NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,479,255
- Share change
- +15,486
- Total reported value
- $117,529,000
- Price per share
- $13.86
- Number of holders
- 35
- Value change
- +$213,076
- Number of buys
- 19
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
14%
|
2,303,927
|
$32,764,000 | — | 30 Jun 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
13%
|
2,035,480
|
$28,863,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7.5%
|
1,220,703
|
$17,359,000 | — | 30 Jun 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
5.1%
|
824,824
|
$11,791,000 | — | 30 Jun 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
4.6%
|
751,354
|
$10,685,000 | — | 30 Jun 2019 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
272,038
|
$3,869,000 | — | 30 Jun 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.4%
|
230,030
|
$3,271,000 | — | 30 Jun 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.87%
|
140,358
|
$1,996,000 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.77%
|
125,398
|
$1,783,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.6%
|
97,016
|
$1,380,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.46%
|
74,605
|
$1,058,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
67,191
|
$952,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.34%
|
55,021
|
$782,000 | — | 30 Jun 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.27%
|
43,638
|
$621,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.24%
|
39,104
|
$556,000 | — | 30 Jun 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.2%
|
32,343
|
$460,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.15%
|
24,496
|
$349,000 | — | 30 Jun 2019 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
22,307
|
$317,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.13%
|
20,839
|
$296,000 | — | 30 Jun 2019 | |
| Dakota Wealth Management |
13F
|
Company |
0.13%
|
20,281
|
$288,000 | — | 30 Jun 2019 | |
| Arnhold LLC |
13F
|
Company |
0.11%
|
17,888
|
$254,000 | — | 30 Jun 2019 | |
| Sigma Planning Corp |
13F
|
Company |
0.1%
|
15,418
|
$219,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
7,192
|
$102,000 | — | 30 Jun 2019 | |
| Doyle Wealth Management |
13F
|
Company |
0.04%
|
5,687
|
$81,000 | — | 30 Jun 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
5,063
|
$72,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
4,500
|
$64,000 | — | 30 Jun 2019 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$25,000 | — | 30 Jun 2019 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,538
|
$22,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
1,011
|
$14,000 | — | 30 Jun 2019 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$4,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
267
|
$4,000 | — | 30 Jun 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0%
|
120
|
$2,000 | — | 30 Jun 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
36
|
$2,000 | — | 30 Jun 2019 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q3 2019
As of 30 Sep 2019,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,479,255 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, Thomas J. Herzfeld Advisors, Inc., and ROYAL BANK OF CANADA.
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
34
Q3 2019 holders
35
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.