NOVONIX Ltd - SPONSORED ADS (NVX)

CUSIP: 67010L100

Q2 2023 13F Holders as of 30 Jun 2023

Share change
-101,400
SEC-reported price per share
$2.65
Number of holders
6
Value change
-$381,807
Number of buys
4
Number of sells
6

Security key

67010L100

Report period

Q2 2023

Institutions

6

Top holders

6

Ownership snapshot

Top reported holders of NVX - NOVONIX Ltd - SPONSORED ADS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Tidal Investments LLC
Disclosed value leader
Tidal Investments LLC
Comparable rows
0/9
Latest evidence
31 Mar 2023
13F Highest disclosed value: $409,000 9 rows are not safely comparable across share classes. Showing 1-6 of 9 holder rows.

Quick read

Tidal Investments LLC has the largest disclosed position value at $409K.

0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Tidal Investments LLC's linked filing trail.
Disclosed position value Top 5
Tidal Investments LLC $409K
Brookstone Capital Management $32.4K
UBS Group AG $24.8K
TD Waterhouse Canada Inc. $9.7K
SIMPLEX TRADING, LLC $1K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 9 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Tidal Investments LLC
13F
Company
13F
class O/S missing
$409,000
114,231 shares
31 Mar 2023
Brookstone Capital Management
13F
Company
13F
class O/S missing
$32,394
10,762 shares
31 Mar 2023
UBS Group AG
13F
Company
13F
class O/S missing
$24,833
6,898 shares
31 Mar 2023
TD Waterhouse Canada Inc.
13F
Company
13F
class O/S missing
$9,688
2,000 shares
31 Mar 2023
SIMPLEX TRADING, LLC
13F
Company
13F
class O/S missing
$1,000
347 shares
31 Mar 2023
HHM Wealth Advisors, LLC
13F
Company
13F
class O/S missing
$612
170 shares
31 Mar 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
6
Shares
31,305
Rows available
6
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2023 vs Q1 2023 Across Filers

Q1 2023 holders
8
Q2 2023 holders
6
Holder diff
-2
Investor Q1 2023 Shares Q2 2023 Shares Share Diff Share Chg % Q1 2023 value Q2 2023 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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