What does CUSIP 670002401 represent in this 13F holders report?

CUSIP 670002401 is the security identifier for NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share used to aggregate holder disclosures.

How many institutions held NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share in Q3 2019?

69 institutional investors reported NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share for Q3 2019. Use the holders table for investor-level position and value details.

NOVAVAX INC - Common Stock, Par Value $0.01 per share (NVAX)

CUSIP: 670002401

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class: Equity / Common Stock, Par Value $0.01 per share
Shares outstanding: 164,352,159
Total 13F shares: 7,027,240
Share change: +292,847
Total reported value: $35,282,234
Put/Call ratio: 44%
Price per share: $5.02
Number of holders: 69
Value change: +$1,163,958
Number of buys: 38
Number of sells: 19

Security key

670002401

Report period

Q3 2019

Institutions

Top holders

NVAX full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2019 Previous quarter: Q2 2019 NOVAVAX INC SEC filings NOVAVAX INC company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 670002401

Newer quarter: Q4 2019 Previous quarter: Q2 2019

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of NVAX - NOVAVAX INC - Common Stock, Par Value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

BlackRock Finance, Inc.

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2019

13F Lead comparable stake: 1.1% Showing first 8 of 50 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BlackRock Finance, Inc.	13F Company 13F	1.1%	$10,488,000 1,790,119 shares	—	30 Jun 2019
VANGUARD GROUP INC	13F Company 13F	0.85%	$8,208,000 1,400,666 shares	—	30 Jun 2019
MORGAN STANLEY	13F Company 13F	0.4%	$3,831,000 653,912 shares	—	30 Jun 2019
STATE STREET CORP	13F Company 13F	0.25%	$2,403,000 410,123 shares	—	30 Jun 2019
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	0.21%	$2,008,000 342,718 shares	—	30 Jun 2019
NORTHERN TRUST CORP	13F Company 13F	0.14%	$1,389,000 236,905 shares	—	30 Jun 2019
TWO SIGMA ADVISERS, LP	13F Company 13F	0.11%	$1,086,000 185,296 shares	—	30 Jun 2019
Rock Springs Capital Management LP	13F Company 13F	0.1%	$952,000 162,500 shares	—	30 Jun 2019

Show 42 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F Company 13F	0.07%	$695,000 118,552 shares	—	30 Jun 2019
Bank of New York Mellon Corp	13F Company 13F	0.06%	$601,000 102,579 shares	—	30 Jun 2019
Nuveen Asset Management, LLC	13F Company 13F	0.05%	$513,000 87,617 shares	—	30 Jun 2019
Teachers Pension Plan Board Ontario	13F Individual 13F	0.05%	$510,000 86,956 shares	—	30 Jun 2019
DEUTSCHE BANK AG\	13F Company 13F	0.05%	$474,000 81,061 shares	—	30 Jun 2019
Creative Planning	13F Company 13F	0.05%	$464,000 79,243 shares	—	30 Jun 2019
A.R.T. Advisors, LLC	13F Company 13F	0.05%	$435,000 74,296 shares	—	30 Jun 2019
Virtu Financial LLC	13F Company 13F	0.04%	$417,000 71,069 shares	—	30 Jun 2019
Taylor Wealth Management Partners	13F Company 13F	0.04%	$361,000 61,538 shares	—	30 Jun 2019
TWO SIGMA INVESTMENTS, LP	13F Company 13F	0.03%	$314,000 53,647 shares	—	30 Jun 2019
SG Americas Securities, LLC	13F Company 13F	0.03%	$287,000 49,017 shares	—	30 Jun 2019
Swiss National Bank	13F Company 13F	0.03%	$256,000 43,688 shares	—	30 Jun 2019
CREDIT SUISSE AG/	13F Company 13F	0.03%	$244,000 41,539 shares	—	30 Jun 2019
WELLS FARGO & COMPANY/MN	13F Company 13F	0.02%	$240,000 40,874 shares	—	30 Jun 2019
GOLDMAN SACHS GROUP INC	13F Company 13F	0.02%	$220,000 37,504 shares	—	30 Jun 2019
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F Company 13F	0.02%	$212,000 36,131 shares	—	30 Jun 2019
ALLIANCEBERNSTEIN L.P.	13F Company 13F	0.02%	$207,000 35,322 shares	—	30 Jun 2019
BANK OF AMERICA CORP /DE/	13F Company 13F	0.02%	$196,000 33,607 shares	—	30 Jun 2019
GSA CAPITAL PARTNERS LLP	13F Company 13F	0.02%	$197,000 33,552 shares	—	30 Jun 2019
Sargent Investment Group, LLC	13F Company 13F	0.02%	$180,000 30,711 shares	—	30 Jun 2019
RHUMBLINE ADVISERS	13F Company 13F	0.02%	$178,000 30,310 shares	—	30 Jun 2019
Tekla Capital Management LLC	13F Company 13F	0.02%	$167,000 28,550 shares	—	30 Jun 2019
STATE OF WISCONSIN INVESTMENT BOARD	13F Company 13F	0.02%	$158,000 26,964 shares	—	30 Jun 2019
BROWN ADVISORY INC	13F Company 13F	0.02%	$147,000 25,150 shares	—	30 Jun 2019
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F Company 13F	0.01%	$131,000 22,318 shares	—	30 Jun 2019
BARCLAYS PLC	13F Company 13F	0.01%	$123,000 20,887 shares	—	30 Jun 2019
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	0.01%	$114,000 19,335 shares	—	30 Jun 2019
NEW YORK STATE COMMON RETIREMENT FUND	13F Company 13F	0.01%	$108,000 18,398 shares	—	30 Jun 2019
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F Company 13F	0.01%	$95,000 16,231 shares	—	30 Jun 2019
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F Company 13F	0.01%	$90,859 15,505 shares	—	30 Jun 2019
AMERICAN INTERNATIONAL GROUP, INC.	13F Company 13F	0.01%	$87,000 14,921 shares	—	30 Jun 2019
FEDERATED HERMES, INC.	13F Company 13F	0.01%	$85,000 14,530 shares	—	30 Jun 2019
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F Company 13F	0.01%	$75,000 12,825 shares	—	30 Jun 2019
MILLENNIUM MANAGEMENT LLC	13F Company 13F	0.01%	$73,000 12,471 shares	—	30 Jun 2019
VOYA INVESTMENT MANAGEMENT LLC	13F Company 13F	0.01%	$61,000 10,361 shares	—	30 Jun 2019
Deutsche Girozentrale DekaBank	13F Individual 13F	0.01%	$62,000 10,110 shares	—	30 Jun 2019
CITIGROUP INC	13F Company 13F	0.01%	$59,000 10,008 shares	—	30 Jun 2019
JPMORGAN CHASE & CO	13F Company 13F	0%	$42,000 6,833 shares	—	30 Jun 2019
Aperio Group, LLC	13F Company 13F	0%	$31,000 5,238 shares	—	30 Jun 2019
Legal & General Group Plc	13F Company 13F	0%	$32,000 5,142 shares	—	30 Jun 2019
ROYAL BANK OF CANADA	13F Company 13F	0%	$26,000 4,430 shares	—	30 Jun 2019
UBS Group AG	13F Company 13F	0%	$19,000 3,196 shares	—	30 Jun 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

7,027,240

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders

Q3 2019 holders

Holder diff

-1

Investor	Q2 2019 Shares	Q3 2019 Shares	Share Diff	Share Chg %	Q2 2019 value	Q3 2019 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend