New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)
CUSIP: 647551100
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 98,483,657
- Total 13F shares
- 26,065,033
- Share change
- -122,920
- Total reported value
- $354,118,000
- Put/Call ratio
- 60%
- Price per share
- $13.59
- Number of holders
- 98
- Value change
- -$1,938,265
- Number of buys
- 58
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 647551100?
CUSIP 647551100 identifies NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 647551100:
Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
6%
|
5,889,655
|
$85,341,000 | — | 30 Jun 2015 | |
| Steven B. Klinsky |
13F
|
Individual |
3.5%
|
3,421,575
|
$49,579,000 | — | 30 Jun 2015 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.9%
|
1,869,392
|
$27,087,000 | — | 30 Jun 2015 | |
| AVIVA PLC |
13F
|
Company |
1.5%
|
1,522,732
|
$22,064,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.5%
|
1,488,979
|
$21,575,000 | — | 30 Jun 2015 | |
| LOMBARDIA CAPITAL PARTNERS LLC |
13F
|
Company |
1.3%
|
1,254,774
|
$18,182,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
1,120,651
|
$16,238,000 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1.1%
|
1,096,139
|
$15,883,000 | — | 30 Jun 2015 | |
| Neuberger Berman Group LLC |
13F
|
Company |
1.1%
|
1,049,830
|
$15,212,000 | — | 30 Jun 2015 | |
| Muzinich & Co., Inc. |
13F
|
Company |
1%
|
987,088
|
$14,303,000 | — | 30 Jun 2015 | |
| Round Table Services, LLC |
13F
|
Company |
0.95%
|
933,172
|
$13,522,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.86%
|
848,926
|
$12,301,000 | — | 30 Jun 2015 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.77%
|
758,224
|
$10,987,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.75%
|
743,246
|
$10,770,000 | — | 30 Jun 2015 | |
| Advisors Capital Management, LLC |
13F
|
Company |
0.66%
|
652,694
|
$9,458,000 | — | 30 Jun 2015 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.6%
|
593,084
|
$8,594,000 | — | 30 Jun 2015 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.45%
|
443,619
|
$6,428,000 | — | 30 Jun 2015 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
0.42%
|
412,275
|
$5,974,000 | — | 30 Jun 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.42%
|
410,352
|
$5,946,000 | — | 30 Jun 2015 | |
| West Family Investments, Inc. |
13F
|
Company |
0.34%
|
337,800
|
$4,894,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.29%
|
281,211
|
$4,075,000 | — | 30 Jun 2015 | |
| BlackRock Group LTD |
13F
|
Company |
0.28%
|
278,019
|
$4,028,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.24%
|
236,114
|
$3,421,000 | — | 30 Jun 2015 | |
| NORGES BANK |
13F
|
Company |
0.22%
|
214,547
|
$3,109,000 | — | 30 Jun 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.19%
|
190,703
|
$2,763,288 | — | 30 Jun 2015 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.19%
|
188,895
|
$2,736,000 | — | 30 Jun 2015 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.19%
|
188,508
|
$2,731,000 | — | 30 Jun 2015 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.17%
|
169,970
|
$2,463,000 | — | 30 Jun 2015 | |
| Na Bokf |
13F
|
Individual |
0.17%
|
165,194
|
$2,393,000 | — | 30 Jun 2015 | |
| Fortress Investment Group LLC |
13F
|
Company |
0.15%
|
150,000
|
$2,173,000 | — | 30 Jun 2015 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.13%
|
127,868
|
$1,853,000 | — | 30 Jun 2015 | |
| COMERICA BANK |
13F
|
Company |
0.13%
|
126,282
|
$1,830,000 | — | 30 Jun 2015 | |
| P.A.W. CAPITAL CORP |
13F
|
Company |
0.11%
|
105,000
|
$1,521,000 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.1%
|
100,255
|
$1,453,000 | — | 30 Jun 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.08%
|
74,650
|
$1,082,000 | — | 30 Jun 2015 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.07%
|
71,339
|
$1,034,000 | — | 30 Jun 2015 | |
| Legal & General Group Plc |
13F
|
Company |
0.07%
|
67,304
|
$977,000 | — | 30 Jun 2015 | |
| TCW GROUP INC |
13F
|
Company |
0.06%
|
60,500
|
$877,000 | — | 30 Jun 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.06%
|
56,510
|
$818,000 | — | 30 Jun 2015 | |
| Allen Investment Management, LLC |
13F
|
Company |
0.05%
|
52,973
|
$768,000 | — | 30 Jun 2015 | |
| Partners Group Holding AG |
13F
|
Company |
0.05%
|
51,600
|
$748,000 | — | 30 Jun 2015 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.05%
|
49,125
|
$712,000 | — | 30 Jun 2015 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.05%
|
47,711
|
$691,000 | — | 30 Jun 2015 | |
| STATE STREET CORP |
13F
|
Company |
0.04%
|
44,251
|
$641,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
41,761
|
$605,111 | — | 30 Jun 2015 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.04%
|
39,915
|
$578,000 | — | 30 Jun 2015 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.04%
|
36,794
|
$533,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
36,636
|
$531,000 | — | 30 Jun 2015 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.04%
|
35,076
|
$508,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
34,811
|
$505,000 | — | 30 Jun 2015 |
Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q3 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.