 30 Jun 2014
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
2,000
$28,000 30 Jun 2014
13F
SECURITY NATIONAL TRUST CO
13F
Company
class O/S missing
1,675
$24,000 30 Jun 2014
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
class O/S missing
1,575
$22,790 30 Jun 2014
13F
US BANCORP \DE\
13F
Company
class O/S missing
1,430
$21,000 30 Jun 2014
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
1,251
$18,000 30 Jun 2014
13F
MSI Financial Services Inc
13F
Company
class O/S missing
1,065
$15,000 30 Jun 2014
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
1,008
$15,000 30 Jun 2014
13F
WFG Advisors, LP
13F
Company
class O/S missing
840
$12,000 30 Jun 2014
13F
Creative Planning
13F
Company
class O/S missing
600
$9,000 30 Jun 2014
13F
CITIGROUP INC
13F
Company
class O/S missing
155
$2,000 30 Jun 2014
13F

Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) as of Q3 2014

As of 30 Sep 2014, Nuveen S&P 500 Dynamic Overwrite Fund - COM (SPXX) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,271,847 shares. The largest 10 holders included Invesco Ltd., GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., UBS AG, WELLS FARGO & COMPANY/MN, Relative Value Partners, LLC, Shaker Financial Services, LLC, MORGAN STANLEY, Aviance Capital Partners, LLC, and ROBINSON CAPITAL MANAGEMENT, LLC. This page lists 37 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders
35
Q3 2014 holders
37
Holder diff
2
Investor Q2 2014 Shares Q3 2014 Shares Share Diff Share Chg % Q2 2014 Value $ Q3 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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