New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)

CUSIP: 647551100

Q1 2015 13F Holders as of 31 Mar 2015

Type / Class
Equity / Common Stock, par value $0.01 per share
Shares outstanding
98,483,657
Total 13F shares
29,626,677
Share change
+1,442,306
Total reported value
$432,570,077
Put/Call ratio
44%
Price per share
$14.60
Number of holders
92
Value change
+$20,800,201
Number of buys
43
Number of sells
44

Security key

647551100

Report period

Q1 2015

Institutions

92

Top holders

10

Ownership snapshot

Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
WELLS FARGO & COMPANY/MN
13D/G signal
Evidence rows
50
Latest as of
31 Dec 2014
13F Lead comparable stake: 3.7% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
WELLS FARGO & COMPANY/MN
13F
Company
13F
3.7%
$54,592,000
3,654,110 shares
31 Dec 2014
Steven B. Klinsky
13F
Individual
13F
3.3%
$49,005,000
3,280,092 shares
31 Dec 2014
AMERIPRISE FINANCIAL INC
13F
Company
13F
2.4%
$35,377,000
2,367,905 shares
31 Dec 2014
Advisors Asset Management, Inc.
13F
Company
13F
2.1%
$30,311,000
2,028,838 shares
31 Dec 2014
LOMBARDIA CAPITAL PARTNERS LLC
13F
Company
13F
1.7%
$24,826,000
1,661,710 shares
31 Dec 2014
AVIVA PLC
13F
Company
13F
1.4%
$20,030,000
1,340,682 shares
31 Dec 2014
GOLDMAN SACHS GROUP INC
13F
Company
13F
1.2%
$17,725,000
1,186,448 shares
31 Dec 2014
UBS Group AG
13F
Company
13F
1%
$14,975,000
1,002,383 shares
31 Dec 2014
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
Neuberger Berman Group LLC
13F
Company
13F
1%
$14,672,000
982,120 shares
31 Dec 2014
Round Table Services, LLC
13F
Company
13F
0.96%
$14,131,000
945,818 shares
31 Dec 2014
CONFLUENCE INVESTMENT MANAGEMENT LLC
13F
Company
13F
0.79%
$11,662,000
780,558 shares
31 Dec 2014
CREDIT SUISSE AG/
13F
Company
13F
0.77%
$11,385,000
762,027 shares
31 Dec 2014
Muzinich & Co., Inc.
13F
Company
13F
0.77%
$11,314,000
757,298 shares
31 Dec 2014
PALISADE CAPITAL MANAGEMENT, LP
13F
Company
13F
0.6%
$8,833,000
591,211 shares
31 Dec 2014
Advisors Capital Management, LLC
13F
Company
13F
0.57%
$8,444,000
565,194 shares
31 Dec 2014
MORGAN STANLEY
13F
Company
13F
0.51%
$7,559,000
505,989 shares
31 Dec 2014
KENNEDY CAPITAL MANAGEMENT LLC
13F
Company
13F
0.48%
$7,113,000
476,087 shares
31 Dec 2014
Yorktown Management & Research Co Inc
13F
Company
13F
0.48%
$7,097,000
475,000 shares
31 Dec 2014
NORGES BANK
13F
Company
13F
0.39%
$5,809,000
388,820 shares
31 Dec 2014
West Family Investments, Inc.
13F
Company
13F
0.34%
$5,047,000
337,800 shares
31 Dec 2014
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.28%
$4,065,000
272,093 shares
31 Dec 2014
WILLIAMS JONES & ASSOCIATES LLC
13F
Company
13F
0.23%
$3,394,000
227,200 shares
31 Dec 2014
Invesco Ltd.
13F
Company
13F
0.22%
$3,281,000
219,557 shares
31 Dec 2014
BlackRock Group LTD
13F
Company
13F
0.21%
$3,162,000
211,633 shares
31 Dec 2014
Janney Montgomery Scott LLC
13F
Company
13F
0.21%
$3,141,600
210,281 shares
31 Dec 2014
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
13F
0.21%
$3,084,000
206,445 shares
31 Dec 2014
VAN ECK ASSOCIATES CORP
13F
Company
13F
0.19%
$2,757,000
184,536 shares
31 Dec 2014
GLENMEDE TRUST CO NA
13F
Company
13F
0.18%
$2,717,000
181,930 shares
31 Dec 2014
Fortress Investment Group LLC
13F
Company
13F
0.15%
$2,241,000
150,000 shares
31 Dec 2014
Na Bokf
13F
Individual
13F
0.14%
$2,126,000
142,286 shares
31 Dec 2014
COMERICA BANK
13F
Company
13F
0.13%
$1,976,000
132,302 shares
31 Dec 2014
STATE STREET CORP
13F
Company
13F
0.13%
$1,844,000
123,369 shares
31 Dec 2014
Nuveen Asset Management, LLC
13F
Company
13F
0.11%
$1,576,000
105,507 shares
31 Dec 2014
HighTower Advisors, LLC
13F
Company
13F
0.11%
$1,549,000
103,710 shares
31 Dec 2014
PRINCIPAL FINANCIAL GROUP INC
13F
Company
13F
0.1%
$1,491,000
99,794 shares
31 Dec 2014
Allen Investment Management, LLC
13F
Company
13F
0.09%
$1,387,000
92,862 shares
31 Dec 2014
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.09%
$1,293,000
86,537 shares
31 Dec 2014
WELLINGTON MANAGEMENT GROUP LLP
13F
Company
13F
0.08%
$1,114,000
74,567 shares
31 Dec 2014
Bank of New York Mellon Corp
13F
Company
13F
0.07%
$1,077,000
72,113 shares
31 Dec 2014
ADVISORY RESEARCH INC
13F
Company
13F
0.07%
$1,037,000
69,426 shares
31 Dec 2014
Sumitomo Mitsui DS Asset Management Company, Ltd
13F
Company
13F
0.07%
$1,037,000
69,426 shares
31 Dec 2014
Legal & General Group Plc
13F
Company
13F
0.07%
$970,000
64,915 shares
31 Dec 2014
Nine Chapters Capital Management LLC
13F
Company
13F
0.06%
$910,000
60,900 shares
31 Dec 2014
VSR Financial Services, Inc.
13F
Company
13F
0.06%
$891,000
59,650 shares
31 Dec 2014
TWO SIGMA INVESTMENTS, LP
13F
Company
13F
0.06%
$841,000
56,324 shares
31 Dec 2014
NORTHERN TRUST CORP
13F
Company
13F
0.05%
$762,000
50,994 shares
31 Dec 2014
BARCLAYS PLC
13F
Company
13F
0.05%
$673,000
48,100 shares
31 Dec 2014
CIBC WORLD MARKET INC.
13F
Company
13F
0.05%
$713,000
47,700 shares
31 Dec 2014
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
13F
0.05%
$687,527
46,019 shares
31 Dec 2014
CIBC Private Wealth Group LLC
13F
Company
13F
0.05%
$673,000
45,035 shares
31 Dec 2014
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2015

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
92
Shares
29,626,677
Rows loaded
92
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2015 vs Q4 2014 Across Filers

Q4 2014 holders
93
Q1 2015 holders
92
Holder diff
-1
Investor Q4 2014 Shares Q1 2015 Shares Share Diff Share Chg % Q4 2014 value Q1 2015 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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