New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)
CUSIP: 647551100
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Common Stock, par value $0.01 per share
- Shares outstanding
- 98,483,657
- Total 13F shares
- 28,225,874
- Share change
- +3,031,675
- Total reported value
- $421,638,127
- Put/Call ratio
- 224%
- Price per share
- $14.94
- Number of holders
- 93
- Value change
- +$45,398,319
- Number of buys
- 53
- Number of sells
- 34
Quarterly Holders Quick Answers
What is CUSIP 647551100?
CUSIP 647551100 identifies NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 647551100:
Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Steven B. Klinsky |
13F
|
Individual |
3.1%
|
3,083,161
|
$45,292,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.4%
|
2,394,910
|
$35,181,000 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
2.4%
|
2,378,393
|
$34,939,000 | — | 30 Sep 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.8%
|
1,761,116
|
$25,871,000 | — | 30 Sep 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
1.2%
|
1,221,554
|
$17,945,000 | — | 30 Sep 2014 | |
| LOMBARDIA CAPITAL PARTNERS LLC |
13F
|
Company |
1.2%
|
1,182,975
|
$17,378,000 | — | 30 Sep 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.96%
|
946,320
|
$13,901,000 | — | 30 Sep 2014 | |
| Round Table Services, LLC |
13F
|
Company |
0.96%
|
944,977
|
$13,882,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.87%
|
855,708
|
$12,570,000 | — | 30 Sep 2014 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.81%
|
798,297
|
$11,727,000 | — | 30 Sep 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.76%
|
746,231
|
$10,962,000 | — | 30 Sep 2014 | |
| PALISADE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.6%
|
586,883
|
$8,621,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.57%
|
561,443
|
$8,248,000 | — | 30 Sep 2014 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.5%
|
489,909
|
$7,197,000 | — | 30 Sep 2014 | |
| Advisors Capital Management, LLC |
13F
|
Company |
0.5%
|
488,235
|
$7,172,000 | — | 30 Sep 2014 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
0.48%
|
475,000
|
$6,978,000 | — | 30 Sep 2014 | |
| NORGES BANK |
13F
|
Company |
0.47%
|
463,229
|
$6,805,000 | — | 30 Sep 2014 | |
| West Family Investments, Inc. |
13F
|
Company |
0.34%
|
337,800
|
$4,962,000 | — | 30 Sep 2014 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.31%
|
309,336
|
$4,544,000 | — | 30 Sep 2014 | |
| AVIVA PLC |
13F
|
Company |
0.27%
|
270,000
|
$3,966,000 | — | 30 Sep 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.25%
|
245,117
|
$3,600,764 | — | 30 Sep 2014 | |
| BlackRock Group LTD |
13F
|
Company |
0.25%
|
244,706
|
$3,595,000 | — | 30 Sep 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.24%
|
238,893
|
$3,509,000 | — | 30 Sep 2014 | |
| Invesco Ltd. |
13F
|
Company |
0.21%
|
203,551
|
$2,990,000 | — | 30 Sep 2014 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
0.2%
|
198,750
|
$2,920,000 | — | 30 Sep 2014 | |
| Na Bokf |
13F
|
Individual |
0.2%
|
195,824
|
$2,877,000 | — | 30 Sep 2014 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.18%
|
176,219
|
$2,588,000 | — | 30 Sep 2014 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.14%
|
142,684
|
$2,096,000 | — | 30 Sep 2014 | |
| Nine Chapters Capital Management LLC |
13F
|
Company |
0.14%
|
139,000
|
$2,042,000 | — | 30 Sep 2014 | |
| AXA S.A. |
13F
|
Company |
0.13%
|
131,763
|
$1,936,000 | — | 30 Sep 2014 | |
| STATE STREET CORP |
13F
|
Company |
0.12%
|
119,634
|
$1,756,000 | — | 30 Sep 2014 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.12%
|
118,163
|
$1,736,000 | — | 30 Sep 2014 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
0.11%
|
104,336
|
$1,533,000 | — | 30 Sep 2014 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
0.11%
|
104,336
|
$1,532,000 | — | 30 Sep 2014 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.1%
|
99,794
|
$1,466,000 | — | 30 Sep 2014 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.08%
|
79,135
|
$1,162,000 | — | 30 Sep 2014 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.08%
|
77,311
|
$1,136,000 | — | 30 Sep 2014 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.08%
|
75,288
|
$1,106,000 | — | 30 Sep 2014 | |
| Sterling Capital Management LLC |
13F
|
Company |
0.07%
|
72,182
|
$1,060,000 | — | 30 Sep 2014 | |
| COMERICA BANK |
13F
|
Company |
0.07%
|
70,342
|
$1,033,000 | — | 30 Sep 2014 | |
| Allen Investment Management, LLC |
13F
|
Company |
0.07%
|
68,514
|
$1,006,000 | — | 30 Sep 2014 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.07%
|
64,874
|
$953,000 | — | 30 Sep 2014 | |
| EnTrustPermal Management LLC |
13F
|
Company |
0.06%
|
63,696
|
$936,000 | — | 30 Sep 2014 | |
| PDT Partners, LLC |
13F
|
Company |
0.06%
|
61,598
|
$905,000 | — | 30 Sep 2014 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
0.06%
|
61,229
|
$899,000 | — | 30 Sep 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
59,953
|
$880,000 | — | 30 Sep 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.06%
|
59,650
|
$876,000 | — | 30 Sep 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.06%
|
57,942
|
$851,162 | — | 30 Sep 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
50,816
|
$746,000 | — | 30 Sep 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
50,194
|
$737,000 | — | 30 Sep 2014 |
Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q4 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.