Comparable stake leader
SHAH CAPITAL MANAGEMENT
SEC ownership of NOVAVAX INC
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001000694.
Disclosed value leader
SHAH CAPITAL MANAGEMENT
Comparable rows
50/50
Latest evidence
30 Jun 2026
- Public ticker
- NVAX on Nasdaq
- Parsed ownership sources
-
13F and 13D/G
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
SHAH CAPITAL MANAGEMENT
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
SHAH CAPITAL MANAGEMENT
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
30 Jun 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001000694
- Issuer location
- Gaithersburg, MD
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of NOVAVAX INC (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SHAH CAPITAL MANAGEMENT
Disclosed value leader
SHAH CAPITAL MANAGEMENT
Comparable rows
50/50
Latest evidence
30 Jun 2026
13F
13D/G
Lead comparable stake: 9%
13D/G row: SHAH CAPITAL MANAGEMENT
Showing 1-8 of 50 holder rows.
Quick read
SHAH CAPITAL MANAGEMENT leads the comparable SEC ownership view at 9%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SHAH CAPITAL MANAGEMENT's linked filing trail.
Comparable ownership
Top 5
SHAH CAPITAL MANAGEMENT
9%
BlackRock, Inc.
8.4%
STATE STREET CORP
7.1%
VANGUARD CAPITAL MANAGEMENT LLC
5.1%
BANK OF AMERICA CORP /DE/
4.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SHAH CAPITAL MANAGEMENT |
13F
13D/G
Company · Himanshu H. Shah
|
9%
from 13D/G
|
$133,439,735
14,165,577 shares
|
— | 30 Jun 2026 |
| BlackRock, Inc. |
13F
13D/G
Company
|
8.4%
from 13D/G
|
$131,379,618
13,946,881 shares
|
— | 30 Jun 2026 |
| STATE STREET CORP |
13F
13D/G
Company · STATE STREET CORPORATION
|
7.1%
from 13D/G
|
$110,595,981
11,740,550 shares
|
— | 30 Jun 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
13D/G
Company · Vanguard Capital Management
|
5.1%
from 13D/G
|
$68,365,170
7,257,449 shares
|
— | 30 Jun 2026 |
| BANK OF AMERICA CORP /DE/ |
13D/G
13F
Company
|
4.1%
|
$54,174,940
6,655,398 shares
|
-$13,513,474 | 31 Mar 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
13F
Company
|
4.6%
|
$71,667,322
7,607,996 shares
|
— | 30 Jun 2026 |
| Sanofi |
13F
Company
|
4.2%
|
$64,814,131
6,880,481 shares
|
— | 30 Jun 2026 |
| D. E. Shaw & Co., Inc. |
13F
Company
|
3.4%
|
$53,231,525
5,650,905 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 20 Sep 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 22 reporting-owner rows connected to NOVAVAX INC. Open a relationship link for the CIK-to-CIK filing trail.
Rows
22
Largest Forms 3/4/5 holder
John C. Jacobs
Net 12M change
$0
Latest report
18 Jun 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| John C. Jacobs | President and CEO, Director | $8,425,812 | Mixed | 03 Mar 2026 | ||
| Elaine O'Hara | EVP, Chief Strategy Officer | $3,585,213 | Mixed | 03 Mar 2026 | ||
| James Patrick Kelly | EVP, CFO and Treasurer | $3,036,751 | Mixed | 07 Mar 2026 | ||
| Mark J. Casey | EVP, Chief Legal Officer | $2,256,220 | Mixed | 03 Mar 2026 | ||
| Filip Dubovsky | President, R&D | $1,226,227 | Mixed | 17 Jun 2024 | ||
| David M. Mott | Director | $976,017 | Mixed | 18 Jun 2026 | ||
| DOUGLAS RICHARD | Director | $922,700 | Mixed | 18 Jun 2026 | ||
| John Trizzino | President and COO | $808,572 | Mixed | 07 Mar 2025 | ||
| James F. Young | Director | $806,810 | Mixed | 24 Dec 2024 | ||
| Ruxandra Draghia-Akli | EVP, Research & Development | $805,863 | Mixed | 02 Mar 2026 | ||
| Gregg H. Alton | Director | $714,845 | Mixed | 18 Jun 2026 | ||
| Margaret G. Mcglynn | Director | $688,659 | Mixed | 18 Jun 2026 | ||
| Rachel K. King | Director | $685,419 | Mixed | 18 Jun 2026 | ||
| Richard J. Rodgers | Director | $597,843 | Mixed | 18 Jun 2026 | ||
| John W. Shiver | Director | $592,398 | Mixed | 18 Jun 2026 | ||
| Robert Edward Walker | Evp, R&D | $279,902 | Mixed | 14 Apr 2026 | ||
| Stanley C. Erck | President and CEO, Director | $195,098 | Mixed | 14 Dec 2022 | ||
| Gregory M. Glenn | President, R&D | $149,795 | Mixed | 06 Mar 2023 | ||
| Gary C. Evans | Director | $83,279 | Mixed | 17 Jun 2021 | ||
| Charles W. Newton | Director | $77,492 | Mixed | 18 Jun 2026 |
Recent insider transactions for NOVAVAX INC
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Richard J. Rodgers | NVAX | Common Stock | Options Exercise | 66.3% | 18,880 | 47,370 | 20 Jun 2026 | Direct | ||
| Richard J. Rodgers | NVAX | Restricted Stock Units | Options Exercise | -100% | -18,880 | 0 | 20 Jun 2026 | Direct | ||
| Rachel K. King | NVAX | Common Stock | Options Exercise | 75% | 18,880 | 44,070 | 20 Jun 2026 | Direct | ||
| Rachel K. King | NVAX | Restricted Stock Units | Options Exercise | -100% | -18,880 | 0 | 20 Jun 2026 | Direct | ||
