New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC)

Q: What does CUSIP 647551100 represent in this 13F holders report?

CUSIP 647551100 is the security identifier for NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share used to aggregate holder disclosures.

Q: How many institutions held NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in Q3 2014?

87 institutional investors reported NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share for Q3 2014. Use the holders table for investor-level position and value details.

CUSIP: 647551100

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Stock, par value $0.01 per share
Shares outstanding: 98,483,657
Total 13F shares: 24,285,616
Share change: -1,114,167
Total reported value: $356,736,926
Put/Call ratio: 1527%
Price per share: $14.69
Number of holders: 87
Value change: -$16,593,435
Number of buys: 37
Number of sells: 65

Quarterly Holders Quick Answers

What is CUSIP 647551100?
CUSIP 647551100 identifies NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 647551100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of NMFC - New Mountain Finance Corp - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Steven B. Klinsky	13F	Individual	2.7%	2,672,557	$39,714,000	—	30 Jun 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	2.4%	2,380,210	$35,369,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.6%	1,555,574	$23,116,000	—	30 Jun 2014	13F
Advisors Asset Management, Inc.	13F	Company	1.5%	1,496,444	$22,237,000	—	30 Jun 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	1.3%	1,254,990	$18,649,000	—	30 Jun 2014	13F
LOMBARDIA CAPITAL PARTNERS LLC	13F	Company	1.2%	1,227,394	$18,239,000	—	30 Jun 2014	13F
UBS AG	13F	Company	1.2%	1,137,103	$16,898,000	—	30 Jun 2014	13F
Neuberger Berman Group LLC	13F	Company	0.95%	935,743	$13,905,000	—	30 Jun 2014	13F
CREDIT SUISSE AG/	13F	Company	0.9%	885,878	$13,165,000	—	30 Jun 2014	13F
Round Table Services, LLC	13F	Company	0.86%	847,999	$12,601,000	—	30 Jun 2014	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	0.81%	802,269	$11,922,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	0.79%	781,835	$11,618,000	—	30 Jun 2014	13F
KENNEDY CAPITAL MANAGEMENT LLC	13F	Company	0.65%	636,828	$9,463,000	—	30 Jun 2014	13F
PALISADE CAPITAL MANAGEMENT, LP	13F	Company	0.6%	590,994	$8,782,000	—	30 Jun 2014	13F
Yorktown Management & Research Co Inc	13F	Company	0.47%	465,000	$6,910,000	—	30 Jun 2014	13F
NORGES BANK	13F	Company	0.47%	463,229	$6,884,000	—	30 Jun 2014	13F
Advisors Capital Management, LLC	13F	Company	0.4%	395,060	$5,870,000	—	30 Jun 2014	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.39%	380,621	$5,656,000	—	30 Jun 2014	13F
NORTHERN TRUST CORP	13F	Company	0.36%	358,899	$5,333,000	—	30 Jun 2014	13F
West Family Investments, Inc.	13F	Company	0.35%	339,800	$5,049,000	—	30 Jun 2014	13F
BlackRock Group LTD	13F	Company	0.28%	276,393	$4,107,000	—	30 Jun 2014	13F
AVIVA PLC	13F	Company	0.27%	270,000	$4,012,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	0.26%	251,416	$3,734,000	—	30 Jun 2014	13F
Invesco Ltd.	13F	Company	0.25%	249,406	$3,706,000	—	30 Jun 2014	13F
Janney Montgomery Scott LLC	13F	Company	0.23%	228,614	$3,397,200	—	30 Jun 2014	13F
Na Bokf	13F	Individual	0.22%	220,601	$3,278,000	—	30 Jun 2014	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.22%	214,962	$3,194,000	—	30 Jun 2014	13F
Paloma Partners Management Co	13F	Company	0.21%	206,262	$3,065,000	—	30 Jun 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.19%	183,809	$2,732,000	—	30 Jun 2014	13F
GLENMEDE TRUST CO NA	13F	Company	0.19%	182,581	$2,712,000	—	30 Jun 2014	13F
WILLIAMS JONES & ASSOCIATES LLC	13F	Company	0.18%	174,250	$2,589,000	—	30 Jun 2014	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.14%	142,684	$2,120,000	—	30 Jun 2014	13F
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	13F	Company	0.14%	139,876	$2,079,000	—	30 Jun 2014	13F
AXA S.A.	13F	Company	0.14%	136,469	$2,028,000	—	30 Jun 2014	13F
LMR Partners LLP	13F	Company	0.14%	134,766	$2,003,000	—	30 Jun 2014	13F
Nine Chapters Capital Management LLC	13F	Company	0.13%	132,200	$1,964,000	—	30 Jun 2014	13F
STATE STREET CORP	13F	Company	0.12%	121,934	$1,812,000	—	30 Jun 2014	13F
D. E. Shaw & Co., Inc.	13F	Company	0.12%	119,197	$1,772,000	—	30 Jun 2014	13F
VAN ECK ASSOCIATES CORP	13F	Company	0.12%	117,426	$1,745,000	—	30 Jun 2014	13F
ADVISORY RESEARCH INC	13F	Company	0.11%	111,316	$1,654,000	—	30 Jun 2014	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	0.11%	111,316	$1,654,000	—	30 Jun 2014	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.1%	98,333	$1,461,000	—	30 Jun 2014	13F
DIALECTIC CAPITAL MANAGEMENT, LP	13F	Company	0.09%	90,000	$1,338,000	—	30 Jun 2014	13F
PDT Partners, LLC	13F	Company	0.09%	89,000	$1,323,000	—	30 Jun 2014	13F
STIFEL FINANCIAL CORP	13F	Company	0.08%	80,789	$1,200,000	—	30 Jun 2014	13F
Nuveen Asset Management, LLC	13F	Company	0.08%	77,311	$1,149,000	—	30 Jun 2014	13F
EnTrustPermal Management LLC	13F	Company	0.08%	76,701	$1,140,000	—	30 Jun 2014	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	0.08%	76,298	$1,134,000	—	30 Jun 2014	13F
Kamunting Street Capital Management, L.P.	13F	Company	0.08%	75,000	$1,115,000	—	30 Jun 2014	13F
Sterling Capital Management LLC	13F	Company	0.07%	69,913	$1,039,000	—	30 Jun 2014	13F

Institutional Holders of New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) as of Q3 2014

As of 30 Sep 2014, New Mountain Finance Corp - Common Stock, par value $0.01 per share (NMFC) was held by 87 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 24,285,616 shares. The largest 10 holders included KLINSKY STEVEN B, WELLS FARGO & COMPANY/MN, Ameriprise Financial Inc, Advisors Asset Management, Inc., GOLDMAN SACHS GROUP INC, LOMBARDIA CAPITAL PARTNERS LLC, Neuberger Berman Group LLC, Round Table Services, LLC, UBS AG, and CONFLUENCE INVESTMENT MANAGEMENT LLC. This page lists 87 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

106

Q3 2014 holders

Holder diff

-19

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.