Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX)

CUSIP: 6706EW100

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / Common Shares
Shares outstanding
138,016,115
Total 13F shares
3,133,866
Share change
+18,285
Total reported value
$44,408,427
Price per share
$14.17
Number of holders
32
Value change
+$267,517
Number of buys
13
Number of sells
14

Quarterly Holders Quick Answers

What is CUSIP 6706EW100?
CUSIP 6706EW100 identifies SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of SPXX - Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
0.46%
632,426
$8,930,000 31 Dec 2013
13F
Invesco Ltd.
13F
Company
0.38%
518,886
$7,326,000 31 Dec 2013
13F
GUGGENHEIM CAPITAL LLC
13F
Company
0.35%
476,933
$6,735,000 31 Dec 2013
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.21%
295,788
$4,177,000 31 Dec 2013
13F
Relative Value Partners, LLC
13F
Company
0.15%
200,443
$2,830,000 31 Dec 2013
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.14%
189,878
$2,681,000 31 Dec 2013
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
0.13%
173,384
$2,448,000 31 Dec 2013
13F
UBS AG
13F
Company
0.11%
155,493
$2,196,000 31 Dec 2013
13F
MORGAN STANLEY
13F
Company
0.07%
98,578
$1,392,000 31 Dec 2013
13F
Aviance Capital Partners, LLC
13F
Company
0.07%
94,500
$1,334,000 31 Dec 2013
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0.04%
54,559
$770,000 31 Dec 2013
13F
DOLIVER ADVISORS, LP
13F
Company
0.03%
46,154
$652,000 31 Dec 2013
13F
LPL Financial LLC
13F
Company
0.03%
45,934
$649,000 31 Dec 2013
13F
OTA Financial Group L.P.
13F
Company
0.02%
23,404
$330,000 31 Dec 2013
13F
SG Americas Securities, LLC
13F
Company
0.01%
19,446
$275,000 31 Dec 2013
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.01%
15,189
$214,000 31 Dec 2013
13F
Independence Trust CO
13F
Company
0.01%
13,011
$184,000 31 Dec 2013
13F
TFS CAPITAL LLC
13F
Company
0.01%
12,673
$179,000 31 Dec 2013
13F
AMERIPRISE FINANCIAL INC
13F
Company
0.01%
11,253
$159,000 31 Dec 2013
13F
Carroll Financial Associates, Inc.
13F
Company
0.01%
8,000
$112,000 31 Dec 2013
13F
ROYAL BANK OF CANADA
13F
Company
0.01%
7,799
$110,000 31 Dec 2013
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0%
6,001
$85,000 31 Dec 2013
13F
CITIGROUP INC
13F
Company
0%
4,914
$69,000 31 Dec 2013
13F
BANK OF MONTREAL /CAN/
13F
Company
0%
2,000
$28,000 31 Dec 2013
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0%
2,000
$28,000 31 Dec 2013
13F
US BANCORP \DE\
13F
Company
0%
1,430
$20,000 31 Dec 2013
13F
MSI Financial Services Inc
13F
Company
0%
1,065
$15,000 31 Dec 2013
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0%
1,008
$14,000 31 Dec 2013
13F
SECURITY NATIONAL TRUST CO
13F
Company
0%
1,000
$14,000 31 Dec 2013
13F
WFG Advisors, LP
13F
Company
0%
824
$12,000 31 Dec 2013
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
0%
575
$8,119 31 Dec 2013
13F
Creative Planning
13F
Company
0%
600
$8,000 31 Dec 2013
13F
Tower Research Capital LLC (TRC)
13F
Company
0%
492
$7,000 31 Dec 2013
13F

Institutional Holders of Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) as of Q1 2014

As of 31 Mar 2014, Nuveen S&P 500 Dynamic Overwrite Fund - Common Shares (SPXX) was held by 32 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,133,866 shares. The largest 10 holders included Invesco Ltd., Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, Relative Value Partners, LLC, WELLS FARGO & COMPANY/MN, UBS AG, Parametric Portfolio Associates LLC, MORGAN STANLEY, and Aviance Capital Partners, LLC. This page lists 32 institutional shareholders reporting positions in this security for the Q1 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
33
Q1 2014 holders
32
Holder diff
-1
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 Value $ Q1 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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