| Douglas Richard | NVAX | Common Stock | Options Exercise | 34.7% | 18,880 | 73,220 | 20 Jun 2026 | Direct | ||
| Douglas Richard | NVAX | Restricted Stock Units | Options Exercise | -100% | -18,880 | 0 | 20 Jun 2026 | Direct | ||
| Margaret G. Mcglynn | NVAX | Common Stock | Options Exercise | 73.8% | 18,880 | 44,468 | 20 Jun 2026 | Direct | ||
| Margaret G. Mcglynn | NVAX | Restricted Stock Units | Options Exercise | -100% | -18,880 | 0 | 20 Jun 2026 | Direct | ||
| David M. Mott | NVAX | Common Stock | Options Exercise | 31% | 18,880 | 79,770 | 20 Jun 2026 | Direct | ||
| David M. Mott | NVAX | Restricted Stock Units | Options Exercise | -100% | -18,880 | 0 | 20 Jun 2026 | Direct | ||
| Gregg H. Alton | NVAX | Common Stock | Options Exercise | 65.5% | 18,880 | 47,685 | 20 Jun 2026 | Direct | ||
| Gregg H. Alton | NVAX | Restricted Stock Units | Options Exercise | -100% | -18,880 | 0 | 20 Jun 2026 | Direct | ||
| Richard J. Rodgers | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| Richard J. Rodgers | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| Rachel K. King | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| Rachel K. King | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| Douglas Richard | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| Douglas Richard | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| Margaret G. Mcglynn | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| Margaret G. Mcglynn | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| David M. Mott | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| David M. Mott | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| Gregg H. Alton | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| Gregg H. Alton | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| John W. Shiver | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| John W. Shiver | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| Charles W. Newton | NVAX | Restricted Stock Units | Award | 14,180 | 14,180 | 18 Jun 2026 | Direct | |||
| Charles W. Newton | NVAX | Stock Option (Right to Buy) | Award | 21,270 | 21,270 | 18 Jun 2026 | Direct | |||
| Charles W. Newton | NVAX | Common Stock | Options Exercise | 9,520 | 9,520 | 25 Apr 2026 | Direct | |||
| Charles W. Newton | NVAX | Restricted Stock Units | Options Exercise | -33.3% | -9,520 | 19,040 | 25 Apr 2026 | Direct | ||
| Robert Edward Walker | NVAX | Restricted Stock Units | Award | 66,000 | 6,600 | 14 Apr 2026 | Direct | |||
| Robert Edward Walker | NVAX | Stock Option (Right to Buy) | Award | 99,500 | 99,500 | 14 Apr 2026 | Direct | |||
| John W. Shiver | NVAX | Common Stock | Options Exercise | 7,947 | 7,947 | 10 Mar 2026 | Direct | |||
| John W. Shiver | NVAX | Restricted Stock Units | Options Exercise | -33.3% | -7,947 | 15,893 | 10 Mar 2026 | Direct | ||
| James Patrick Kelly | NVAX | Common Stock | Tax liability | -4.33% | -5,904 | 130,599 | 07 Mar 2026 | Direct | ||
| James Patrick Kelly | NVAX | Common Stock | Options Exercise | 9.84% | 12,223 | 136,503 | 07 Mar 2026 | Direct | ||
| James Patrick Kelly | NVAX | Restricted Stock Units | Options Exercise | -100% | -12,223 | 0 | 07 Mar 2026 | Direct | ||
| James Patrick Kelly | NVAX | Common Stock | Tax liability | -14.4% | -20,850 | 124,280 | 03 Mar 2026 | Direct | ||
| James Patrick Kelly | NVAX | Common Stock | Options Exercise | 42.3% | 43,167 | 145,130 | 03 Mar 2026 | Direct | ||
| James Patrick Kelly | NVAX | Restricted Stock Units | Options Exercise | -33.3% | -43,167 | 86,333 | 03 Mar 2026 | Direct | ||
| John C. Jacobs | NVAX | Common Stock | Tax liability | -23.5% | -69,288 | 225,680 | 03 Mar 2026 | Direct | ||
| John C. Jacobs | NVAX | Common Stock | Options Exercise | 131.8% | 150,167 | 264,130 | 03 Mar 2026 | Direct | ||
| John C. Jacobs | NVAX | Restricted Stock Units | Options Exercise | -33.3% | -150,167 | 300,333 | 03 Mar 2026 | Direct | ||
| Elaine O'Hara | NVAX | Common Stock | Tax liability | -14.3% | -22,429 | 134,642 | 03 Mar 2026 | Direct | ||
| Elaine O'Hara | NVAX | Common Stock | Options Exercise | 55.9% | 56,334 | 157,071 | 03 Mar 2026 | Direct | ||
| Elaine O'Hara | NVAX | Restricted Stock Units | Options Exercise | -33.3% | -56,334 | 112,666 | 03 Mar 2026 | Direct | ||
| Mark J. Casey | NVAX | Common Stock | Tax liability | -11.2% | -11,378 | 90,067 | 03 Mar 2026 | Direct | ||
| Mark J. Casey | NVAX | Common Stock | Options Exercise | 58.6% | 37,500 | 101,445 | 03 Mar 2026 | Direct | ||
| Mark J. Casey | NVAX | Restricted Stock Units | Options Exercise | -50% | -4,000 | 4,000 | 03 Mar 2026 | Direct | ||
| James Patrick Kelly | NVAX | Non-statutory Stock Option NQ | Award | 194,000 | 194,000 | 02 Mar 2026 | Direct |
* marks a reported price that did not pass the local price check.