Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX)
CUSIP: 670699107
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / COM SHS
- Total 13F shares
- 8,118,845
- Share change
- +592,983
- Total reported value
- $197,608,863
- Price per share
- $24.34
- Number of holders
- 92
- Value change
- +$14,488,850
- Number of buys
- 41
- Number of sells
- 38
Quarterly Holders Quick Answers
What is CUSIP 670699107?
CUSIP 670699107 identifies QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS in SEC institutional holdings data.
Need full ownership history?
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Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 670699107:
Top shareholders of QQQX - Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,358,467
|
$31,258,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
790,067
|
$18,179,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
743,618
|
$17,111,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
592,062
|
$13,624,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
473,015
|
$10,885,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
357,003
|
$8,214,000 | — | 30 Jun 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
333,719
|
$7,679,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
281,530
|
$6,478,000 | — | 30 Jun 2020 | |
| Nan Shan Life Insurance Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
249,083
|
$5,888,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
237,221
|
$5,458,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
209,936
|
$4,831,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
153,114
|
$3,523,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
138,293
|
$3,182,000 | — | 30 Jun 2020 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
136,755
|
$3,147,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
93,691
|
$2,155,000 | — | 30 Jun 2020 | |
| MONECO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
87,774
|
$2,020,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
74,320
|
$1,710,000 | — | 30 Jun 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
64,684
|
$1,488,000 | — | 30 Jun 2020 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
61,148
|
$1,407,000 | — | 30 Jun 2020 | |
| Ausdal Financial Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
61,047
|
$1,405,000 | — | 30 Jun 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
53,956
|
$1,242,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
47,420
|
$1,151,000 | — | 30 Jun 2020 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
47,744
|
$1,099,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
47,150
|
$1,085,000 | — | 30 Jun 2020 | |
| Belpointe Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
41,615
|
$958,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
39,491
|
$909,000 | — | 30 Jun 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
37,834
|
$871,000 | — | 30 Jun 2020 | |
| PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV |
13F
|
Company |
—
class O/S missing
|
36,467
|
$839,000 | — | 30 Jun 2020 | |
| Planning Professional |
13F
|
Individual |
—
class O/S missing
|
36,467
|
$839,000 | — | 30 Jun 2020 | |
| Harborview Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
34,040
|
$783,000 | — | 30 Jun 2020 | |
| ROWLAND CARMICHAEL ADVISORS INC /ADV |
13F
|
Company |
—
class O/S missing
|
32,958
|
$758,000 | — | 30 Jun 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
32,671
|
$752,000 | — | 30 Jun 2020 | |
| NewEdge Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
30,429
|
$700,000 | — | 30 Jun 2020 | |
| RENAISSANCE INVESTMENT CONSULTANTS HOLDING COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
28,436
|
$680,000 | — | 30 Jun 2020 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
29,347
|
$675,000 | — | 30 Jun 2020 | |
| Summit X, LLC |
13F
|
Company |
—
class O/S missing
|
28,809
|
$663,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
28,466
|
$655,000 | — | 30 Jun 2020 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
25,535
|
$588,000 | — | 30 Jun 2020 | |
| Formidable Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
21,757
|
$535,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
22,873
|
$526,000 | — | 30 Jun 2020 | |
| Mutual Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,858
|
$457,000 | — | 30 Jun 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
19,520
|
$449,000 | — | 30 Jun 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
17,090
|
$399,000 | — | 30 Jun 2020 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
15,756
|
$363,000 | — | 30 Jun 2020 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
15,727
|
$362,000 | — | 30 Jun 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
15,401
|
$354,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
15,000
|
$345,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,709
|
$338,000 | — | 30 Jun 2020 | |
| Weather Gauge Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
14,037
|
$323,000 | — | 30 Jun 2020 | |
| Adams Wealth Management |
13F
|
Company |
—
class O/S missing
|
13,619
|
$313,000 | — | 30 Jun 2020 |
Institutional Holders of Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) as of Q3 2020
As of 30 Sep 2020,
Nuveen NASDAQ 100 Dynamic Overwrite Fund - COM SHS (QQQX) was held by
92 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,118,845 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, ROYAL BANK OF CANADA, Nan Shan Life Insurance Co., Ltd., Invesco Ltd., BANK OF AMERICA CORP /DE/, Janney Montgomery Scott LLC, ADVISOR GROUP HOLDINGS, INC., and RAYMOND JAMES & ASSOCIATES.
This page lists
92
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
91
Q3 2020 holders
92
Holder diff
1
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.