New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)

Q: What does CUSIP 647551100 represent in this 13F holders report?

CUSIP 647551100 is the security identifier for NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share used to aggregate holder disclosures.

Q: How many institutions held NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in Q4 2014?

93 institutional investors reported NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share for Q4 2014. Use the holders table for investor-level position and value details.

CUSIP: 647551100

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class: Equity / Common Stock, par value $0.01 per share
Shares outstanding: 98,483,657
Total 13F shares: 28,225,874
Share change: +3,031,675
Total reported value: $421,638,127
Put/Call ratio: 224%
Price per share: $14.94
Number of holders: 93
Value change: +$45,398,319
Number of buys: 53
Number of sells: 34

Security key

647551100

Report period

Q4 2014

Institutions

Top holders

NMFC full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2015 Previous quarter: Q3 2014 New Mountain Finance Corp SEC filings New Mountain Finance Corp company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 647551100

Newer quarter: Q1 2015 Previous quarter: Q3 2014

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Steven B. Klinsky

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2014

13F Lead comparable stake: 3.1% Showing first 8 of 50 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Steven B. Klinsky	13F Individual 13F	3.1%	$45,292,000 3,083,161 shares	—	30 Sep 2014
WELLS FARGO & COMPANY/MN	13F Company 13F	2.4%	$35,181,000 2,394,910 shares	—	30 Sep 2014
AMERIPRISE FINANCIAL INC	13F Company 13F	2.4%	$34,939,000 2,378,393 shares	—	30 Sep 2014
Advisors Asset Management, Inc.	13F Company 13F	1.8%	$25,871,000 1,761,116 shares	—	30 Sep 2014
GOLDMAN SACHS GROUP INC	13F Company 13F	1.2%	$17,945,000 1,221,554 shares	—	30 Sep 2014
LOMBARDIA CAPITAL PARTNERS LLC	13F Company 13F	1.2%	$17,378,000 1,182,975 shares	—	30 Sep 2014
Neuberger Berman Group LLC	13F Company 13F	0.96%	$13,901,000 946,320 shares	—	30 Sep 2014
Round Table Services, LLC	13F Company 13F	0.96%	$13,882,000 944,977 shares	—	30 Sep 2014

