Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 8,626,594
- Share change
- +423,941
- Total reported value
- $224,347,092
- Price per share
- $26.01
- Number of holders
- 113
- Value change
- +$11,153,108
- Number of buys
- 58
- Number of sells
- 36
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,314,092
|
$31,985,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
948,168
|
$23,078,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
757,953
|
$18,449,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
686,060
|
$16,699,000 | — | 30 Sep 2020 | |
| Nan Shan Life Insurance Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
572,140
|
$13,926,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
463,328
|
$11,278,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
399,209
|
$9,717,000 | — | 30 Sep 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
359,375
|
$8,747,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
256,075
|
$6,230,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
220,711
|
$5,372,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
219,160
|
$5,334,000 | — | 30 Sep 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
174,302
|
$4,243,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
139,414
|
$3,393,000 | — | 30 Sep 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
136,755
|
$3,329,000 | — | 30 Sep 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
92,708
|
$2,256,000 | — | 30 Sep 2020 | |
| MONECO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
89,702
|
$2,183,000 | — | 30 Sep 2020 | |
| Shulman DeMeo Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
69,551
|
$1,693,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
69,451
|
$1,691,000 | — | 30 Sep 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
66,813
|
$1,626,000 | — | 30 Sep 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
64,684
|
$1,574,000 | — | 30 Sep 2020 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
61,405
|
$1,495,000 | — | 30 Sep 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
59,114
|
$1,439,000 | — | 30 Sep 2020 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
48,257
|
$1,175,000 | — | 30 Sep 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
45,558
|
$1,109,000 | — | 30 Sep 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
42,371
|
$1,031,000 | — | 30 Sep 2020 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
40,365
|
$982,000 | — | 30 Sep 2020 | |
| ROWLAND CARMICHAEL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
37,656
|
$917,000 | — | 30 Sep 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
37,199
|
$905,000 | — | 30 Sep 2020 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
32,590
|
$793,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
31,664
|
$771,000 | — | 30 Sep 2020 | |
| Planning Professional |
13F
|
Individual |
—
class O/S missing
|
31,280
|
$761,000 | — | 30 Sep 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
31,092
|
$756,000 | — | 30 Sep 2020 | |
| RENAISSANCE INVESTMENT CONSULTANTS HOLDING COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
30,081
|
$732,000 | — | 30 Sep 2020 | |
| Harborview Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
28,217
|
$687,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
24,929
|
$607,000 | — | 30 Sep 2020 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
24,535
|
$597,000 | — | 30 Sep 2020 | |
| WealthShield Partners, LLC |
13F
|
Company |
—
class O/S missing
|
23,857
|
$581,000 | — | 30 Sep 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
22,539
|
$549,000 | — | 30 Sep 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
21,823
|
$531,000 | — | 30 Sep 2020 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
18,676
|
$455,000 | — | 30 Sep 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
17,865
|
$442,000 | — | 30 Sep 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
16,789
|
$409,000 | — | 30 Sep 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
15,750
|
$383,000 | — | 30 Sep 2020 | |
| Capstone Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
14,890
|
$362,000 | — | 30 Sep 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
14,149
|
$344,000 | — | 30 Sep 2020 | |
| Weather Gauge Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
14,041
|
$342,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
13,981
|
$340,000 | — | 30 Sep 2020 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
13,210
|
$321,531 | — | 30 Sep 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
13,134
|
$319,000 | — | 30 Sep 2020 | |
| Summit X, LLC |
13F
|
Company |
—
class O/S missing
|
2,614
|
$316,000 | — | 30 Sep 2020 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q4 2020
As of 31 Dec 2020,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
113 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,626,594 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Nan Shan Life Insurance Co., Ltd., UBS Group AG, ROYAL BANK OF CANADA, Invesco Ltd., BANK OF AMERICA CORP /DE/, Janney Montgomery Scott LLC, Raymond James Financial Services Advisors, Inc., and RAYMOND JAMES & ASSOCIATES.
This page lists
113
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
92
Q4 2020 holders
113
Holder diff
21
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.