NOVONIX Ltd - SPONSORED ADS (NVX)

CUSIP: 67010L100

Q1 2023 13F Holders as of 31 Mar 2023

Share change
-4,573
SEC-reported price per share
$3.60
Number of holders
8
Value change
-$19,323
Number of buys
3
Number of sells
4

Security key

67010L100

Report period

Q1 2023

Institutions

8

Top holders

8

Ownership snapshot

Top reported holders of NVX - NOVONIX Ltd - SPONSORED ADS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Tidal Investments LLC
Disclosed value leader
Tidal Investments LLC
Comparable rows
0/9
Latest evidence
31 Dec 2022
13F Highest disclosed value: $493,000 9 rows are not safely comparable across share classes. Showing 1-6 of 9 holder rows.

Quick read

Tidal Investments LLC has the largest disclosed position value at $493K.

0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Tidal Investments LLC's linked filing trail.
Disclosed position value Top 5
Tidal Investments LLC $493K
Brookstone Capital Management $49.5K
Rockefeller Capital Management L.P. $16K
TD Waterhouse Canada Inc. $10.5K
MORGAN STANLEY $6.7K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 9 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Tidal Investments LLC
13F
Company
13F
class O/S missing
$493,000
120,274 shares
31 Dec 2022
Brookstone Capital Management
13F
Company
13F
class O/S missing
$49,504
10,762 shares
31 Dec 2022
Rockefeller Capital Management L.P.
13F
Company
13F
class O/S missing
$16,000
4,100 shares
31 Dec 2022
TD Waterhouse Canada Inc.
13F
Company
13F
class O/S missing
$10,530
2,000 shares
31 Dec 2022
MORGAN STANLEY
13F
Company
13F
class O/S missing
$6,696
1,633 shares
31 Dec 2022
Tower Research Capital LLC (TRC)
13F
Company
13F
class O/S missing
$2,000
142 shares
31 Dec 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
8
Shares
132,705
Rows available
8
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2023 vs Q1 2023 Across Filers

Q1 2023 holders
8
Q1 2023 holders
8
Holder diff
0
Investor Q1 2023 Shares Q1 2023 Shares Share Diff Share Chg % Q1 2023 value Q1 2023 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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