Security key
647551100
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)
CUSIP: 647551100
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 98,483,657
- Total 13F shares
- 29,606,471
- Share change
- -17,149
- Total reported value
- $429,004,399
- Put/Call ratio
- 0.15%
- Price per share
- $14.49
- Number of holders
- 92
- Value change
- -$214,461
- Number of buys
- 48
- Number of sells
- 37
Report period
Q2 2015
Institutions
92
Top holders
10
NMFC full security history
Newer quarter: Q3 2015
Previous quarter: Q1 2015
New Mountain Finance Corp SEC filings
New Mountain Finance Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 647551100
Recent filing periods:
Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
5.2%
|
5,104,373
|
$74,524,000 | — | 31 Mar 2015 | |
| Steven B. Klinsky |
13F
|
Individual |
3.4%
|
3,345,088
|
$48,838,000 | — | 31 Mar 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2.4%
|
2,347,698
|
$34,277,000 | — | 31 Mar 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.9%
|
1,911,468
|
$27,907,000 | — | 31 Mar 2015 | |
| LOMBARDIA CAPITAL PARTNERS LLC |
13F
|
Company |
1.7%
|
1,687,309
|
$24,635,000 | — | 31 Mar 2015 | |
| AVIVA PLC |
13F
|
Company |
1.4%
|
1,340,682
|
$19,574,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
1,189,984
|
$17,374,000 | — | 31 Mar 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1.2%
|
1,137,888
|
$16,614,000 | — | 31 Mar 2015 | |
| Neuberger Berman Group LLC |
13F
|
Company |
1%
|
982,555
|
$14,345,000 | — | 31 Mar 2015 | |
| Round Table Services, LLC |
13F
|
Company |
0.9%
|
889,561
|
$12,988,000 | — | 31 Mar 2015 | |
| Muzinich & Co., Inc. |
13F
|
Company |
0.88%
|
864,058
|
$12,615,000 | — | 31 Mar 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.8%
|
786,322
|
$11,480,000 | — | 31 Mar 2015 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.77%
|
762,028
|
$11,126,000 | — | 31 Mar 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.76%
|
746,027
|
$10,892,000 | — | 31 Mar 2015 | |
| Advisors Capital Management, LLC |
13F
|
Company |
0.62%
|
613,892
|
$8,963,000 | — | 31 Mar 2015 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.6%
|
593,606
|
$8,667,000 | — | 31 Mar 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.48%
|
475,000
|
$6,935,000 | — | 31 Mar 2015 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.46%
|
456,460
|
$6,664,000 | — | 31 Mar 2015 | |
| West Family Investments, Inc. |
13F
|
Company |
0.34%
|
337,800
|
$4,932,000 | — | 31 Mar 2015 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
0.32%
|
311,475
|
$4,548,000 | — | 31 Mar 2015 | |
| BlackRock Group LTD |
13F
|
Company |
0.29%
|
286,814
|
$4,187,000 | — | 31 Mar 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.29%
|
282,096
|
$4,119,000 | — | 31 Mar 2015 | |
| NORGES BANK |
13F
|
Company |
0.27%
|
268,776
|
$3,924,000 | — | 31 Mar 2015 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.22%
|
219,548
|
$3,205,000 | — | 31 Mar 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.21%
|
201,964
|
$2,948,000 | — | 31 Mar 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.2%
|
196,631
|
$2,871,000 | — | 31 Mar 2015 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.18%
|
180,496
|
$2,635,000 | — | 31 Mar 2015 | |
| Na Bokf |
13F
|
Individual |
0.16%
|
161,686
|
$2,361,000 | — | 31 Mar 2015 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.16%
|
161,560
|
$2,358,000 | — | 31 Mar 2015 | |
| Fortress Investment Group LLC |
13F
|
Company |
0.15%
|
150,000
|
$2,190,000 | — | 31 Mar 2015 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.12%
|
115,194
|
$1,682,000 | — | 31 Mar 2015 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
0.1%
|
96,000
|
$1,402,000 | — | 31 Mar 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.09%
|
86,140
|
$1,324,000 | — | 31 Mar 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.08%
|
76,844
|
$1,122,000 | — | 31 Mar 2015 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.07%
|
65,477
|
$956,000 | — | 31 Mar 2015 | |
| COMERICA BANK |
13F
|
Company |
0.07%
|
65,019
|
$949,000 | — | 31 Mar 2015 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.07%
|
64,388
|
$941,000 | — | 31 Mar 2015 | |
| Legal & General Group Plc |
13F
|
Company |
0.06%
|
60,961
|
$891,000 | — | 31 Mar 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.06%
|
59,650
|
$871,000 | — | 31 Mar 2015 | |
| TCW GROUP INC |
13F
|
Company |
0.05%
|
53,400
|
$780,000 | — | 31 Mar 2015 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.05%
|
49,125
|
$717,000 | — | 31 Mar 2015 | |
| Allen Investment Management, LLC |
13F
|
Company |
0.05%
|
47,089
|
$687,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
45,579
|
$665,449 | — | 31 Mar 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.05%
|
45,395
|
$663,000 | — | 31 Mar 2015 | |
| STATE STREET CORP |
13F
|
Company |
0.05%
|
44,395
|
$648,000 | — | 31 Mar 2015 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.04%
|
43,302
|
$632,000 | — | 31 Mar 2015 | |
| AMERICAFIRST CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
40,043
|
$584,628 | — | 31 Mar 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.04%
|
37,294
|
$544,000 | — | 31 Mar 2015 | |
| Partners Group Holding AG |
13F
|
Company |
0.04%
|
36,900
|
$539,000 | — | 31 Mar 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
36,770
|
$537,000 | — | 31 Mar 2015 |
Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q2 2015
As of 30 Jun 2015,
New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) was held by
92 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
29,606,471 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, KLINSKY STEVEN B, Ameriprise Financial Inc, AVIVA PLC, Advisors Asset Management, Inc., LOMBARDIA CAPITAL PARTNERS LLC, UBS Group AG, GOLDMAN SACHS GROUP INC, Neuberger Berman Group LLC, and Muzinich & Co., Inc..
This page lists
92
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
92
Q2 2015 holders
92
Holder diff
0
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.