NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF)
CUSIP: 644465106
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 16,180,443
- Total 13F shares
- 8,471,232
- Share change
- -104,513
- Total reported value
- $132,807,000
- Price per share
- $15.68
- Number of holders
- 38
- Value change
- -$1,639,777
- Number of buys
- 11
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 644465106?
CUSIP 644465106 identifies GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 644465106:
Top shareholders of GF - NEW GERMANY FUND INC - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
14%
|
2,190,186
|
$30,356,000 | — | 30 Sep 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
13%
|
2,035,480
|
$28,211,000 | — | 30 Sep 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
7.6%
|
1,223,603
|
$16,959,000 | — | 30 Sep 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
5.6%
|
898,950
|
$12,468,000 | — | 30 Sep 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
4.8%
|
772,820
|
$10,711,000 | — | 30 Sep 2019 | |
| GABELLI FUNDS LLC |
13F
|
Company |
1.7%
|
272,038
|
$3,770,000 | — | 30 Sep 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
1.4%
|
227,944
|
$3,159,000 | — | 30 Sep 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.92%
|
148,358
|
$2,056,000 | — | 30 Sep 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.79%
|
127,395
|
$1,766,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.6%
|
96,766
|
$1,341,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.58%
|
94,240
|
$1,306,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.55%
|
88,867
|
$1,232,000 | — | 30 Sep 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.27%
|
43,638
|
$605,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.25%
|
39,961
|
$554,000 | — | 30 Sep 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.18%
|
29,009
|
$402,000 | — | 30 Sep 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.17%
|
28,145
|
$390,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.15%
|
24,626
|
$340,000 | — | 30 Sep 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.14%
|
22,462
|
$311,000 | — | 30 Sep 2019 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
0.14%
|
22,307
|
$309,000 | — | 30 Sep 2019 | |
| Dakota Wealth Management |
13F
|
Company |
0.13%
|
20,732
|
$287,000 | — | 30 Sep 2019 | |
| Arnhold LLC |
13F
|
Company |
0.11%
|
18,281
|
$253,000 | — | 30 Sep 2019 | |
| Sigma Planning Corp |
13F
|
Company |
0.1%
|
15,758
|
$218,000 | — | 30 Sep 2019 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.09%
|
14,668
|
$203,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
7,345
|
$102,000 | — | 30 Sep 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
4,661
|
$65,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,609
|
$50,000 | — | 30 Sep 2019 | |
| HM PAYSON & CO |
13F
|
Company |
0.01%
|
2,000
|
$28,000 | — | 30 Sep 2019 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.01%
|
1,782
|
$25,000 | — | 30 Sep 2019 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.01%
|
1,571
|
$22,000 | — | 30 Sep 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
0.01%
|
906
|
$13,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
597
|
$8,000 | — | 30 Sep 2019 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
314
|
$4,000 | — | 30 Sep 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0%
|
120
|
$2,000 | — | 30 Sep 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
36
|
$2,000 | — | 30 Sep 2019 | |
| Selective Wealth Management, Inc. |
13F
|
Company |
0%
|
80
|
$1,000 | — | 30 Sep 2019 |
Institutional Holders of NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) as of Q4 2019
As of 31 Dec 2019,
NEW GERMANY FUND INC - Common Shares, $0.001 par value (GF) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,471,232 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., GABELLI FUNDS LLC, Uncommon Cents Investing LLC, Shaker Financial Services, LLC, GEODE CAPITAL MANAGEMENT, LLC, and ROYAL BANK OF CANADA.
This page lists
38
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
35
Q4 2019 holders
38
Holder diff
3
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.