Show 42 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
UBS AG	13F Company 13F	0.87%	$12,570,000 855,708 shares	—	30 Sep 2014
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F Company 13F	0.81%	$11,727,000 798,297 shares	—	30 Sep 2014
CREDIT SUISSE AG/	13F Company 13F	0.76%	$10,962,000 746,231 shares	—	30 Sep 2014
PALISADE CAPITAL MANAGEMENT, LP	13F Company 13F	0.6%	$8,621,000 586,883 shares	—	30 Sep 2014
MORGAN STANLEY	13F Company 13F	0.57%	$8,248,000 561,443 shares	—	30 Sep 2014
KENNEDY CAPITAL MANAGEMENT LLC	13F Company 13F	0.5%	$7,197,000 489,909 shares	—	30 Sep 2014
Advisors Capital Management, LLC	13F Company 13F	0.5%	$7,172,000 488,235 shares	—	30 Sep 2014
Yorktown Management & Research Co Inc	13F Company 13F	0.48%	$6,978,000 475,000 shares	—	30 Sep 2014
NORGES BANK	13F Company 13F	0.47%	$6,805,000 463,229 shares	—	30 Sep 2014
West Family Investments, Inc.	13F Company 13F	0.34%	$4,962,000 337,800 shares	—	30 Sep 2014
ALLIANCEBERNSTEIN L.P.	13F Company 13F	0.31%	$4,544,000 309,336 shares	—	30 Sep 2014
AVIVA PLC	13F Company 13F	0.27%	$3,966,000 270,000 shares	—	30 Sep 2014
Janney Montgomery Scott LLC	13F Company 13F	0.25%	$3,600,764 245,117 shares	—	30 Sep 2014
BlackRock Group LTD	13F Company 13F	0.25%	$3,595,000 244,706 shares	—	30 Sep 2014
GUGGENHEIM CAPITAL LLC	13F Company 13F	0.24%	$3,509,000 238,893 shares	—	30 Sep 2014
Invesco Ltd.	13F Company 13F	0.21%	$2,990,000 203,551 shares	—	30 Sep 2014
WILLIAMS JONES & ASSOCIATES LLC	13F Company 13F	0.2%	$2,920,000 198,750 shares	—	30 Sep 2014
Na Bokf	13F Individual 13F	0.2%	$2,877,000 195,824 shares	—	30 Sep 2014
GLENMEDE TRUST CO NA	13F Company 13F	0.18%	$2,588,000 176,219 shares	—	30 Sep 2014
NEW YORK STATE COMMON RETIREMENT FUND	13F Company 13F	0.14%	$2,096,000 142,684 shares	—	30 Sep 2014
Nine Chapters Capital Management LLC	13F Company 13F	0.14%	$2,042,000 139,000 shares	—	30 Sep 2014
AXA S.A.	13F Company 13F	0.13%	$1,936,000 131,763 shares	—	30 Sep 2014
STATE STREET CORP	13F Company 13F	0.12%	$1,756,000 119,634 shares	—	30 Sep 2014
VAN ECK ASSOCIATES CORP	13F Company 13F	0.12%	$1,736,000 118,163 shares	—	30 Sep 2014
ADVISORY RESEARCH INC	13F Company 13F	0.11%	$1,533,000 104,336 shares	—	30 Sep 2014
Sumitomo Mitsui DS Asset Management Company, Ltd	13F Company 13F	0.11%	$1,532,000 104,336 shares	—	30 Sep 2014
PRINCIPAL FINANCIAL GROUP INC	13F Company 13F	0.1%	$1,466,000 99,794 shares	—	30 Sep 2014
D. E. Shaw & Co., Inc.	13F Company 13F	0.08%	$1,162,000 79,135 shares	—	30 Sep 2014
Nuveen Asset Management, LLC	13F Company 13F	0.08%	$1,136,000 77,311 shares	—	30 Sep 2014
MILLENNIUM MANAGEMENT LLC	13F Company 13F	0.08%	$1,106,000 75,288 shares	—	30 Sep 2014
Sterling Capital Management LLC	13F Company 13F	0.07%	$1,060,000 72,182 shares	—	30 Sep 2014
COMERICA BANK	13F Company 13F	0.07%	$1,033,000 70,342 shares	—	30 Sep 2014
Allen Investment Management, LLC	13F Company 13F	0.07%	$1,006,000 68,514 shares	—	30 Sep 2014
CITADEL ADVISORS LLC	13F Company 13F	0.07%	$953,000 64,874 shares	—	30 Sep 2014
EnTrustPermal Management LLC	13F Company 13F	0.06%	$936,000 63,696 shares	—	30 Sep 2014
PDT Partners, LLC	13F Company 13F	0.06%	$905,000 61,598 shares	—	30 Sep 2014
WELLINGTON MANAGEMENT GROUP LLP	13F Company 13F	0.06%	$899,000 61,229 shares	—	30 Sep 2014
HighTower Advisors, LLC	13F Company 13F	0.06%	$880,000 59,953 shares	—	30 Sep 2014
VSR Financial Services, Inc.	13F Company 13F	0.06%	$876,000 59,650 shares	—	30 Sep 2014
AMERICAN INTERNATIONAL GROUP, INC.	13F Company 13F	0.06%	$851,162 57,942 shares	—	30 Sep 2014
Bank of New York Mellon Corp	13F Company 13F	0.05%	$746,000 50,816 shares	—	30 Sep 2014
NORTHERN TRUST CORP	13F Company 13F	0.05%	$737,000 50,194 shares	—	30 Sep 2014

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

28,225,874

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2014 vs Q3 2014 Across Filers

Q3 2014 holders

Q4 2014 holders

Holder diff

Investor	Q3 2014 Shares	Q4 2014 Shares	Share Diff	Share Chg %	Q3 2014 value	Q4 2014 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend