Security key
670002401
NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX)
CUSIP: 670002401
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock, Par Value $0.01 per share
- Shares outstanding
- 164,352,159
- Total 13F shares
- 6,654,109
- Share change
- -401,075
- Total reported value
- $26,481,422
- Put/Call ratio
- 59%
- Price per share
- $3.98
- Number of holders
- 65
- Value change
- -$2,172,783
- Number of buys
- 30
- Number of sells
- 38
Report period
Q4 2019
Institutions
65
Top holders
10
NVAX full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
NOVAVAX INC SEC filings
NOVAVAX INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 670002401
Recent filing periods:
Top shareholders of NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
1.1%
|
1,877,556
|
$9,426,000 | — | 30 Sep 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.94%
|
1,546,834
|
$7,765,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.3%
|
493,624
|
$2,478,000 | — | 30 Sep 2019 | |
| STATE STREET CORP |
13F
|
Company |
0.26%
|
424,189
|
$2,129,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.22%
|
362,194
|
$1,818,000 | — | 30 Sep 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.17%
|
286,478
|
$1,439,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.17%
|
282,048
|
$1,415,000 | — | 30 Sep 2019 | |
| Rock Springs Capital Management LP |
13F
|
Company |
0.1%
|
162,500
|
$816,000 | — | 30 Sep 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.08%
|
139,286
|
$700,000 | — | 30 Sep 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.08%
|
133,080
|
$668,000 | — | 30 Sep 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.06%
|
96,743
|
$486,000 | — | 30 Sep 2019 | |
| Creative Planning |
13F
|
Company |
0.06%
|
92,344
|
$464,000 | — | 30 Sep 2019 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.05%
|
77,561
|
$389,000 | — | 30 Sep 2019 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.05%
|
76,399
|
$384,000 | — | 30 Sep 2019 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.04%
|
58,635
|
$294,000 | — | 30 Sep 2019 | |
| AVENIR CORP |
13F
|
Company |
—
class O/S missing
|
55,600
|
$279,000 | — | 30 Sep 2019 | |
| Virtu Financial LLC |
13F
|
Company |
0.03%
|
50,375
|
$253,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.03%
|
50,269
|
$252,000 | — | 30 Sep 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.03%
|
49,398
|
$248,000 | — | 30 Sep 2019 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.03%
|
46,806
|
$235,000 | — | 30 Sep 2019 | |
| Beirne Wealth Consulting Services, LLC |
13F
|
Company |
0.03%
|
46,500
|
$233,000 | — | 30 Sep 2019 | |
| Swiss National Bank |
13F
|
Company |
0.03%
|
43,688
|
$219,000 | — | 30 Sep 2019 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
36,131
|
$181,000 | — | 30 Sep 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.02%
|
35,800
|
$179,000 | — | 30 Sep 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.02%
|
35,787
|
$179,000 | — | 30 Sep 2019 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.02%
|
35,322
|
$177,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
34,405
|
$172,000 | — | 30 Sep 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.02%
|
33,428
|
$168,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
31,735
|
$160,000 | — | 30 Sep 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
29,829
|
$150,000 | — | 30 Sep 2019 | |
| Tekla Capital Management LLC |
13F
|
Company |
0.02%
|
28,550
|
$143,000 | — | 30 Sep 2019 | |
| CWM, LLC |
13F
|
Company |
0%
|
633
|
$134,000 | — | 30 Sep 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.02%
|
26,530
|
$133,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.01%
|
24,313
|
$122,000 | — | 30 Sep 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.01%
|
22,318
|
$112,000 | — | 30 Sep 2019 | |
| Sargent Investment Group, LLC |
13F
|
Company |
0.01%
|
20,686
|
$104,000 | — | 30 Sep 2019 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.01%
|
20,141
|
$101,108 | — | 30 Sep 2019 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.01%
|
18,398
|
$92,000 | — | 30 Sep 2019 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.01%
|
16,231
|
$91,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
17,668
|
$89,000 | — | 30 Sep 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.01%
|
15,784
|
$79,000 | — | 30 Sep 2019 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
15,103
|
$76,000 | — | 30 Sep 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.01%
|
13,922
|
$69,000 | — | 30 Sep 2019 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.01%
|
13,429
|
$67,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.01%
|
12,838
|
$64,000 | — | 30 Sep 2019 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
0.01%
|
11,295
|
$57,000 | — | 30 Sep 2019 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.01%
|
10,700
|
$54,000 | — | 30 Sep 2019 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.01%
|
10,361
|
$52,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
10,011
|
$50,000 | — | 30 Sep 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
7,166
|
$36,000 | — | 30 Sep 2019 |
Institutional Holders of NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX) as of Q4 2019
As of 31 Dec 2019,
NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX) was held by
65 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,654,109 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, NORTHERN TRUST CORP, JPMORGAN CHASE & CO, D. E. Shaw & Co., Inc., CHARLES SCHWAB INVESTMENT MANAGEMENT INC, BANK OF MONTREAL /CAN/, and Bank of New York Mellon Corp.
This page lists
65
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
69
Q4 2019 holders
65
Holder diff
-4
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.